SIST ES 203 069 V1.1.1:2014

• Abstract:

  The present document defines the requirements for the remote management of networked devices by a service provider in a consumer's home. It provides an overview of and the necessary normative references to a family of technical specifications (see figure 1). It describes how the various technical specifications in this family are related.; The protocol is intended to provide flexibility in the connectivity model:; • The protocol allows both CPE and ACS initiated connection establishment, avoiding the need for a persistent connection to be maintained between each CPE and an ACS.; • The functional interactions between the ACS and CPE should be independent of which end initiated the establishment of the connection. In particular, even where ACS initiated connectivity is not supported, all ACS initiated transactions should be able to take place over a connection initiated by the CPE.; • The protocol allows one or more ACSs to serve a population of CPE. Each CPE can only be associated with one ACS, while each ACS may be associated with one or more service providers. However, a single physical device may present more than one logical CPE device, each of which may be associated with a different ACS.; • The protocol provides mechanisms for a CPE to discover the appropriate ACS for a given service provider.; • The protocol provides mechanisms to allow an ACS to securely identify a CPE and associate it with a user/customer. Processes to support such association support models that incorporate user interaction as well as those that are fully automatic.

• Status: Published
• Publication Date: 18-May-2014
• ICS: 33.060.40 - Cabled distribution systems
• Technical Committee: SPN - Services and Protocols for Networks
• Current Stage: 6060 - National Implementation/Publication (Adopted Project)
• Start Date: 02-Apr-2013
• Due Date: 07-Jun-2013
• Completion Date: 19-May-2014
• Ref Project: ETSI ES 203 069 V1.1.1 (2011-03) - Access, Terminals, Transmission and Multiplexing (ATTM); Remote management of CPE over broadband networks; CPE WAN Management Protocol (CWMP)

Overview

SIST ES 203 069 V1.1.1:2014, developed by the Slovenski inštitut za standardizacijo (SIST), details the requirements and framework for remotely managing networked devices, known as Customer Premises Equipment (CPE), in residential broadband environments. The standard specifies the CPE WAN Management Protocol (CWMP), often referred to as TR-069, which enables service providers to perform remote provisioning, configuration, monitoring, and troubleshooting of CPE devices over IP-based broadband networks. This approach promotes efficient network operations, enhances customer experience, and supports scalability for diverse service offerings.

Key Topics

• Protocol Flexibility: CWMP supports both CPE-initiated and ACS (Auto-Configuration Server)-initiated connections, allowing dynamic, secure session management without the need for persistent connections.
• ACS-CPE Relationship:
  • Multiple ACS instances can serve large CPE populations.
  • Each physical device may represent several logical CPEs, permitting complex service associations.
  • Flexible discovery and secure identification mechanisms allow appropriate mapping of CPE to service providers and end users.
• Management Capabilities:
  • Auto-Configuration & Provisioning: Automated initial and ongoing device configuration.
  • Software/Firmware Management: Remote updates, version control, and rollout management for CPE software and firmware.
  • Status & Performance Monitoring: Real-time insight into device health, operational statistics, and notification of significant state changes.
  • Diagnostics: Remote execution of diagnostics to detect and resolve network or device issues.
  • Security: Confidentiality, authentication, and tamper-prevention mechanisms by design.
• Data Models: CWMP leverages a set of standardized data models (e.g., TR-181, TR-104, TR-135, TR-140, TR-196) to enable comprehensive device and service management across diverse CPE types.

Applications

CWMP, as defined in SIST ES 203 069 V1.1.1:2014, is widely used in:

• Internet Service Provider (ISP) Operations: Efficient remote management and troubleshooting of home broadband devices such as routers, set-top boxes (STB), VoIP adapters, and network-attached storage (NAS).
• Automatic Device Provisioning: Seamless activation, re-provisioning, and configuration updates for new or existing subscribers, improving time-to-service and reducing operational costs.
• Service Quality Assurance: Continuous monitoring and reporting of key performance indicators (KPIs) for broadband connections, supporting proactive customer service and SLA compliance.
• Security Management: Standardized procedures for secure device identification, user association, and protection against unauthorized configuration changes or service theft.
• Scalable Device Ecosystems: Support for multiple device vendors, models, and evolving customer requirements-all manageable from a unified ACS platform.

