Algae and algae products - Specifications for chemicals and biofuels sector applications

This Technical Reports describes quality designations and indications for algae and directly derived products from algae production required for or by chemicals and biofuels producers and industry. It does not apply to Food and Feed sectors.
Note: This TRs does not provide instructions on existing handling of technical requirements in existing legislations.

Algen und algenbasierte Produkte - Spezifikationen für Anwendungen im Chemie- und Biokraftstoffsektor

Algues et produits d’algues - Spécifications pour les applications dans le secteur de la chimie et de la bioénergie

L’objectif du présent document est de fournir une vue d’ensemble sur les possibilités pertinentes de gestion des paramètres indiquant la qualité des algues et produits d’algues utilisés pour les applications dans le secteur de la chimie et de la bioénergie et pour l’identification des futurs besoins en matière d’élaboration de normes pour les applications dans le secteur des produits chimiques, de la bioénergie et des biocarburants.
Le présent rapport technique ne fournit pas d’instructions relatives aux exigences techniques requises selon les législations existantes.

Alge in izdelki iz alg - Specifikacije za uporabo v kemijskem in bioenergetskem sektorju

To tehnično poročilo opisuje oznake kakovosti ter navedbe za alge in proizvode, pridobljene neposredno iz proizvodnje alg, ki jih zahtevajo proizvajalci kemikalij in biogoriv ter industrija. Ne velja za sektor hrane in krme.
Opomba: To tehnično poročilo ne vsebuje navodil za obstoječo obravnavo tehničnih zahtev v okviru obstoječe zakonodaje.

General Information

Status
Published
Public Enquiry End Date
31-Oct-2021
Publication Date
23-Jan-2022
Technical Committee
Current Stage
6060 - National Implementation/Publication (Adopted Project)
Start Date
29-Dec-2021
Due Date
05-Mar-2022
Completion Date
24-Jan-2022

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SLOVENSKI STANDARD
SIST-TP CEN/TR 17739:2022
01-marec-2022
Alge in izdelki iz alg - Specifikacije za uporabo v kemijskem in bioenergetskem
sektorju
Algae and algae products - Specifications for chemicals and biofuels sector applications
Algen und algenbasierte Produkte - Spezifikationen für Anwendungen im Chemie- und
Biokraftstoffsektor
Algues et produits d’algues - Spécifications pour les applications dans le secteur de la
chimie et de la bioénergie
Ta slovenski standard je istoveten z: CEN/TR 17739:2021
ICS:
13.020.55 Biološki izdelki Biobased products
SIST-TP CEN/TR 17739:2022 en,fr,de
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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SIST-TP CEN/TR 17739:2022


CEN/TR 17739
TECHNICAL REPORT

RAPPORT TECHNIQUE

December 2021
TECHNISCHER BERICHT
ICS 13.020.55
English Version

Algae and algae products - Specifications for chemicals and
biofuels sector applications
Algues et produits d'algues - Spécifications pour les Algen und algenbasierte Produkte - Spezifikationen für
applications dans le secteur de la chimie et de la Anwendungen im Chemie- und Biokraftstoffsektor
bioénergie


This Technical Report was approved by CEN on 5 December 2021. It has been drawn up by the Technical Committee CEN/TC
454.

CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia,
Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway,
Poland, Portugal, Republic of North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and
United Kingdom.





EUROPEAN COMMITTEE FOR STANDARDIZATION
COMITÉ EUROPÉEN DE NORMALISATION

EUROPÄISCHES KOMITEE FÜR NORMUNG

CEN-CENELEC Management Centre: Rue de la Science 23, B-1040 Brussels
© 2021 CEN All rights of exploitation in any form and by any means reserved Ref. No. CEN/TR 17739:2021 E
worldwide for CEN national Members.

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Contents Page
European foreword . 3
Introduction . 4
1 Scope . 5
2 Normative references . 5
3 Terms and definitions . 5
4 Algae products applications as chemical raw materials . 8
5 Biofuels from algae . 10
6 Algal product characteristics and test methods . 16
7 Sustainable development . 19
8 Algae LCA. 21
Annex A (informative) Raw Material Specifications examples . 23
A.1 Example 1 of microalga biomass specifications . 23
A.2 Example 2 of cyanobacterium biomass specifications . 25
A.3 Example 3 of macroalgae biomass specifications . 29
Annex B (Informative) Technical Data Sheets (TDS) examples . 34
B.1 Example of microalga biomass Data Sheet . 34
B.2 Example of cyanobacterium biomass Data Sheet . 35
B.3 Example of macroalga biomass Data Sheet . 36
Annex C (Informative) FPR Regulation . 38
Annex D (Informative) Algae based biostimulant . 40
Annex E (Informative) EU fertilisers contaminants table (Reg 1009/2019 EU) . 41
Annex F (Informative) Algae extracts . 43
F.1 Algae extracts for chemical purposes . 43
F.2 Solvent extraction vs CO -Extraction . 44
2
F.3 Algae biomass CO -Exaction . 44
2
F.4 Algae biomass solvent-Extraction . 45
Annex G (Informative) Algae biofuels literature overview. 46
Bibliography . 50

