Information and documentation — Schema for holdings information

ISO 20775:2009 specifies a schema designed to cover the holdings of all types of resources, physical and electronic, all types of resource format such as printed text, visual images, sound recordings, videos, electronic media and resources published or issued once such as monographs or those published serially or in part. Though it is designed to be used as a schema in query responses, ISO 20775:2009 does not specify a query and response (such as SRU, Z39.50 or Open Search) including search attributes and index definition. ISO 20775:2009 facilitates the interactive exchange of a combination of stable and dynamic information. How data is gathered and assembled to populate the schema for holdings is outside the scope of ISO 20775:2009. Detailed resource description is outside the scope of ISO 20775:2009 as is also detailed information on serials designed for claiming missing issues.

Information et documentation — Schéma pour information sur les fonds de bibliothèque

Informatika in dokumentacija - Shema za podatke o zalogi

General Information

Status
Published
Publication Date
11-Jan-2009
Current Stage
9020 - International Standard under periodical review
Start Date
15-Jan-2025
Due Date
15-Jan-2025
Completion Date
15-Jan-2025

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SLOVENSKI STANDARD
01-december-2009
Informatika in dokumentacija - Shema za podatke o zalogi
Information and documentation - Schema for holdings information
Information et documentation - Schéma pour information sur les fonds de bibliothèque
Ta slovenski standard je istoveten z: ISO 20775:2009
ICS:
35.240.30 Uporabniške rešitve IT v IT applications in information,
informatiki, dokumentiranju in documentation and
založništvu publishing
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

INTERNATIONAL ISO
STANDARD 20775
First edition
2009-01-15
Information and documentation —
Schema for holdings information
Information et documentation — Schéma pour information sur les fonds
de bibliothèque
Reference number
©
ISO 2009
PDF disclaimer
This PDF file may contain embedded typefaces. In accordance with Adobe's licensing policy, this file may be printed or viewed but
shall not be edited unless the typefaces which are embedded are licensed to and installed on the computer performing the editing. In
downloading this file, parties accept therein the responsibility of not infringing Adobe's licensing policy. The ISO Central Secretariat
accepts no liability in this area.
Adobe is a trademark of Adobe Systems Incorporated.
Details of the software products used to create this PDF file can be found in the General Info relative to the file; the PDF-creation
parameters were optimized for printing. Every care has been taken to ensure that the file is suitable for use by ISO member bodies. In
the unlikely event that a problem relating to it is found, please inform the Central Secretariat at the address given below.

©  ISO 2009
All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form or by any means,
electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or
ISO's member body in the country of the requester.
ISO copyright office
Case postale 56 • CH-1211 Geneva 20
Tel. + 41 22 749 01 11
Fax + 41 22 749 09 47
E-mail copyright@iso.org
Web www.iso.org
Published in Switzerland
ii © ISO 2009 – All rights reserved

Contents Page
Foreword. iv
Introduction . v
1 Scope . 1
2 Normative references . 1
3 Terms, definitions and abbreviated terms . 1
3.1 Terms and definitions. 1
3.2 Abbreviated terms . 2
4 Detailed requirements . 3
4.1 Discovery to delivery. 3
4.2 Respond to holdings usage queries. 5
5 Schema outline . 6
5.1 General observations . 6
5.2 Resource. 6
5.3 Holding. 6
6 Abstract schema. 18
7 XML schema . 42
Annex A (informative) Elaboration of terms and definitions . 43
Bibliography . 46

Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards bodies
(ISO member bodies). The work of preparing International Standards is normally carried out through ISO
technical committees. Each member body interested in a subject for which a technical committee has been
established has the right to be represented on that committee. International organizations, governmental and
non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the
International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization.
International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2.
The main task of technical committees is to prepare International Standards. Draft International Standards
adopted by the technical committees are circulated to the member bodies for voting. Publication as an
International Standard requires approval by at least 75 % of the member bodies casting a vote.
Attention is drawn to the possibility that some of the elements of this document may be the subject of patent
rights. ISO shall not be held responsible for identifying any or all such patent rights.
ISO 20775 was prepared by Technical Committee ISO/TC 46, Information and documentation, Subcommittee
SC 4, Technical interoperability.

