Artificial gratings used in nanotechnology — Description and measurement of dimensional quality parameters

IEC/TS 62622:2012(E), which is a technical specification, specifies the generic terminology for the global and local quality parameters of artificial gratings, interpreted in terms of deviations from nominal positions of grating features, and provides guidance on the categorization of measurement and evaluation methods for their determination. This specification is intended to facilitate communication among manufacturers, users and calibration laboratories dealing with the characterization of the dimensional quality parameters of artificial gratings used in nanotechnology. This specification supports quality assurance in the production and use of artificial gratings in different areas of application in nanotechnology. Whilst the definitions and described methods are universal to a large variety of different gratings, the focus is on one-dimensional (1D) and two-dimensional (2D) gratings.

Grilles artificielles utilisées en nanotechnologie — Description et mesurage des paramètres de qualité dimensionnelle

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Status
Published
Publication Date
04-Oct-2012
Current Stage
9093 - International Standard confirmed
Completion Date
03-Aug-2022
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IEC/TS 62622


Edition 1.0 2012-10




TECHNICAL



SPECIFICATION



















Nanotechnologies – Description, measurement and dimensional quality

parameters of artificial gratings





































IEC/TS 62622:2012(E)

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IEC/TS 62622


Edition 1.0 2012-10




TECHNICAL



SPECIFICATION



















Nanotechnologies – Description, measurement and dimensional quality

parameters of artificial gratings



























INTERNATIONAL

ELECTROTECHNICAL

COMMISSION

PRICE CODE
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ICS 07.030 ISBN 978-2-83220-394-1



  Warning! Make sure that you obtained this publication from an authorized distributor.

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– 2 – TS 62622 © IEC:2012(E)
CONTENTS

FOREWORD . 4
INTRODUCTION . 6
1 Scope . 7
2 Normative references . 7
3 Terms and definitions . 7
3.1 Basic terms . 7
3.2 Grating terms . 10
3.3 Grating types . 11
3.4 Grating quality parameter terms . 14
3.5 Measurement method categories for grating characterization . 17
4 Symbols and abbreviated terms . 18
5 Grating calibration and quality characterization methods . 18
5.1 Overview . 18
5.2 Global methods . 18
5.3 Local methods . 19
5.4 Hybrid methods . 20
5.5 Comparison of methods . 20
5.6 Other deviations of grating features . 21
5.6.1 General . 21
5.6.2 Out of axis deviations . 21
5.6.3 Out of plane deviations . 22
5.6.4 Other feature deviations . 22
5.7 Filter algorithms for grating quality characterization . 23
6 Reporting of grating characterization results . 23
6.1 General . 23
6.2 Grating specifications . 24
6.3 Calibration procedure . 24
6.4 Grating quality parameters . 24
Annex A (informative) Background information and examples . 25
Annex B (informative) Bravais lattices . 34
Bibliography . 38

Figure 1 – Example of a trapezoidal line feature on a substrate . 8
Figure 2 – Examples of feature patterns. 9
Figure 3 – Examples of 1D line gratings . 12
Figure 4 – Example of 2D gratings . 13
Figure A.1 – Result of a calibration of a 280 mm length encoder system which was
used as a transfer standard in an international comparison [31] . 27
Figure A.2 – Filtered (linear profile Spline filter with λ = 25 mm) results of Figure A.1 . 28
c
Figure A.3 – Calibration of a 1D grating by a metrological SEM . 30
Figure A.4 – Calibration of pitch and straightness deviations on a 2D grating by a
metrological SEM . 31

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TS 62622 © IEC:2012(E) – 3 –
Figure A.5 – Results of an international comparison on a 2D grating by different
participants and types of instruments . 33
Figure B.1 – One-dimensional Bravais lattice . 34
Figure B.2 – The five fundamental two-dimensional Bravais lattices illustrating the


primitive vectors and and the angle φ between them . 35
a b
Figure B.3 – The 14 fundamental three-dimensional Bravais lattices . 36

Table 1 – Comparison of different categories for grating characterization methods . 21
Table A.1 – Grating quality parameters of the grating in Figures A.1 and A.2 . 28
Table A.2 – Grating quality parameters of the grating in Figure A.3. 30
Table A.3 – Grating quality parameters of the grating in Figure A.4. 32
Table B.1 – Bravais lattices volumes . 37

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INTERNATIONAL ELECTROTECHNICAL COMMISSION
____________

NANOTECHNOLOGIES – DESCRIPTION, MEASUREMENT AND
DIMENSIONAL QUALITY PARAMETERS OF ARTIFICIAL GRATINGS

FOREWORD
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Technical specifications are subject to review within three years of publication to decide
whether they can be transformed into International Standards.
IEC 62622, which is a technical specification, has been prepared within the joint working
group 2 of IEC technical committee 113 and ISO technical committee 229.