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European foreword
This document (CEN/TR 17739:2021) has been prepared by Technical Committee CEN/TC 454 “Algae
and algae products”, the secretariat of which is held by NEN.
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CEN shall not be held responsible for identifying any or all such patent rights.
The European committee for Standardisation (CEN) was requested by the European Commission (EC) to
draft European standards or European standardisation deliverables to support the implementation of
Article 3 of Directive 2009/28/EC for algae and algae products or intermediates. The request presented
as Mandate M/547, also contributes to the Communication on “Innovating for Sustainable Growth: A Bio
economy for Europe”.
The former working group CEN Technical Board Working Group 218 “Algae” was created in 2016 to
develop a work programme as part of the Mandate. The technical committee CEN/ TC 454 “Algae and
algae products” was established to carry out the work program the secretariat of which is held by NEN.
CEN TC 454 set up a number of topic specific working Groups listed below to develop standards for algae
and algae products.
This document has been prepared by Working Group 5 “Specifications for the chemicals and fuels
applications sector” with the support of UNI as the secretariat, in close collaboration with the other CEN
TC 454 working groups:
CEN TC 454 WG 1 “Terminology”
CEN TC 454 WG 2 “Identification”
CEN TC 454 WG 3 “Productivity”
CEN TC 454 WG 4 “Specifications for food/feed sectors applications”
CEN TC 454 WG 6 “Product test methods”
The interest in algae and algae-based products or intermediates as a renewable and sustainable source
of carbohydrates, proteins, lipids and pigments has increased significantly in Europe.
Algae-based products and intermediates, in this TR referred to as ‘products’, are defined as whole
biomass, extracts or derivatives from algae, including algae oil and algal meal.
This document will allow the stakeholders to have access to a clear point of reference on the use of algae
in technical applications.
Algae as raw materials have specific challenges and show a wide potential from sustainability and blue
economy point of view. This document aims helping to fill this gap.
Any feedback and questions on this document should be directed to the users’ national standards body.
A complete listing of these bodies can be found on the CEN website.
According to the CEN/CENELEC Internal Regulations, the national standards organisations of the
following countries are bound to announce this Technical Specification: Austria, Belgium, Bulgaria,
Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland,
Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Republic of
North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the United
Kingdom.
3