Related Standards

SIST ES 203 069 V1.1.1:2014 is closely aligned with several international and technical specifications, including:

• Broadband Forum TR-069: The foundational CPE WAN Management Protocol.
• TR-181: Device data models enabling standardized management objects for TR-069-enabled devices.
• TR-104: Parameters for provisioning VoIP CPE.
• TR-135: Data model for set-top boxes (digital TV).
• TR-140: Storage service data model for NAS and related devices.
• TR-196: Data model for femto access points.
• TR-157, TR-143, TR-106: Additional frameworks supporting diagnostics, performance testing, and common data model structures.
• ITU-T Y.101: Terminology and definitions relevant to global information infrastructures.

These standards collectively provide a robust ecosystem for remote device management, future extensibility, and interoperability across vendor devices and service environments.

Practical Value

By standardizing remote CPE management, SIST ES 203 069 V1.1.1:2014 facilitates:

• Reduced operational expenses through automation.
• Improved customer satisfaction due to faster issue resolution.
• Future-proof scalability as devices and broadband technologies evolve.
• Cross-vendor interoperability and simplified integration into diverse network environments.

Adopting CWMP-based solutions helps service providers deliver reliable, flexible, and secure broadband services to residential and business customers.

Final draft ETSI ES 203 069 V1.1.0 (2011-01)
ETSI Standard
Access, Terminals, Transmission and Multiplexing (ATTM);
Remote management of CPE over broadband networks;
CPE WAN Management Protocol (CWMP)

2 Final draft ETSI ES 203 069 V1.1.0 (2011-01)

Reference
DES/ATTM-02012
Keywords
configuration, management, xDSL
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE

Tel.: [phone]  Fax: [phone]

Siret N° 348 623 562 00017 - NAF 742 C
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° 7803/88

Important notice
Individual copies of the present document can be downloaded from:
http://www.etsi.org
The present document may be made available in more than one electronic version or in print. In any case of existing or
perceived difference in contents between such versions, the reference version is the Portable Document Format (PDF).
In case of dispute, the reference shall be the printing on ETSI printers of the PDF version kept on a specific network drive
within ETSI Secretariat.
Users of the present document should be aware that the document may be subject to revision or change of status.
Information on the current status of this and other ETSI documents is available at
http://portal.etsi.org/tb/status/status.asp
If you find errors in the present document, please send your comment to one of the following services:
http://portal.etsi.org/chaircor/ETSI_support.asp
Copyright Notification
No part may be reproduced except as authorized by written permission.
The copyright and the foregoing restriction extend to reproduction in all media.

© European Telecommunications Standards Institute 2011.
All rights reserved.
TM TM TM TM
DECT , PLUGTESTS , UMTS , TIPHON , the TIPHON logo and the ETSI logo are Trade Marks of ETSI registered
for the benefit of its Members.
TM
3GPP is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners.
LTE™ is a Trade Mark of ETSI currently being registered
for the benefit of its Members and of the 3GPP Organizational Partners.
GSM® and the GSM logo are Trade Marks registered and owned by the GSM Association.
ETSI
3 Final draft ETSI ES 203 069 V1.1.0 (2011-01)
Contents
Intellectual Property Rights . 4
Foreword . 4
Introduction . 4
1 Scope . 5
2 References . 6
2.1 Normative references . 6
2.2 Informative references . 7
3 Definitions and abbreviations . 7
3.1 Definitions . 7
3.2 Abbreviations . 8
4 Conventions . 8
5 Remote management of CPE over broadband networks . 8
5.1 Elements of the CPE WAN management protocol . 8
5.1.1 TR-069: CPE WAN management protocol (CWMP) . 8
5.1.2 Auto-configuration and dynamic service provisioning . 9
5.1.3 Software/firmware image management . 9
5.1.4 Status and performance monitoring . 9
5.1.5 Diagnostics . 9
5.1.6 Security . 9
5.2 Data models . 9
5.2.1 TR-181 Issue 2: Device data model for TR-069 . 10
5.2.2 TR-157: Component objects for CWMP . 10
5.2.3 TR-143: Enabling network throughput performance tests and statistical monitoring . 11
5.2.4 TR-104: DSLHome provisioning parameters for VoIP CPE . 11
5.2.5 TR-135: Data model for a TR-069 enabled set-top box. 11
5.2.6 TR-140: TR-069 data model for storage service enabled devices . 11
5.2.7 TR-196: Femto access point service data model . 12
Annex A (informative): Bibliography . 13
History . 14