iv © ISO 2009 – All rights reserved

Introduction
This schema for holdings information is designed to meet the requirements for delivering information about
holdings of resources in repositories, libraries and related institutions in response to direct queries. This
schema may also be applicable to the holdings of cultural institutions, such as museum objects. The
information contained in this schema includes scope of holdings, availability, availability policy and conditions,
and access rights. Reporting capability for historical usage information is a secondary, optional part of this
schema.
This International Standard is designed to cover the holdings of all types of resources, physical and electronic,
all types of resource format such as printed text, visual images, sound recordings, videos, electronic media
and resources published or issued once, such as monographs or those published serially or in part.
This schema is primarily designed to be included in responses to queries. Two primary query types have been
identified and targeted, based on availability (main focus) and historical usage. Simply put, the schema's main
purpose is to answer the question “who has one or more copies of this resource or this group of resources, is
it available now and to me and what are the conditions?”
Although this International Standard can be used for reporting holdings to a federated metadata repository
such as a centralized union catalogue, metasearch database such as Google or centralized document
repository, this is not its primary focus. The focus is for interactive exchange of a combination of stable and
dynamic information. Reporting and harvesting convey only stable information and other schemas are already
in use for this purpose such as MODS, MARC 21 Holdings, COPAC and ONIX. Most of these schemas
include richer detail, especially in relation to serial holdings. For this same reason, this International Standard
is not intended to contain the detail necessary to predict new serial issues and claim missing serial issues.
In a similar vein, this International Standard is not designed to populate link resolver databases, although it
can be included in information sent to a resolver during a resolution process to declare known locations and
ask for alternatives or more information about known locations. Resolvers also can employ this schema in
information used to transfer information to another resolver.
How data is gathered and assembled to populate the holdings schema is also outside the scope of this
International Standard. Data may be dispersed in several locations such as a union catalogue, local catalogue
and a policy directory or repository. A variety of standards may be employed for this purpose including NCIP
for local holdings, XACML and LDAP for policy, authentication and authorization information and SRU and
Z39.50 for all types of searching and retrieval.
The holdings reported in this schema can relate to one or more bibliographic resources. As this schema is
employed in a query response, the bibliographic resource or resources will be known, therefore detailed
resource description is out of scope for this International Standard. This schema can be incorporated as a
fragment within other XML bibliographic resource descriptions such as MODS.

INTERNATIONAL STANDARD ISO 20775:2009(E)