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Introduction
The interest in algae and algae-based products or intermediates as a renewable and sustainable source
of carbohydrates, proteins, lipids and pigments has increased significantly in Europe.
The biochemical composition of algae with regard to the ratio of usable components is unique and the
selected conversion pathway determines the kind of products that can be obtained.
Algae are available and used in many countries as fertiliser, biostimulant, animal feed, medicine, cosmetic
and food ingredients, and can provide different compounds depending on species. Due to the high interest
in replacing fossil feedstock for chemicals and fuels by biological ones, as algae, several pilot initiatives
have been undertaken in last decades. Results strongly vary, as many techno-economic parameters are
expected to influence the success of an algae related initiative.
Cultivation of algae has advantages over other sources of biomass, since they can be cultivated on
marginal lands and unused aquatic areas, generating new economic opportunities for poor soil and
aquatic areas, which would not have traditionally been used.
Due to their relatively simple cellular structure, algae have a large biomass productivity per unit area.
Algae are of great ecological importance, since they act in the capture of atmospheric CO and can be used
2
as wastewater treatment, due to their capacity to remove nutrients, as their growth requires sunlight,
water, CO and nutrients.
2
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1 Scope
The purpose of this document is to provide an overview on how quality indicating parameters for algae
and algae products and intermediates relevant for chemical and bioenergy applications can be handled
and to identify the need for future standards development for chemicals, bioenergy and biofuels
applications.
This document does not provide instructions on handling of technical requirements in existing
legislations.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments) applies.
EN 17399:2020, Algae and algae products - Terms and definitions
EN 14214, Liquid petroleum products - Fatty acid methyl esters (FAME) for use in diesel engines and heating
applications - Requirements and test methods
EN 590, Automotive fuels - Diesel - Requirements and test methods
EN 16734, Automotive fuels - Automotive B10 diesel fuel - Requirements and test methods
EN 16709, Automotive fuels - High FAME diesel fuel (B20 and B30) - Requirements and test methods
EN 16723-1, Natural gas and biomethane for use in transport and biomethane for injection in the natural
gas network - Part 1: Specifications for biomethane for injection in the natural gas network
EN 14103, Fat and oil derivatives - Fatty Acid Methyl Esters (FAME) - Determination of ester and linolenic
acid methyl ester contents
EN 17477, Algae and algae products - Identification of the biomass of microalgae, macroalgae,
cyanobacteria and Labyrithulomycetes - Detection and identification with morphological and/or molecular
methods
3 Terms and definitions
For the purposes of this document, the terms and definitions given in EN 17399:2020 and the following
apply.
ISO and IEC maintain terminological databases for use in standardization at the following addresses:
• IEC Electropedia: available at https://www.electropedia.org/
• ISO Online browsing platform: available at https://www.iso.org/obp
3.1
Raw Material Specification
RMS
technical dossier, several pages long, about the product, usually prepared by manufacturer, directed to
provide all product approval information to the customer and usually attached to commercial contract
Note 1 to entry: Examples of models of RMS for some algae categories are reported in Annex A.
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3.2
Technical Data Sheet
TDS
technical document, one (or few) page long, showing the technical (bio- and physicochemical)
parameters adopted to characterize the product and therefore being the paradigm of the Certificate of
Analysis (CoA)
Note 1 to entry: It includes ranges of different parameters used to define the product characteristics or applicable
regulatory limits.
Note 2 to entry: Examples of Models of TDS for some algae categories are reported in Annex B.
Note 3 to entry: In cases where the producer wants to make statements regarding the algal product as a bio-based
product EN 16848 and EN 16935 should be used.
3.3
Certificate of Analysis
CoA
one (or few) page document issued from a laboratory (or laboratories) and reporting test results for a
specific lot, usually in front of TDS parameters, including references to test method
Note 1 to entry: It may or may not have legal value.
3.4
Material Safety Data Sheet
MSDS
SDS
document issued with the aim of providing information about product compliance in respect of human
health and safety at the workplace and protection of the environment
Note 1 to entry: The MSDS should comply with Reg 1907/2006 (REACH).
3.5
sustainable development
development that meets the environmental, social and economic needs of the present without
compromising the ability of future generations to meet their own needs
[SOURCE: ISO Guide 82:2019, definition 3.2]
3.6
extracts
products of liquid, solid or intermediate consistency, obtained from algal biomass and containing
components present in and/or derived from the algal biomass
Note 1 to entry: For some preparations, the biomass to be extracted undergoes a preliminary treatment, for
example, inactivation of enzymes, grinding or freezing.
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3.7
energy from renewable sources
energy from renewable non-fossil sources, namely wind, solar (solar thermal and solar photovoltaic) and
geothermal energy, ambient energy, tide, wave and other ocean energy, hydropower, biomass, landfill
gas, sewage treatment plant gas and biogas
[SOURCE: Directive (EU) 2018/2001 of the European Parliament and of the Council of 11 December 2018
on the promotion of the use of energy from renewable sources (recast) [6]]
3.8
bioliquids
liquid fuel for energy purposes other than for transport, including electricity and heating and cooling,
produced from biomass
[SOURCE: Directive (EU) 2018/2001, ibid. [6]]
3.9
biofuels
liquid fuel for transport produced from biomass
[SOURCE: Directive (EU) 2018/2001, ibid. [6]]
3.10
advanced biofuels
biofuels which technology is more innovative and less mature that are produced from feedstock which
has low indirect land-use change impacts
Note 1 to entry: this feedstock includes algae if cultivated on land in ponds or photobioreactors.
[SOURCE: Directive (EU) 2018/2001, ibid. [6]]
3.11
biomass fuels
gaseous and solid fuels produced from biomass
[SOURCE: Directive (EU) 2018/2001, ibid. [6]]
3.12
biogas
gaseous fuels produced from biomass
[SOURCE: Directive (EU) 2018/2001, ibid. [6]]
3.13
guarantee of origin
an electronic document which has the sole function of providing evidence to a final customer that a given
share or quantity of energy was produced from renewable sources
[SOURCE: Directive (EU) 2018/2001, ibid. [6]]
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3.14
low indirect land-use change-risk biofuels, bioliquids and biomass fuels
biofuels, bioliquids and biomass fuels, the feedstock of which was produced within schemes which avoid
displacement effects of food and feed-crop based biofuels, bioliquids and biomass fuels through improved
agricultural practices as well as through the cultivation of crops on areas which were previously not used
for cultivation of crops
Note 1 to entry: Crops which were produced in accordance with the sustainability criteria for biofuels, bioliquids
and biomass fuels laid down in Article 29 of Directive (EU) 2018/2001.
[SOURCE: Directive (EU) 2018/2001, ibid. [6]]
4 Algae products applications as chemical raw materials
4.1 General
For multi-constituent natural ingredients, with variable composition, it is essential that the producers
provide clearly defined specifications in view of the range of variability of the components.
The variability should not change significantly and minimum levels of active components should be
specified.
In cases where the producer wants to make statements regarding the algal product as a bio-based product
EN 16848 and EN 16935 should be used.
4.2 Bioplastics from algae
A considerable attention has been paid, in recent years, to alternative feedstock for bioplastics
production. Microbial production of exopolysaccharides (EPSs) is an interesting field of research, in view
of the increasing demand for natural biofilm products for medical, and industrial applications. Microalgal
EPSs have potential antioxidant, antibacterial, and emulsifying activities and may be potentially obtained
from direct extraction from algae. Specifically, polymers such as starch or polyhydroxyalkanoates (PHAs),
which are already being used in plastic production, are of interest. Starch on the other hand is not a
polymer with plastic properties. It can be modified with additives to achieve thermoplastic properties or
used as a filler in other plastics. Similarly, saccharides found in algae can be used as feedstock for the
production of building blocks for bio-based plastic, such as lactic and succinic acid [1] [2] [3].
Moreover, PHAs are widely produced by heterotrophic bacteria. These compounds can replace
commercial plastics, such as polyethylene and polypropylene, because of their high biodegradability and
biocompatibility. One of the best-studied and commercially available biopolymers is poly-b-
hydroxybutyrate (PHB) see Figure 1, which constitutes the intracellular components of microbial cells,
and that can be accumulated in significant amount under specific growth conditions. PHAs possess
inherent thermoplastic properties and will not need to be modified to create a plastic film.