ETSI
4 Final draft ETSI ES 203 069 V1.1.0 (2011-01)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (http://webapp.etsi.org/IPR/home.asp).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This ETSI Standard (ES) has been produced by ETSI Technical Committee Access, Terminals, Transmission and
Multiplexing (ATTM), and is now submitted for the ETSI standards Membership Approval Procedure.
Introduction
The basis of the present document is the Broadband Forum CPE WAN management protocol (CWMP), commonly
referred to as TR-069 [1].
The protocol is intended for communication between a CPE and an Auto-Configuration Server (ACS). The CPE WAN
management protocol defines a mechanism that encompasses secure auto-configuration of a CPE, and also incorporates
other CPE management functions into a common framework.
TR-069 [1] specifies the generic requirements of the management protocol, and methods that can be applied to any
TR-069 [1] CPE. Other Broadband Forum Technical Reports (TRs) specify the managed objects, or data models, for
specific types of devices or services.
The protocol may be used to manage various types of CPE, including stand-alone routers and LAN-side client devices.
It is agnostic to the specific access medium utilized by the service provider, although it does depend on IP-layer
connectivity having first been established by the device.
ETSI
5 Final draft ETSI ES 203 069 V1.1.0 (2011-01)
1 Scope
The present document defines the requirements for the remote management of networked devices by a service provider
in a consumer's home. It provides an overview of and the necessary normative references to a family of technical
specifications (see figure 1). It describes how the various technical specifications in this family are related.
The protocol is intended to provide flexibility in the connectivity model:
• The protocol allows both CPE and ACS initiated connection establishment, avoiding the need for a persistent
connection to be maintained between each CPE and an ACS.
• The functional interactions between the ACS and CPE should be independent of which end initiated the
establishment of the connection. In particular, even where ACS initiated connectivity is not supported, all ACS
initiated transactions should be able to take place over a connection initiated by the CPE.
• The protocol allows one or more ACSs to serve a population of CPE. Each CPE can only be associated with
one ACS, while each ACS may be associated with one or more service providers. However, a single physical
device may present more than one logical CPE device, each of which may be associated with a different ACS.
• The protocol provides mechanisms for a CPE to discover the appropriate ACS for a given service provider.
• The protocol provides mechanisms to allow an ACS to securely identify a CPE and associate it with a
user/customer.
Processes to support such association support models that incorporate user interaction as well as those that are fully
automatic.
The protocol allows an ACS to control and monitor various parameters associated with a CPE. The mechanisms
provided to access these parameters are designed with the following premises:
• Different CPE may have differing capability levels, implementing different subsets of optional functionality.
Additionally, an ACS may manage a range of different device types delivering a range of different services.
As a result, an ACS must be able to discover the capabilities of a particular CPE.
• An ACS must be able to control and monitor the current configuration of a CPE.
• Other entities besides an ACS may be able to control some parameters of a CPE's configuration (e.g. via
LAN-side auto-configuration). As a result, the protocol must allow an ACS to account for external changes to
a CPE's configuration. The ACS should also be able to control which configuration parameters can be
controlled via means other than by the ACS.
• The protocol should allow vendor-specific parameters to be defined and accessed.
The protocol is intended to minimize implementation complexity, while providing flexibility in trading off complexity
vs. functionality. The protocol incorporates a number of optional components that come into play only if specific
functionality is required. The protocol incorporates existing standards where appropriate, allowing leverage of
off-the-shelf implementations.
The protocol is agnostic to the underlying access network.
The protocol is also extensible. It includes mechanisms to support future extensions to the standard, as well as explicit
mechanisms for vendor-specific extensions.
ETSI
6 Final draft ETSI ES 203 069 V1.1.0 (2011-01)