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TS 62622 © IEC:2012(E) – 5 –
The text of this technical specification is based on the following documents:
Enquiry draft Report on voting
113/133/DTS 113/143/RVC

Full information on the voting for the approval of this technical specification can be found in
the report on voting indicated in the above table. In ISO, the standard has been approved by
16 member bodies out of 16 having cast a vote.
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– 6 – TS 62622 © IEC:2012(E)
INTRODUCTION
Artificial gratings play an important role in the manufacturing processes of small structures at
the nanoscale as well as characterization of nano-objects.
For example, in high volume manufacturing of semiconductor integrated circuits by means of
lithography techniques, grating patterns on the photomask and the silicon wafer are optically
probed and the resulting optical signal is analyzed and used for relative alignment purposes
of mask to wafer in the different lithographic production steps in the wafer-scanner production
tools. In semiconductor manufacturing as well as in other manufacturing processes requiring
high positioning accuracy at the nanoscale, often length or angular encoder systems based on
artificial gratings are used to provide position feedback of moving axes. Another area of appli-
cation for artificial gratings in nanotechnology is their use as calibration standards for high
resolution microscopes, like scanning probe microscopes, scanning electron microscopes or
transmission electron microscopes which are necessary tools for the characterization of na-
noscale structures.
The quality of the artificial gratings used for position feedback generally influences the
achievable accuracy of alignment systems or positioning systems in manufacturing tools. This
also holds for the application of artificial gratings as standards for calibration of image magni-
fication of high resolution microscopes, where the quality of the grating plays an important
role in the achievable calibration uncertainty of the standard and thus for the attainable
measurement uncertainty of the microscope.
This technical specification concentrates on specifying quality parameters, expressed in terms
of deviations from nominal positions of grating features, and provides guidance on the appli-
cation of different categories of measurement and evaluation methods to be used for calibra-
tion and characterization of artificial gratings

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TS 62622 © IEC:2012(E) – 7 –
NANOTECHNOLOGIES – DESCRIPTION, MEASUREMENT AND
DIMENSIONAL QUALITY PARAMETERS OF ARTIFICIAL GRATINGS



1 Scope
This technical specification specifies the generic terminology for the global and local quality
parameters of artificial gratings, interpreted in terms of deviations from nominal positions of
grating features, and provides guidance on the categorization of measurement and evaluation
methods for their determination.
This specification is intended to facilitate communication among manufacturers, users and
calibration laboratories dealing with the characterization of the dimensional quality parame-
ters of artificial gratings used in nanotechnology.
This specification supports quality assurance in the production and use of artificial gratings in
different areas of application in nanotechnology. Whilst the definitions and described methods
are universal to a large variety of different gratings, the focus is on one-dimensional (1D) and
two-dimensional (2D) gratings.
2 Normative references
The following documents, in whole or in part, are normatively referenced in this document and
are indispensable for its application. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amend-
ments) applies.
ISO/IEC 17025, General requirements for the competence of testing and calibration laborato-
ries
ISO/TS 80004-1:2010, Nanotechnologies – Vocabulary – Part 1: Core terms
3 Terms and definitions
For the purposes of this document, the following terms and definitions apply.
3.1 Basic terms
3.1.1
feature
region within a single continuous boundary, and referred to a reference plane, that has a de-
fining physical property (parameter) that is distinct from the region outside the boundary

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Side view Top view
IEC  1791/12