Figure 1 — Chemical structure of P3HB
Properties will depend on the exact structure of the PHA, the purity of the extracted material, molecular
weight and the extracted amount of PHAs.
However, if a plastic is produced with PHAs and additives or fillers the degradation process can become
more complex.
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Life-Cycle analysis has been a valuable tool to assess the environmental impact of bio-plastics along their
life cycle. Taking into account the various challenges of this field and the constant development, a specific
methodology was proposed in order to assess the potential environmental impacts of the use of
alternative feedstocks (biomass, recycled plastics, CO ) in comparison to current feedstocks (oil and gas)
2
[4].
EN 16760 "Bio-based products – Life cycle assessment" is applicable for bioplastics produced from algae,
see also clause 8.
Beside LCA issues, methodology for assessing standards for alternative feedstock for bioplastic
production is a field still under development. The current production relies on few feedstocks, and there
is a need to enlarge the basket of potential alternatives, if the sector aims to continue on the current
growth.
It could be of interest to focus the analysis of the current legislative framework on the availability of
quality standards for alternative feedstock, including algae as potential interesting and widely available
source.
4.3 Fertilisers
Fertilisers are defined and regulated by Reg 1009/2019 EU (Fertiliser Product Regulation, FPR) [5].
Whereas microalgae only recently got this application due to high cost, and mainly as biostimulants,
seaweeds have long history of use as fertilisers since 3000 BC thanks to availability from wild gathering,
which action improved the sea life environment and helped to prevent the accumulation of dead seaweed
on the shores and in the deep sea.
According to FPR, algae are included together with plants as i) raw material for EU fertiliser product or
ii) input material for the production of biogas in anaerobic fermenters, from which the digestate can be
contained in EU fertiliser product. However, in both cases cyanobacteria (“blue-green algae”) are
excluded; this gap excludes actually Arthospira sp. (Spirulina) from EU fertiliser and might be fixed by
appropriate amendment of FPR, e.g. inclusion of safe cyanobacteria in microorganism category. More
information about FPR is given in Annex C.
4.4 Biostimulants
Plant biostimulants are substances, mixtures and micro-organisms which, differently from straight
fertilisers, are not as such inputs of nutrients, but nevertheless stimulate plants’ natural nutrition
processes. They act in addition to fertilisers, with the aim of optimising the efficiency of those fertilisers
and reducing the nutrient application rates and are by nature more similar to fertilising products than to
most categories of plant protection products. Such products are therefore eligible for CE marking under
Reg 1009/2019 and excluded from the scope of Reg (EC) No 1107/2009 on Plant protection products
(e.g. pesticides).
Plant biostimulants constitute Product Function Category (PFC) 6 of fertilisers, products made to
stimulate plant nutrition processes independently of the product’s nutrient content with the sole aim of
improving one or more of the following characteristics of the plant or the plant rhizosphere:
a) nutrient use efficiency;
b) tolerance to abiotic stress;
c) quality traits; or
d) availability of confined nutrients in the soil or rhizosphere.
An example of main product requirements and conformity assessment for a plant biostimulant composed
of algae-based material (under FPR) to be marketed as EU fertiliser is given in Annex D.
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A table of regulated contaminants filled from Reg 1009/2019 EU is given in Annex E.
5 Biofuels from algae
5.1 General
The product characteristics specified from clause 5.2 to clause 5.5 should comply with the relevant
standards and regulations.
In case the product characteristics are referred to algae and algae products raw materials, existing
standards are referenced when applicable and recommendations for possible developments provided.
In the current worldwide energy matrix, there is a strong dependence on non-renewable energy sources,
mainly coal, oil and natural gas. Considering the production of sustainable energy sources, the use of
biofuels has become an important alternative, due to a reduction in CO emissions into the atmosphere.
2
An overview on algae biofuels literature is given in Annex G.
Biomass production aimed for biofuels has general sustainability standards: ISO 13065 as well as
EN 16214-1, EN 16214-3 and EN 16214-4, where the first is applicable to all types of bioenergy.
Concerning liquid biofuels, it is usual to classify them as first, second and third generation. The most well-
known first-generation biofuel is ethanol, extracted from the fermentation of sugar and starch present in
plants in addition to biodiesel produced from oilseed plants. Second-generation biofuels are those
produced from the processing of the lignocellulosic fraction of biomass from higher plants. Biofuels from
algae are often mentioned as third generation.
Algae are explicitly mentioned in The Renewable Energy Directive recast (RED II) [6] as feedstock for the
production of biogas for transport and advanced biofuels, and can be counted twice if cultivated on land
in ponds or photobioreactors. Additionally, algae are listed in RED II as feedstock that can be processed
only with advanced technologies. Feedstock that can be processed into biofuels, or biogas for transport,
with mature technologies, such as used cooking oils and animal fats, have a share limited to 1,7% (energy
content).
Bioethanol, biohydrogen, biodiesel and biogas (biomethane) have been proposed from algae through
processes such as fermentation, dark fermentation/photobiological production, lipid
extraction/transesterification and anaerobic digestion, respectively. On the other hand, different
thermochemical processes have been proposed for algae, such as pyrolysis, gasification, torrefaction and
hydrothermal liquefaction, depending on process conditions (pressure, temperature, reaction time,
oxygen availability and feedstock water content, among others). Thermochemical conversion processes
yield bio-oil (which can be eventually converted in drop-in liquid biofuels), biogas/syngas and char.
There is still need for algae-based process development and intensification in order to make full use of
the wide range of bio-based products, biofuels and environmental services algae and algae products can
generate (such as CO2 and other GHG biosequestration, waste water treatment – phycoremediation- and
heavy metals tertiary treatment, among others). Besides bioenergy production from algae, a wide range
of commercially valuable bio-based products/materials and/or high added value products can be
extracted, fractionated and purified, following the biorefinery approach. For commercial viability, a
matrix approach leading to numerous products is preferred for successful operation of algal biorefineries.
5.2 Fuel specifications
Fuels are characterized by energy density and technical parameters related to engine suitability (e.g.
cetane or octane number, impurities, ash content, oxidation stability, etc.).
No algae fuels are currently present in the market even if several Institutions (EU Commission, U.S.
Department of Energy) are interested and several Companies are working on that topic. According to
available literature, algae derived fuel feedstock allow for entering in already developed conversion
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pathways, e.g. gaseous fuels like biomethane, and liquid fuels for diesel substitution like biodiesel or
alternative fuels for aviation sector.
It is worth to note that algae are considered for their photosynthetic potential as alternatives to terrestrial
plants (the actual main source of biodiesel, hydrogenated vegetable oil (HVO) and biogas besides waste
products) whereby the carbon-based molecule is biosynthesized converting solar energy in chemical
energy. Algae have neither to be considered as an intermediate nor as a finished fuel, but as a raw material
for certified fuels production, therefore no algae specific standards have to be mentioned in this section.
NOTE The only relevant exemption is represented by the aviation sector. In aviation not only the final fuel, but
also the conversion process has to be fully certified.
The American Society for Testing and Materials (ASTM) issued two technical norms regulating the sector:
ASTM D4054 (Standard Practice for Qualification and Approval of New Aviation Turbine Fuels and Fuel
Additives), which describes the qualification process for an alternative fuel to be considered compliant
for use in ASTM D7566– 17a (Standard Specification for Aviation Turbine Fuel Containing Synthesized
Hydrocarbons).
Currently eight production pathways are already fully certified for blending with fossil aviation jet fuel.
These aviation biofuels are drop-in fuels: they can be directly blended with fossil (ASTM D1655:
Specification for Aviation Turbine Fuels) but with different blending limits.
At the time of writing, no specific algae-based pathway results certified for aviation [7].
5.3 Liquid biofuels from algae
5.3.1 General
A first categorisation of liquid fuels can be performed on the base of their possibility to be directly mixed
to regular fuel without specific limitations. The term “drop-in” fuel is generally used to describe an
alternative fuel, that can be blended into a regular fuel, without compromising any functionality of the
engine. Hydrog
...