TR-157
Component Objects Femto
Access Point
for CWMP IP STB Storage
TR-069 CPE WAN
Management Protocol
TR-104: VoIP
VoIP
TR-135: STB
TR-143: Throughput
TR-140: Storage
Auto-Configuration Server Residential Gateway
Performance Testing
Voice ATA
TR-181i2: Device Data TR-196: Femto Cell
Model for TR-069
TR-106: Common Data
Model Template
PC
Ethernet Wireless
G.hn Other Home Networking Technologies
Technical Reports for CWMP and Data Models (see clauses 6.1 and 6.2) are coloured blue.
Technical Reports that define Service Data Models (see clause 6.2.1) are coloured green.

Figure 1: CPE WAN management protocol and its related technical specifications
2 References
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
reference document (including any amendments) applies.
Referenced documents which are not found to be publicly available in the expected location might be found at
http://docbox.etsi.org/Reference.
NOTE: While any hyperlinks included in this clause were valid at the time of publication ETSI cannot guarantee
their long term validity.
2.1 Normative references
The following referenced documents are necessary for the application of the present document.
[1] Broadband Forum TR-069 (Amendment 2 - December 2007): "CPE WAN Management Protocol
(CWMP) v1.1".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-069_Amendment-2.pdf.
[2] Broadband Forum TR-104 (September 2005): "DSLHomeTM Provisioning Parameters for VoIP
CPE".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-104.pdf.
[3] Broadband Forum TR-106 (Amendment 4 - February 2010): "Data Model Template for
TR-069-Enabled Devices".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-106_Amendment-4.pdf.
[4] Broadband Forum TR-135 (December 2007): "Data Model for a TR-069 Enabled STB".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-135.pdf.
ETSI
7 Final draft ETSI ES 203 069 V1.1.0 (2011-01)
[5] Broadband Forum TR-140 (Issue 1.1 - December 2007): "TR-069 Data Model for Storage Service
Enabled Device".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-140_Issue1.1.pdf.
[6] Broadband Forum TR-143 (Corrigendum 1 - December 2008): "Enabling Network Throughput
Performance Tests and Statistical Monitoring".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-143_Corrigendum-1.pdf.
[7] Broadband Forum TR-157 (Amendment 1 - September 2009): "Component Objects for CWMP".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-157_Amendment-1.pdf.
[8] Broadband Forum TR-181 (Issue 2 - May 2010): "Device Data Model for TR-069".
NOTE: Available at http://www.broadband-forum.or
...

ETSI Standard
Access, Terminals, Transmission and Multiplexing (ATTM);
Remote management of CPE over broadband networks;
CPE WAN Management Protocol (CWMP)

2 ETSI ES 203 069 V1.1.1 (2011-03)

Reference
DES/ATTM-02012
Keywords
configuration, management, xDSL
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE

Tel.: [phone]  Fax: [phone]

Siret N° 348 623 562 00017 - NAF 742 C
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° 7803/88

Important notice
Individual copies of the present document can be downloaded from:
http://www.etsi.org
The present document may be made available in more than one electronic version or in print. In any case of existing or
perceived difference in contents between such versions, the reference version is the Portable Document Format (PDF).
In case of dispute, the reference shall be the printing on ETSI printers of the PDF version kept on a specific network drive
within ETSI Secretariat.
Users of the present document should be aware that the document may be subject to revision or change of status.
Information on the current status of this and other ETSI documents is available at
http://portal.etsi.org/tb/status/status.asp
If you find errors in the present document, please send your comment to one of the following services:
http://portal.etsi.org/chaircor/ETSI_support.asp
Copyright Notification
No part may be reproduced except as authorized by written permission.
The copyright and the foregoing restriction extend to reproduction in all media.