Information and documentation — Schema for holdings
information
1 Scope
This International Standard specifies a schema designed to cover the holdings of all types of resources,
physical and electronic, all types of resource format such as printed text, visual images, sound recordings,
videos, electronic media and resources published or issued once such as monographs or those published
serially or in part.
Though it is designed to be used as a schema in query responses, this International Standard does not
specify a query and response (such as SRU, Z39.50 or Open Search) including search attributes and index
definition.
This International Standard facilitates the interactive exchange of a combination of stable and dynamic
information.
How data is gathered and assembled to populate the schema for holdings is outside the scope of this
International Standard.
Detailed resource description is outside the scope of this International Standard as is also detailed information
on serials designed for claiming missing issues.
2 Normative references
The following referenced documents are indispensable for the application of this document. For dated
references, only the edition cited applies. For undated references, the latest edition of the referenced
document (including any amendments) applies.
ISO 4217, Codes for the representation of currencies and funds
ISO 8459, Information and documentation — Classification of bibliographic data elements for use in data
interchange
3 Terms, definitions and abbreviated terms
3.1 Terms and definitions
For the purposes of this document, the following terms and definitions apply
3.1.1
access
ability to open and view an electronic resource including an electronic document and a database index
3.1.2
bibliographic resource
entity, either serial or non-serial, that forms the basis for a single resource description
3.1.3
chronology
indication of the date of publication or date of issue of a component of a multi-part resource, distinguishing it
from other components of the same resource
3.1.4
component
unique bibliographic part of a set, such as a volume of a serial or multi-volume work
3.1.5
copy
tangible instance of a bibliographic resource or set, whether physical or electronic, comprising one or more
pieces
3.1.6
enumeration
alpha-numeric identification of a component of a multi-part resource, such as a volume or issue
3.1.7
holdings
information that describes, analyses and controls copies associated with a bibliographic resource
3.1.8
piece
unit of a copy on which transactions can be made, such as a physical part that can be lent or reserved, or an
electronic file that can be downloaded or accessed
3.1.9
set
collection of components of a bibliographic resource including multi-volume publications and resources
published serially, often received by a subscription purchase
3.2 Abbreviated terms
Abbreviated Description URL address
term
COPAC COPAC Academic and National Library http://copac.ac.uk/
catalogue, U.K.
COUNTER Counting Online Usage of NeTworked Electronic http://www.projectcounter.org/
Resources
DanBib Danish Union Catalogue http://www.danbib.dk/index.php?doc=english
DCB Direct Consortia Borrowing —
GBV GBV Common Library Network of the German http://www.gbv.de/en/
States Bremen, Hamburg, Mecklenburg-
Vorpommern, Niedersachsen, Sachsen-Anhalt,
Schleswig-Holstein, Thüringen and the
Foundation of Prussian Cultural Heritage.
ILL Inter-library loan —
LDAP Lightweight directory access protocol http://tools.ietf.org/html/rfc4510
IETC (Internet Engineering Task Force)
RFC 4510
MARC 21 MARC 21 concise format for holdings data, http://www.loc.gov/marc/holdings/
Holdings Library of Congress
MODS Metadata object description schema, Library of http://www.loc.gov/standards/mods//
Congress
2 © ISO 2009 – All rights reserved

Abbreviated Description URL address
term
NCIP ANSI/NISO Z39.83-1 http://www.niso.org/standards/
Circulation Interchange — Part 1: Protocol (N
...


INTERNATIONAL ISO
STANDARD 20775
First edition
2009-01-15
Information and documentation —
Schema for holdings information
Information et documentation — Schéma pour information sur les fonds
de bibliothèque
Reference number
©
ISO 2009
PDF disclaimer
This PDF file may contain embedded typefaces. In accordance with Adobe's licensing policy, this file may be printed or viewed but
shall not be edited unless the typefaces which are embedded are licensed to and installed on the computer performing the editing. In
downloading this file, parties accept therein the responsibility of not infringing Adobe's licensing policy. The ISO Central Secretariat
accepts no liability in this area.
Adobe is a trademark of Adobe Systems Incorporated.
Details of the software products used to create this PDF file can be found in the General Info relative to the file; the PDF-creation
parameters were optimized for printing. Every care has been taken to ensure that the file is suitable for use by ISO member bodies. In
the unlikely event that a problem relating to it is found, please inform the Central Secretariat at the address given below.

©  ISO 2009
All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form or by any means,
electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or
ISO's member body in the country of the requester.
ISO copyright office
Case postale 56 • CH-1211 Geneva 20
Tel. + 41 22 749 01 11
Fax + 41 22 749 09 47
E-mail copyright@iso.org
Web www.iso.org
Published in Switzerland
ii © ISO 2009 – All rights reserved

Contents Page
Foreword. iv
Introduction . v
1 Scope . 1
2 Normative references . 1
3 Terms, definitions and abbreviated terms . 1
3.1 Terms and definitions. 1
3.2 Abbreviated terms . 2
4 Detailed requirements . 3
4.1 Discovery to delivery. 3
4.2 Respond to holdings usage queries. 5
5 Schema outline . 6
5.1 General observations . 6
5.2 Resource. 6
5.3 Holding. 6
6 Abstract schema. 18
7 XML schema . 42
Annex A (informative) Elaboration of terms and definitions . 43
Bibliography . 46

Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards bodies
(ISO member bodies). The work of preparing International Standards is normally carried out through ISO
technical committees. Each member body interested in a subject for which a technical committee has been
established has the right to be represented on that committee. International organizations, governmental and
non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the
International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization.
International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2.
The main task of technical committees is to prepare International Standards. Draft International Standards
adopted by the technical committees are circulated to the member bodies for voting. Publication as an
International Standard requires approval by at least 75 % of the member bodies casting a vote.
Attention is drawn to the possibility that some of the elements of this document may be the subject of patent
rights. ISO shall not be held responsible for identifying any or all such patent rights.
ISO 20775 was prepared by Technical Committee ISO/TC 46, Information and documentation, Subcommittee
SC 4, Technical interoperability.

iv © ISO 2009 – All rights reserved

Introduction
This schema for holdings information is designed to meet the requirements for delivering information about
holdings of resources in repositories, libraries and related institutions in response to direct queries. This
schema may also be applicable to the holdings of cultural institutions, such as museum objects. The
information contained in this schema includes scope of holdings, availability, availability policy and conditions,
and access rights. Reporting capability for historical usage information is a secondary, optional part of this
schema.
This International Standard is designed to cover the holdings of all types of resources, physical and electronic,
all types of resource format such as printed text, visual images, sound recordings, videos, electronic media
and resources published or issued once, such as monographs or those published serially or in part.
This schema is primarily designed to be included in responses to queries. Two primary query types have been
identified and targeted, based on availability (main focus) and historical usage. Simply put, the schema's main
purpose is to answer the question “who has one or more copies of this resource or this group of resources, is
it available now and to me and what are the conditions?”
Although this International Standard can be used for reporting holdings to a federated metadata repository
such as a centralized union catalogue, metasearch database such as Google or centralized document
repository, this is not its primary focus. The focus is for interactive exchange of a combination of stable and
dynamic information. Reporting and harvesting convey only stable information and other schemas are already
in use for this purpose such as MODS, MARC 21 Holdings, COPAC and ONIX. Most of these schemas
include richer detail, especially in relation to serial holdings. For this same reason, this International Standard
is not intended to contain the detail necessary to predict new serial issues and claim missing serial issues.
In a similar vein, this International Standard is not designed to populate link resolver databases, although it
can be included in information sent to a resolver during a resolution process to declare known locations and
ask for alternatives or more information about known locations. Resolvers also can employ this schema in
information used to transfer information to another resolver.
How data is gathered and assembled to populate the holdings schema is also outside the scope of this
International Standard. Data may be dispersed in several locations such as a union catalogue, local catalogue
and a policy directory or repository. A variety of standards may be employed for this purpose including NCIP
for local holdings, XACML and LDAP for policy, authentication and authorization information and SRU and
Z39.50 for all types of searching and retrieval.
The holdings reported in this schema can relate to one or more bibliographic resources. As this schema is
employed in a query response, the bibliographic resource or resources will be known, therefore detailed
resource description is out of scope for this International Standard. This schema can be incorporated as a
fragment within other XML bibliographic resource descriptions such as MODS.

INTERNATIONAL STANDARD ISO 20775:2009(E)