SLOVENSKI STANDARD
kSIST-TP FprCEN/TR 17739:2021
01-oktober-2021
Alge in izdelki iz alg - Specifikacije za uporabo v kemijskem in bioenergetskem
sektorju
Algae and algae products - Specifications for chemicals and biofuels sector applications
Algen und algenbasierte Produkte - Spezifikationen für Anwendungen im Chemie- und
Biokraftstoffsektor
Algues et produits d’algues - Spécifications pour les applications dans le secteur de la
chimie et de la bioénergie
Ta slovenski standard je istoveten z: FprCEN/TR 17739
ICS:
13.020.55 Biološki izdelki Biobased products
kSIST-TP FprCEN/TR 17739:2021 en,fr,de
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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kSIST-TP FprCEN/TR 17739:2021


FINAL DRAFT
TECHNICAL REPORT
FprCEN/TR 17739
RAPPORT TECHNIQUE

TECHNISCHER BERICHT

August 2021
ICS
English Version

Algae and algae products - Specifications for chemicals and
biofuels sector applications
Algues et produits d'algues - Spécifications pour les Algen und algenbasierte Produkte - Spezifikationen für
applications dans le secteur de la chimie et de la Anwendungen im Chemie- und Biokraftstoffsektor
bioénergie


This draft Technical Report is submitted to CEN members for Vote. It has been drawn up by the Technical Committee CEN/TC
454.

CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia,
Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway,
Poland, Portugal, Republic of North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and
United Kingdom.

Recipients of this draft are invited to submit, with their comments, notification of any relevant patent rights of which they are
aware and to provide supporting documentation.

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worldwide for CEN national Members.