© European Telecommunications Standards Institute 2011.
All rights reserved.
TM TM TM TM
DECT , PLUGTESTS , UMTS , TIPHON , the TIPHON logo and the ETSI logo are Trade Marks of ETSI registered
for the benefit of its Members.
TM
3GPP is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners.
LTE™ is a Trade Mark of ETSI currently being registered
for the benefit of its Members and of the 3GPP Organizational Partners.
GSM® and the GSM logo are Trade Marks registered and owned by the GSM Association.
ETSI
3 ETSI ES 203 069 V1.1.1 (2011-03)
Contents
Intellectual Property Rights . 4
Foreword . 4
Introduction . 4
1 Scope . 5
2 References . 6
2.1 Normative references . 6
2.2 Informative references . 7
3 Definitions and abbreviations . 7
3.1 Definitions . 7
3.2 Abbreviations . 8
4 Conventions . 8
5 Remote management of CPE over broadband networks . 8
5.1 Elements of the CPE WAN management protocol . 8
5.1.1 TR-069: CPE WAN management protocol (CWMP) . 8
5.1.2 Auto-configuration and dynamic service provisioning . 9
5.1.3 Software/firmware image management . 9
5.1.4 Status and performance monitoring . 9
5.1.5 Diagnostics . 9
5.1.6 Security . 9
5.2 Data models . 10
5.2.1 TR-181 Issue 2: Device data model for TR-069 . 10
5.2.2 TR-157: Component objects for CWMP . 11
5.2.3 TR-143: Enabling network throughput performance tests and statistical monitoring . 11
5.2.4 TR-104: DSLHome provisioning parameters for VoIP CPE . 11
5.2.5 TR-135: Data model for a TR-069 enabled set-top box. 11
5.2.6 TR-140: TR-069 data model for storage service enabled devices . 11
5.2.7 TR-196: Femto access point service data model . 12
Annex A (informative): Bibliography . 13
History . 14

ETSI
4 ETSI ES 203 069 V1.1.1 (2011-03)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (http://webapp.etsi.org/IPR/home.asp).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This ETSI Standard (ES) has been produced by ETSI Technical Committee Access, Terminals, Transmission and
Multiplexing (ATTM).
Introduction
The basis of the present document is the Broadband Forum CPE WAN management protocol (CWMP), commonly
referred to as TR-069 [1].
The protocol is intended for communication between a CPE and an Auto-Configuration Server (ACS). The CPE WAN
management protocol defines a mechanism that encompasses secure auto-configuration of a CPE, and also incorporates
other CPE management functions into a common framework.
TR-069 [1] specifies the generic requirements of the management protocol, and methods that can be applied to any
TR-069 [1] CPE. Other Broadband Forum Technical Reports (TRs) specify the managed objects, or data models, for
specific types of devices or services.
The protocol may be used to manage various types of CPE, including stand-alone routers and LAN-side client devices.
It is agnostic to the specific access medium utilized by the service provider, although it does depend on IP-layer
connectivity having first been established by the device.
ETSI
5 ETSI ES 203 069 V1.1.1 (2011-03)
1 Scope
The present document defines the requirements for the remote management of networked devices by a service provider
in a consumer's home. It provides an overview of and the necessary normative references to a family of technical
specifications (see figure 1). It describes how the various technical specifications in this family are related.
The protocol is intended to provide flexibility in the connectivity model:
• The protocol allows both CPE and ACS initiated connection establishment, avoiding the need for a persistent
connection to be maintained between each CPE and an ACS.
• The functional interactions between the ACS and CPE should be independent of which end initiated the
establishment of the connection. In particular, even where ACS initiated connectivity is not supported, all ACS
initiated transactions should be able to take place over a connection initiated by the CPE.
• The protocol allows one or more ACSs to serve a population of CPE. Each CPE can only be associated with
one ACS, while each ACS may be associated with one or more service providers. However, a single physical
device may present more than one logical CPE device, each of which may be associated with a different ACS.
• The protocol provides mechanisms for a CPE to discover the appropriate ACS for a given service provider.
• The protocol provides mechanisms to allow an ACS to securely identify a CPE and associate it with a
user/customer.
Processes to support such association support models that incorporate user interaction as well as those that are fully
automatic.
The protocol allows an ACS to control and monitor various parameters associated with a CPE. The mechanisms
provided to access these parameters are designed with the following premises:
• Different CPE may have differing capability levels, implementing different subsets of optional functionality.
Additionally, an ACS may manage a range of different device types delivering a range of different services.
As a result, an ACS must be able to discover the capabilities of a particular CPE.
• An ACS must be able to control and monitor the current configuration of a CPE.
• Other entities besides an ACS may be able to control some parameters of a CPE's configuration (e.g. via
LAN-side auto-configuration). As a result, the protocol must allow an ACS to account for external changes to
a CPE's configuration. The ACS should also be able to control which configuration parameters can be
controlled via means other than by the ACS.
• The protocol should allow vendor-specific parameters to be defined and accessed.
The protocol is intended to minimize implementation complexity, while providing flexibility in trading off complexity
vs. functionality. The protocol incorporates a number of optional components that come into play only if specific
functionality is required. The protocol incorporates existing standards where appropriate, allowing leverage of
off-the-shelf implementations.
The protocol is agnostic to the underlying access network.
The protocol is also extensible. It includes mechanisms to support future extensions to the standard, as well as explicit
mechanisms for vendor-specific extensions.
ETSI
6 ETSI ES 203 069 V1.1.1 (2011-03)