Information and documentation — Schema for holdings
information
1 Scope
This International Standard specifies a schema designed to cover the holdings of all types of resources,
physical and electronic, all types of resource format such as printed text, visual images, sound recordings,
videos, electronic media and resources published or issued once such as monographs or those published
serially or in part.
Though it is designed to be used as a schema in query responses, this International Standard does not
specify a query and response (such as SRU, Z39.50 or Open Search) including search attributes and index
definition.
This International Standard facilitates the interactive exchange of a combination of stable and dynamic
information.
How data is gathered and assembled to populate the schema for holdings is outside the scope of this
International Standard.
Detailed resource description is outside the scope of this International Standard as is also detailed information
on serials designed for claiming missing issues.
2 Normative references
The following referenced documents are indispensable for the application of this document. For dated
references, only the edition cited applies. For undated references, the latest edition of the referenced
document (including any amendments) applies.
ISO 4217, Codes for the representation of currencies and funds
ISO 8459, Information and documentation — Classification of bibliographic data elements for use in data
interchange
3 Terms, definitions and abbreviated terms
3.1 Terms and definitions
For the purposes of this document, the following terms and definitions apply
3.1.1
access
ability to open and view an electronic resource including an electronic document and a database index
3.1.2
bibliographic resource
entity, either serial or non-serial, that forms the basis for a single resource description
3.1.3
chronology
indication of the date of publication or date of issue of a component of a multi-part resource, distinguishing it
from other components of the same resource
3.1.4
component
unique bibliographic part of a set, such as a volume of a serial or multi-volume work
3.1.5
copy
tangible instance of a bibliographic resource or set, whether physical or electronic, comprising one or more
pieces
3.1.6
enumeration
alpha-numeric identification of a component of a multi-part resource, such as a volume or issue
3.1.7
holdings
information that describes, analyses and controls copies associated with a bibliographic resource
3.1.8
piece
unit of a copy on which transactions can be made, such as a physical part that can be lent or reserved, or an
electronic file that can be downloaded or accessed
3.1.9
set
collection of components of a bibliographic resource including multi-volume publications and resources
published serially, often received by a subscription purchase
3.2 Abbreviated terms
Abbreviated Description URL address
term
COPAC COPAC Academic and National Library http://copac.ac.uk/
catalogue, U.K.
COUNTER Counting Online Usage of NeTworked Electronic http://www.projectcounter.org/
Resources
DanBib Danish Union Catalogue http://www.danbib.dk/index.php?doc=english
DCB Direct Consortia Borrowing —
GBV GBV Common Library Network of the German http://www.gbv.de/en/
States Bremen, Hamburg, Mecklenburg-
Vorpommern, Niedersachsen, Sachsen-Anhalt,
Schleswig-Holstein, Thüringen and the
Foundation of Prussian Cultural Heritage.
ILL Inter-library loan —
LDAP Lightweight directory access protocol http://tools.ietf.org/html/rfc4510
IETC (Internet Engineering Task Force)
RFC 4510
MARC 21 MARC 21 concise format for holdings data, http://www.loc.gov/marc/holdings/
Holdings Library of Congress
MODS Metadata object description schema, Library of http://www.loc.gov/standards/mods//
Congress
2 © ISO 2009 – All rights reserved

Abbreviated Description URL address
term
NCIP ANSI/NISO Z39.83-1 http://www.niso.org/standards/
Circulation Interchange — Part 1: Protocol (NCIP)
ONIX ONIX for Books Product Information Message http://www.editeur.org/onix.html
ONIX for serials in development
OPAC Online public access catalogue. A generic term
used by libraries and makers of computer
software for libraries
OpenSearch OpenSearch is a collection of simple formats for http://www.opensearch.org/Specifications/OpenSear
the sharing of search results. ch/1.1#OpenSearch_description_document
OpenURL ANSI/NISO Z39.88 http://alcme.oclc.org/openurl/servlet/OAIHandler?ver
The OpenURL Framework for Context-Sensitive b=ListSets
Services
OpenURL OpenURL Request Transfer Message http://www.openurl.info/registry/docs/pro/info:ofi/pro:r
Request Community Profile tm-2007
Transfer
Message
SRU Search Retrieve via URL, Library of Congress http://www.loc.gov/standards/sru/
SUDOC Système universitaire de documentation, ABES http://www.sudoc.abes.fr/LNG=EN/
(Agence bibliographique de l'enseignement
supérieur), France
XACML eXtensible Access Control M
...

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