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Contents Page
European foreword . 3
Introduction . 4
1 Scope . 5
2 Normative references . 5
3 Terms and definitions . 5
4 Algae products applications as chemical raw materials . 8
5 Biofuels from algae . 10
6 Algal product characteristics and test methods . 16
7 Sustainable development . 20
8 Algae LCA. 21
Annex A (informative) Raw Material Specifications examples . 24
A.1 Example 1 of microalga biomass specifications . 24
A.2 Example 2 of cyanobacterium biomass specifications . 26
A.3 Example 3 of macroalgae biomass specifications . 30
Annex B (Informative) Technical Data Sheets (TDS) examples . 34
B.1 Example of microalga biomass Data Sheet . 34
B.2 Example of cyanobacterium biomass Data Sheet . 35
B.3 Example of macroalga biomass Data Sheet . 36
Annex C (Informative) FPR Regulation . 38
Annex D (Informative) Algae based biostimulant . 40
Annex E (Informative) EU fertilisers contaminants table (Reg 1009/2019 EU) . 41
Annex F (Informative) Algae extracts . 44
F.1 Algae extracts for chemical purposes . 44
F.2 Solvent extraction vs CO -Extraction . 45
2
F.3 Algae biomass CO -Exaction . 45
2
F.4 Algae biomass CO2-Extraction . 46
Annex G (Informative) Algae biofuels literature overview. 47
Bibliography . 51