TR-157
Component Objects Femto
Access Point
for CWMP IP STB Storage
TR-069 CPE WAN
Management Protocol
TR-104: VoIP
VoIP
TR-135: STB
TR-143: Throughput
TR-140: Storage
Auto-Configuration Server Residential Gateway
Performance Testing
Voice ATA
TR-181i2: Device Data TR-196: Femto Cell
Model for TR-069
TR-106: Common Data
Model Template
PC
Ethernet Wireless
G.hn Other Home Networking Technologies
Technical Reports for CWMP and Data Models (see clauses 6.1 and 6.2) are coloured blue.
Technical Reports that define Service Data Models (see clause 6.2.1) are coloured green.

Figure 1: CPE WAN management protocol and its related technical specifications
2 References
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
reference document (including any amendments) applies.
Referenced documents which are not found to be publicly available in the expected location might be found at
http://docbox.etsi.org/Reference.
NOTE: While any hyperlinks included in this clause were valid at the time of publication ETSI cannot guarantee
their long term validity.
2.1 Normative references
The following referenced documents are necessary for the application of the present document.
[1] Broadband Forum TR-069 (Amendment 2 - December 2007): "CPE WAN Management Protocol
(CWMP) v1.1".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-069_Amendment-2.pdf.
[2] Broadband Forum TR-104 (September 2005): "DSLHomeTM Provisioning Parameters for VoIP
CPE".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-104.pdf.
[3] Broadband Forum TR-106 (Amendment 4 - February 2010): "Data Model Template for
TR-069-Enabled Devices".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-106_Amendment-4.pdf.
[4] Broadband Forum TR-135 (December 2007): "Data Model for a TR-069 Enabled STB".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-135.pdf.
ETSI
7 ETSI ES 203 069 V1.1.1 (2011-03)
[5] Broadband Forum TR-140 (Issue 1.1 - December 2007): "TR-069 Data Model for Storage Service
Enabled Device".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-140_Issue1.1.pdf.
[6] Broadband Forum TR-143 (Corrigendum 1 - December 2008): "Enabling Network Throughput
Performance Tests and Statistical Monitoring".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-143_Corrigendum-1.pdf.
[7] Broadband Forum TR-157 (Amendment 1 - September 2009): "Component Objects for CWMP".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-157_Amendment-1.pdf.
[8] Broadband Forum TR-181 (Issue 2 - May 2010): "Device Data Model for TR-069".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-181_Issue-2.pdf.
[9] Broadband Forum TR
...

SLOVENSKI STANDARD
01-junij-2014
'RVWRSSULNOMXþNLSUHQRVLQPXOWLSOHNVLUDQMH$770'DOMLQVNRXSUDYOMDQMH
RSUHPHSULQDURþQLNX&3(SUHNãLURNRSDVRYQLKRPUHåLM3URWRNRO]DXSUDYOMDQMH
SURVWUDQHJDRPUHåMDRSUHPHSULQDURþQLNX&:03
Access, Terminals, Transmission and Multiplexing (ATTM) - Remote management of
CPE over broadband networks - CPE WAN Management Protocol (CWMP)
Ta slovenski standard je istoveten z: ES 203 069 Version 1.1.1
ICS:
33.060.40 Kabelski razdelilni sistemi Cabled distribution systems
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