Figure 1 – Example of a trapezoidal line feature on a substrate
EXAMPLE In Figure 1 a feature with a trapezoidal cross-section on a substrate is shown.
1
Note 1 to entry: This definition is adapted from [1] (SEMI P35 (5.1.5 feature (lithographic)).
Note 2 to entry: In general, a feature is a three-dimensional object. It can also be a nano-object (defined in
ISO/TS 80004-1:2010, 2.5). It can have different shape, e.g. it can be a dot, a line, a groove, etc. It might be sym-
metric or non–symmetric. It can have the same material properties as the substrate or different ones. It can be
located on the surface of a substrate or within the substrate (sometimes called “buried feature”).
Note 3 to entry: In [2] the term ‘geometrical feature’ is generally defined as point, line or surface.
3.1.2
reference plane
user-defined plane approximating the surface of a substrate and containing a feature coordi-
nate system
Note 1 to entry: This definition is adapted from [1].
3.1.3
feature coordinate system
coordinate system
Cartesian coordinate system defined by the reference plane as x-y plane, the x-axis defined
by the main grating direction and the origin defined by a suitable, specified reference position
Note 1 to entry: Often, the position of a particular feature is chosen as the origin of the coordinate system, e.g.
the first feature in a 1D grating, or the lower left feature in a 2D grating.
Note 2 to entry: In other cases, the origin can also be defined from an analysis of the positions of all features of
interest, e.g. the mean value of all positions in the x-direction for a 1D grating. In the case of a 2D grating the
origin can also be defined by a least squares regression fit over all measured x- and y-positions of all features of
the 2D grating allowing translation of the origin and rotation of the whole 2D grating (so-called multi-point align-
ment). In these cases the origin of the feature coordinate system no longer corresponds to a particular feature.
Note 3 to entry: The origin can also be chosen as the position of a specified alignment feature or auxiliary feature
within the reference plane.
Note 4 to entry: In case of angular gratings the feature coordinate system can favorably be defined as a polar
coordinate system: r, φ or a cylindrical coordinate system: r, φ, z.
3.1.4
feature pattern
set of features, specified by number, type, and positions of features
—————————
1
Numbers in square brackets refer to the Bibliography.

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TS 62622 © IEC:2012(E) – 9 –






Double cross Cross of line arrays So-called Braker structure pattern
IEC  1792/12



Figure 2 – Examples of feature patterns
EXAMPLE Figure 2 shows examples of different types of feature patterns.
Note 1 to entry: Different kinds of features can be arranged differently in a set to form feature patterns. These can
be rather simple e.g. a single cross structure as a combination of two orthogonal line features, complex like, e.g. a
double cross-structure or a line array or even more complex, e.g. irregularly spaced line features.
3.1.5
feature position
x , y , z
i i i
th
coordinates describing the position of a prescribed point of the i feature of a number N of
features projected onto the reference plane relative to a specified coordinate system
Note 1 to entry: For 1D gratings the x-positions of the features are primarily of interest assuming the direction of
the grating, i.e. the direction in which the number of grating features per unit length is maximal, is the x-direction,
whereas for 2D gratings their x- and y-positions are of interest. In both cases, their z-positions are usually of minor
interest, assuming the reference plane is already well aligned to the axes of the measurement instrument.
Note 2 to entry: Depending on the chosen criterion for the feature position evaluation (see Note 3), the measured
feature position is dependent on the interaction of the measurement instrument used with the feature characteris-
tics, like its shape, size and material properties.
Note 3 to entry: The determination of the feature position is often based on the analysis of a microscopic image of
the feature. The microscope image signals can be analyzed in different ways to determine the feature position.
Mostly the centre position of the feature is of interest which can be determined, e.g. by calculation of the centroid
or by determination of the mean value between the position of the left and the right edge of the feature.
Note 4 to entry: If only parts of the feature are of interest, e.g. the edge position of a line feature, the determina-
tion of the position of the respective edge(s) should be based only on the parts of the feature that are of interest.
Note 5 to entry: The above definition for the feature position can also be applied to a feature pattern.
Note 6 to entry: If angular gratings are analyzed, it is favorable to express the feature position in polar coordi-
nates r, φ or in cylindrical ones r, φ, z.
3.1.6
distance between features
d
difference of the feature positions determined on equivalent or homologous feature character-
istics in the direction of interest
Note 1 to entry: The distance d between two consecutive features, i and i-1, in the x-direction is:
d = abs (x - x )
i i-1
Note 2 to entry: The distance d between two consecutive features in the reference x,y plane generally is:
0,5
d = [(x - x )² + (y - y )²]
i i-1 i i-1