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European foreword
This document (FprCEN/TR 17739:2021) has been prepared by Technical Committee CEN/TC 454
“Algae and algae products”, the secretariat of which is held by NEN.
This document is currently submitted to the Vote on TR.
The European committee for Standardisation (CEN) was requested by the European Commission (EC) to
draft European standards or European standardisation deliverables to support the implementation of
Article 3 of Directive 2009/28/EC for algae and algae products or intermediates. The request presented
as Mandate M/547, also contributes to the Communication on “Innovating for Sustainable Growth: A Bio
economy for Europe”.
The former working group CEN Technical Board Working Group 218 “Algae” was created in 2016 to
develop a work programme as part of the Mandate. The technical committee CEN/ TC 454 “Algae and
algae products” was established to carry out the work program the secretariat of which is held by NEN.
CEN TC 454 set up a number of topic specific working Groups listed below to develop standards for algae
and algae products.
This document has been prepared by Working Group 5 “Specifications for the chemicals and fuels
applications sector” with the support of UNI as the secretariat, in close collaboration with the other CEN
TC 454 working groups:
CEN TC 454 WG 1 “Terminology”
CEN TC 454 WG 2 “Identification”
CEN TC 454 WG 3 “Productivity”
CEN TC 454 WG 4 “Specifications for food/feed sectors applications”
CEN TC 454 WG 6 “Product test methods”
The interest in algae and algae-based products or intermediates as a renewable and sustainable source
of carbohydrates, proteins, lipids and pigments has increased significantly in Europe.
Algae-based products and intermediates, in this TR referred to as ‘products’, are defined as whole
biomass, extracts or derivatives from algae, including a.o. algae oil and algal meal.
This document will allow the stakeholders to have access to a clear point of reference on the use of algae
in technical applications.
Algae as raw materials have specific challenges and show a wide potential from sustainability and blue
economy point of view. This document aims helping to fill this gap.
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Introduction
The interest in algae and algae-based products or intermediates as a renewable and sustainable source
of carbohydrates, proteins, lipids and pigments has increased significantly in Europe.
The biochemical composition of algae with regard to the ratio of usable components is unique and the
selected conversion pathway determines the kind of products that can be obtained.
Algae are available and used in many countries as fertiliser, biostimulant, animal feed, medicine, cosmetic
and food ingredients, and can provide different compounds depending on species. Due to the high interest
in replacing fossil feedstock for chemicals and fuels by biological ones, as algae, several pilot initiatives
have been undertaken in last decades. Results strongly vary, as many techno-economic parameters are
expected to influence the success of an algae related initiative.
Cultivation of algae has advantages over other sources of biomass, since they can be cultivated on
marginal lands and unused aquatic areas, generating new economic opportunities for poor soil and
aquatic areas, which would not have traditionally been used.
Due to their relatively simple cellular structure, algae have a large biomass productivity per unit area.
Algae are of great ecological importance, since they act in the capture of atmospheric CO and can be used
2
as wastewater treatment, due to their capacity to remove nutrients, as their growth requires sunlight,
water, CO2 and nutrients.
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1 Scope
The purpose of this document is to provide an overview on how quality indicating parameters for algae
and algae products and intermediates relevant for chemical and bioenergy applications can be handled
and to identify the need for future standards development for chemicals, bioenergy and biofuels
applications.
This document does not provide instructions on handling of technical requirements in existing
legislations.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments) applies.
EN 17399:2020, Algae and algae products - Terms and definitions
EN 14214, Liquid petroleum products - Fatty acid methyl esters (FAME) for use in diesel engines and heating
applications - Requirements and test methods
EN 590, Automotive fuels - Diesel - Requirements and test methods
EN 16734, Automotive fuels - Automotive B10 diesel fuel - Requirements and test methods
EN 16709, Automotive fuels - High FAME diesel fuel (B20 and B30) - Requirements and test methods
EN 16723-1, Natural gas and biomethane for use in transport and biomethane for injection in the natural
gas network - Part 1: Specifications for biomethane for injection in the natural gas network
EN 14103, Fat and oil derivatives - Fatty Acid Methyl Esters (FAME) - Determination of ester and linolenic
acid methyl ester contents
prEN 17477:—, Algae and algae products - Identification of the biomass of microalgae, macroalgae,
cyanobacteria and Labyrithulomycetes - Detection and identification with morphological and/or molecular
methods
3 Terms and definitions
For the purposes of this document, the terms and definitions given in EN 17399:2020 and the following
apply.
ISO and IEC maintain terminological databases for use in standardization at the following addresses:
• IEC Electropedia: available at https://www.electropedia.org/
• ISO Online browsing platform: available at https://www.iso.org/obp
3.1
Raw Material Specification
RMS
technical dossier, several pages long, about the product, usually prepared by manufacturer, directed to
provide all product approval information to the customer and usually attached to commercial contract
Note 1 to entry: Examples of models of RMS for some algae categories are reported in Annex A.
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3.2
Technical Data Sheet
TDS
technical document, one (or few) page long, showing the technical (bio- and physicochemical)
parameters adopted to characterize the product and therefore being the paradigm of the Certificate of
Analysis (CoA)
Note 1 to entry: It includes ranges of different parameters used to define the product characteristics or applicable
regulatory limits.
Note 2 to entry: Examples of Models of TDS for some algae categories are reported in Annex B.
Note 3 to entry: In cases where the producer wants to make statements regarding the algal product as a bio-based
product EN 16848 and EN 16935 should be used.
3.3
Certificate of Analysis
CoA
one (or few) page document issued from a laboratory (or laboratories) and reporting test results for a
specific lot, usually in front of TDS parameters, including references to test method
Note 1 to entry: It may or may not have legal value.
3.4
Material Safety Data Sheet
MSDS
SDS
document issued with the aim of providing information about product compliance in respect of human
health and safety at the workplace and protection of the environment
Note 1 to entry: The MSDS should comply with Reg 1907/2006 (REACH).
3.5
sustainable development
development that meets the environmental, social and economic needs of the present without
compromising the ability of future generations to meet their own needs
[SOURCE: ISO Guide 82:2019, definition 3.2]
3.6
extracts
products of liquid, solid or intermediate consistency, obtained from algal biomass and containing
components present in and/or derived from the algal biomass
Note 1 to entry: For some preparations, the biomass to be extracted undergoes a preliminary treatment, for
example, inactivation of enzymes, grinding or freezing.
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3.7
energy from renewable sources
energy from renewable non-fossil sources, namely wind, solar (solar thermal and solar photovoltaic) and
geothermal energy, ambient energy, tide, wave and other ocean energy, hydropower, biomass, landfill
gas, sewage treatment plant gas and biogas
[SOURCE: Directive (EU) 2018/2001 of the European Parliament and of the Council of 11 December 2018
on the promotion of the use of energy from renewable sources (recast)]
3.8
bioliquids
liquid fuel for energy purposes other than for transport, including electricity and heating and cooling,
produced from biomass
[SOURCE: Directive (EU) 2018/2001, ibid.]
3.9
biofuels
liquid fuel for transport produced from biomass
[SOURCE: Directive (EU) 2018/2001, ibid.]
3.10
advanced biofuels
biofuels which technology is more innovative and less mature that are produced from feedstock which
has low indirect land-use change impacts
Note 1 to entry: this feedstock includes algae if cultivated on land in ponds or photobioreactors.
[SOURCE: Directive (EU) 2018/2001, ibid.]
3.11
biomass fuels
gaseous and solid fuels produced from biomass
[SOURCE: Directive (EU) 2018/2001, ibid.]
3.12
biogas
gaseous fuels produced from biomass
[SOURCE: Directive (EU) 2018/2001, ibid.]
3.13
guarantee of origin
an electronic document which has the sole function of providing evidence to a final customer that a given
share or quantity of energy was produced from renewable sources
[SOURCE: Directive (EU) 2018/2001, ibid.]
3.14
low indirect land-use change-risk biofuels, bioliquids and biomass fuels
biofuels, bioliquids and biomass fuels, the feedstock of which was produced within schemes which avoid
displacement effects of food and feed-crop based biofuels, bioliquids and biomass fuels through improved
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agricultural practices as well as through the cultivation of crops on areas which were previously not used
for cultivation of crops
Note 1 to entry: Crops which were produced in accordance with the sustainability criteria for biofuels, bioliquids
and biomass fuels laid down in Article 29 of Directive (EU) 2018/2001
[SOURCE: Directive (EU) 2018/2001, ibid.]
4 Algae products applications as chemical raw materials
4.1 General
For multi-constituent natural ingredients, with variable composition, it is essential that the producers
provide clearly defined specifications in view of the range of variability of the components.
The variability should not change significantly and minimum levels of active components should be
specified.
In cases where the producer wants to make statements regarding the algal product as a bio-based product
EN 16848 and EN 16935 should be used.
4.2 Bioplastics from algae
A considerable attention has been paid, in recent years, to alternative feedstock for bioplastics
production. Microbial production of exopolysaccharides (EPSs) is an interesting field of research, in view
of the increasing demand for natural biofilm products for medical, and industrial applications. Microalgal
EPSs have potential antioxidant, antibacterial, and emulsifying activities and may be potentially obtained
from direct extraction from algae. Specifically, polymers such as starch or polyhydroxyalkanoates (PHAs),
which are already being used in plastic production, are of interest. Starch on the other hand is not a
polymer with plastic properties. It can be modified with additives to achieve thermoplastic properties or
used as a filler in other plastics. Similarly, saccharides found in algae can be used as feedstock for the
production of building blocks for bio-based plastic, such as lactic and succinic acid [1] [2] [3].
Moreover, PHAs are widely produced by heterotrophic bacteria. These compounds can replace
commercial plastics, such as polyethylene and polypropylene, because of their high biodegradability and
biocompatibility. One of the best-studied and commercially available biopolymers is poly-b-
hydroxybutyrate (PHB) see Figure 1, which constitutes the intracellular components of microbial cells,
and that can be accumulated in significant amount under specific growth conditions. PHAs possess
inherent thermoplastic properties and will not need to be modified to create a plastic film.