ETSI Standard
Access, Terminals, Transmission and Multiplexing (ATTM);
Remote management of CPE over broadband networks;
CPE WAN Management Protocol (CWMP)

2 ETSI ES 203 069 V1.1.1 (2011-03)

Reference
DES/ATTM-02012
Keywords
configuration, management, xDSL
ETSI
650 Route des Lucioles
F-06921 Sophia Antipolis Cedex - FRANCE

Tel.: [phone]  Fax: [phone]

Siret N° 348 623 562 00017 - NAF 742 C
Association à but non lucratif enregistrée à la
Sous-Préfecture de Grasse (06) N° 7803/88

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3 ETSI ES 203 069 V1.1.1 (2011-03)
Contents
Intellectual Property Rights . 4
Foreword . 4
Introduction . 4
1 Scope . 5
2 References . 6
2.1 Normative references . 6
2.2 Informative references . 7
3 Definitions and abbreviations . 7
3.1 Definitions . 7
3.2 Abbreviations . 8
4 Conventions . 8
5 Remote management of CPE over broadband networks . 8
5.1 Elements of the CPE WAN management protocol . 8
5.1.1 TR-069: CPE WAN management protocol (CWMP) . 8
5.1.2 Auto-configuration and dynamic service provisioning . 9
5.1.3 Software/firmware image management . 9
5.1.4 Status and performance monitoring . 9
5.1.5 Diagnostics . 9
5.1.6 Security . 9
5.2 Data models . 10
5.2.1 TR-181 Issue 2: Device data model for TR-069 . 10
5.2.2 TR-157: Component objects for CWMP . 11
5.2.3 TR-143: Enabling network throughput performance tests and statistical monitoring . 11
5.2.4 TR-104: DSLHome provisioning parameters for VoIP CPE . 11
5.2.5 TR-135: Data model for a TR-069 enabled set-top box. 11
5.2.6 TR-140: TR-069 data model for storage service enabled devices . 11
5.2.7 TR-196: Femto access point service data model . 12
Annex A (informative): Bibliography . 13
History . 14

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4 ETSI ES 203 069 V1.1.1 (2011-03)
Intellectual Property Rights
IPRs essential or potentially essential to the present document may have been declared to ETSI. The information
pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found
in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in
respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
server (http://webapp.etsi.org/IPR/home.asp).
Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee
can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web
server) which are, or may be, or may become, essential to the present document.
Foreword
This ETSI Standard (ES) has been produced by ETSI Technical Committee Access, Terminals, Transmission and
Multiplexing (ATTM).
Introduction
The basis of the present document is the Broadband Forum CPE WAN management protocol (CWMP), commonly
referred to as TR-069 [1].
The protocol is intended for communication between a CPE and an Auto-Configuration Server (ACS). The CPE WAN
management protocol defines a mechanism that encompasses secure auto-configuration of a CPE, and also incorporates
other CPE management functions into a common framework.
TR-069 [1] specifies the generic requirements of the management protocol, and methods that can be applied to any
TR-069 [1] CPE. Other Broadband Forum Technical Reports (TRs) specify the managed objects, or data models, for
specific types of devices or services.
The protocol may be used to manage various types of CPE, including stand-alone routers and LAN-side client devices.
It is agnostic to the specific access medium utilized by the service provider, although it does depend on IP-layer
connectivity having first been established by the device.
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5 ETSI ES 203 069 V1.1.1 (2011-03)
1 Scope
The present document defines the requirements for the remote management of networked devices by a service provider
in a consumer's home. It provides an overview of and the necessary normative references to a family of technical
specifications (see figure 1). It describes how the various technical specifications in this family are related.
The protocol is intended to provide flexibility in the connectivity model:
• The protocol allows both CPE and ACS initiated connection establishment, avoiding the need for a persistent
connection to be maintained between each CPE and an ACS.
• The functional interactions between the ACS and CPE should be independent of which end initiated the
establishment of the connection. In particular, even where ACS initiated connectivity is not supported, all ACS
initiated transactions should be able to take place over a connection initiated by the CPE.
• The protocol allows one or more ACSs to serve a population of CPE. Each CPE can only be associated with
one ACS, while each ACS may be associated with one or more service providers. However, a single physical
device may present more than one logical CPE device, each of which may be associated with a different ACS.
• The protocol provides mechanisms for a CPE to discover the appropriate ACS for a given service provider.
• The protocol provides mechanisms to allow an ACS to securely identify a CPE and associate it with a
user/customer.
Processes to support such association support models that incorporate user interaction as well as those that are fully
automatic.
The protocol allows an ACS to control and monitor various parameters associated with a CPE. The mechanisms
provided to access these parameters are designed with the following premises:
• Different CPE may have differing capability levels, implementing different subsets of optional functionality.
Additionally, an ACS may manage a range of different device types delivering a range of different services.
As a result, an ACS must be able to discover the capabilities of a particular CPE.
• An ACS must be able to control and monitor the current configuration of a CPE.
• Other entities besides an ACS may be able to control some parameters of a CPE's configuration (e.g. via
LAN-side auto-configuration). As a result, the protocol must allow an ACS to account for external changes to
a CPE's configuration. The ACS should also be able to control which configuration parameters can be
controlled via means other than by the ACS.
• The protocol should allow vendor-specific parameters to be defined and accessed.
The protocol is intended to minimize implementation complexity, while providing flexibility in trading off complexity
vs. functionality. The protocol incorporates a number of optional components that come into play only if specific
functionality is required. The protocol incorporates existing standards where appropriate, allowing leverage of
off-the-shelf implementations.
The protocol is agnostic to the underlying access network.
The protocol is also extensible. It includes mechanisms to support future extensions to the standard, as well as explicit
mechanisms for vendor-specific extensions.
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6 ETSI ES 203 069 V1.1.1 (2011-03)