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– 10 – TS 62622 © IEC:2012(E)
Note 3 to entry: The distance d between two consecutive features at the positions x , y , z and x , y z in the
i i i i-1 i-1 i-1
general case is:
0,5
d = [(x - x )² + (y - y )² + (z - z )²]
i i-1 i i-1 i i-1
Note 4 to entry: Usually the distance between features is of interest for the centre positions of the features. In
some cases however the distance can also be of interest for positions on the feature edges.
3.2 Grating terms
3.2.1
grating
periodically spaced collection of identical features
Note 1 to entry: In [3], which provides a vocabulary of diffractive optics, a grating is defined as a “periodic spatial
structure for optical use” (3.3.1.2). In this technical specification, gratings are not restricted to optical use only.
Note 2 to entry: Often gratings show a ratio of the distance between neighboring identical features to their size
that is close to one. However, the definition is not restricted to these cases and also includes so-called sparse grat-
ings and thus in principle line scales, too.
Note 3 to entry: Although this technical specification is primarily addressing periodic gratings, the definition of
grating quality parameters should also be applicable to non-periodic gratings, like chirped gratings (3.3.5.2) as far
as possible. Limitations might occur in particular for spatial filtering approaches of feature position data.
Note 4 to entry: Sometimes a grating can be divided into several sub-gratings having different features.
3.2.2
pitch
p
distance between neighboring features of a grating
Note 1 to entry: Often, the feature centre positions are used to determine the pitch. In some cases, however, also
the distance between equivalent edges of a pair of features is used to determine the pitch values.
Note 2 to entry: This definition is in alignment with the definition for pitch as specified in [1] (5.1.14).
3.2.3
nominal pitch
p
nom
intended pitch value, indicated in the specification of a grating
3.2.4
number of grating features
N
f
result of a summation over all identical features of the grating in the direction of interest
Note 1 to entry: The number of grating features can be different in the different directions for 2D and three-
dimensional (3D) gratings. The total number of features in 2D and 3D gratings is the product of the number of grat-
ing features along the 2 or 3 different directions (e.g. dots in the case of 1D features).
3.2.5
mean pitch
p
m
average pitch value determined over all identical features of the grating
Note 1 to entry: The mean pitch is not necessarily the arithmetic mean pitch, but any statistically characteristic
pitch.
Note 2 to entry: If all feature positions of the grating are known, the mean pitch of a grating can be determined by
a linear least squares regression fit of all measured feature positions x to the nominal feature positions x . If
i, m i, nom
the uncertainties of the measured feature positions are equal, a standard linear regression fit can be applied. In
case of a variation of the uncertainties u of the measured feature positions x , a weighted linear regression fit
xi i, m
should be applied, using the inverse variances as weights (w = 1/(u )²). The resulting slope m of the regression
i xi
line (yielding values for slope m and intercept b) can be used to calculate the mean pitch value p = m⋅p taking
m nom
into account the position information of all features of the grating.

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TS 62622 © IEC:2012(E) – 11 –
Note 3 to entry: The mean pitch of a grating is often also called the period length or grating constant Λ of the
grating.
Note 4 to entry: For an ideal grating, the values for the mean pitch, the local pitch and the pitch for all neighbor-
ing features are identical. For real gratings, however, the values would be different, depending on the quality of the
grating and the different length ranges over which the local pitch value will be evaluated. In addition, the capability
of measurement methods to determine the different pitch values on non-ideal gratings is different. The measure-
ment methods, therefore, can be classified in different groups, see 3.5.
Note 5 to entry: If the boundary length of a grating L (3.2.8) and the number of grating features N (3.2.4) are
b f
known, an approximation to the mean pitch can be determined by the equation: p = L / (N - 1);  N ≥ 2. The same
m b f f
pitch value results if the arithmetic mean value of all pitch values over all neighboring features is calculated. In the
Nf-1
sum Σ (x - x ) / (N -1) for calculation of the arithmetic mean value of all pitch values of a grating all feature
i=1 i+1 i f
position values x cancel out except for the first and last feature. In both cases the resulting approximation of the
i
mean pitch value is based on the positions of the first and the last feature in the grating only and thus less repre-
sentative of the whole grating than the mean pitch determined by a linear regression fit [4].
3.2.6
local pitch
p (x , l )
loc c r
average pitch value determined over a defined length range l of a grating centered around a
r
defined feature position x
...

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