TR-157
Component Objects Femto
Access Point
for CWMP IP STB Storage
TR-069 CPE WAN
Management Protocol
TR-104: VoIP
VoIP
TR-135: STB
TR-143: Throughput
TR-140: Storage
Auto-Configuration Server Residential Gateway
Performance Testing
Voice ATA
TR-181i2: Device Data TR-196: Femto Cell
Model for TR-069
TR-106: Common Data
Model Template
PC
Ethernet Wireless
G.hn Other Home Networking Technologies
Technical Reports for CWMP and Data Models (see clauses 6.1 and 6.2) are coloured blue.
Technical Reports that define Service Data Models (see clause 6.2.1) are coloured green.

Figure 1: CPE WAN management protocol and its related technical specifications
2 References
References are either specific (identified by date of publication and/or edition number or version number) or
non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the
reference document (including any amendments) applies.
Referenced documents which are not found to be publicly available in the expected location might be found at
http://docbox.etsi.org/Reference.
NOTE: While any hyperlinks included in this clause were valid at the time of publication ETSI cannot guarantee
their long term validity.
2.1 Normative references
The following referenced documents are necessary for the application of the present document.
[1] Broadband Forum TR-069 (Amendment 2 - December 2007): "CPE WAN Management Protocol
(CWMP) v1.1".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-069_Amendment-2.pdf.
[2] Broadband Forum TR-104 (September 2005): "DSLHomeTM Provisioning Parameters for VoIP
CPE".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-104.pdf.
[3] Broadband Forum TR-106 (Amendment 4 - February 2010): "Data Model Template for
TR-069-Enabled Devices".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-106_Amendment-4.pdf.
[4] Broadband Forum TR-135 (December 2007): "Data Model for a TR-069 Enabled STB".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-135.pdf.
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7 ETSI ES 203 069 V1.1.1 (2011-03)
[5] Broadband Forum TR-140 (Issue 1.1 - December 2007): "TR-069 Data Model for Storage Service
Enabled Device".
NOTE: Available at http://www.broadband-forum.org/technical/download/TR-140_Issue1.1.pdf.
[6] Broadband Forum TR-143 (Corrigendum 1 - December 2008): "Enabling Network Throughput
Performance Tests and Statistical Monitoring".
NOTE: Available at http://www.broadband-forum.org/technica
...