Figure 1 — Chemical structure of PH3B
Properties will depend on the exact structure of the PHA, the purity of the extracted material, molecular
weight and the extracted amount of PHAs.
However, if a plastic is produced with PHAs and additives or fillers the degradation process can become
more complex.
Life-Cycle analysis has been a valuable tool to assess the environmental impact of bio-plastics along their
life cycle. Taking into account the various challenges of this field and the constant development, a specific
methodology was proposed in order to assess the potential environmental impacts of the use of
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alternative feedstocks (biomass, recycled plastics, CO ) in comparison to current feedstocks (oil and gas)
2
[4].
EN 16760 "Bio-based products – Life cycle assessment" is applicable for bioplastics produced from algae,
see also clause 8.
Beside LCA issues, methodology for assessing standards for alternative feedstock for bioplastic
production is a field still under development. The current production relies on few feedstocks, and there
is a need to enlarge the basket of potential alternatives, if the sector aims to continue on the current
growth.
It could be of interest to focus the analysis of the current legislative framework on the availability of
quality standards for alternative feedstock, including algae as potential interesting and widely available
source.
4.3 Fertilisers
Fertilisers are defined and regulated by Reg 1009/2019 EU (Fertiliser Product Regulation, FPR) [5].
Whereas microalgae only recently got this application due to high cost, and mainly as biostimulants,
seaweeds have long history of use as fertilisers since 3000 BC thanks to availability from wild gathering,
which action improved the sea life environment and helped to prevent the accumulation of dead seaweed
on the shores and in the deep sea.
According to FPR, algae are included together with plants as i) raw material for EU fertiliser product or
ii) input material for the production of biogas in anaerobic fermenters, from which the digestate can be
contained in EU fertiliser product. However, in both cases cyanobacteria (“blue-green algae”) are
excluded; this gap excludes actually Arthospira sp. (Spirulina) from EU fertiliser and might be fixed by
appropriate amendment of FPR e.g. inclusion of safe cyanobacteria in microorganism category. More
information about FPR is given in Annex C.
4.4 Biostimulants
Plant biostimulants are substances, mixtures and micro-organisms which, differently from straight
fertilisers, are not as such inputs of nutrients, but nevertheless stimulate plants’ natural nutrition
processes. They act in addition to fertilisers, with the aim of optimising the efficiency of those fertilisers
and reducing the nutrient application rates and are by nature more similar to fertilising products than to
most categories of plant protection products. Such products are therefore eligible for CE marking under
Reg 1009/2019 and excluded from the scope of Reg (EC) No 1107/2009 on Plant protection products
(e.g. pesticides).
Plant biostimulants constitute Product Function Category (PFC) 6 of fertilisers, products made to
stimulate plant nutrition processes independently of the product’s nutrient content with the sole aim of
improving one or more of the following characteristics of the plant or the plant rhizosphere:
(a) nutrient use efficiency,
(b) tolerance to abiotic stress,
(c) quality traits, or
(d) availability of confined nutrients in the soil or rhizosphere.
An example of main product requirements and conformity assessment for a plant biostimulant composed
of algae-based material (under FPR) to be marketed as EU fertiliser is given in Annex D.
A table of regulated contaminants filled from Reg 1009/2019 EU is given in Annex E.
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5 Biofuels from algae
5.1 General
The product characteristics specified from clause 5.2 to clause 5.5 should comply with the relevant
standards and regulations.
In case the product characteristics are referred to algae and algae products raw materials, existing
standards are referenced when applicable and recommendations for possible developments provided.
In the current worldwide energy matrix, there is a strong dependence on non-renewable energy sources,
mainly coal, oil and natural gas. Considering the production of sustainable energy sources, the use of
biofuels has become an important alternative, due to a reduction in CO2 emissions into the atmosphere.
An overview on algae biofuels literature is given in Annex G.
Biomass production aimed for biofuels has general sustainability standards: ISO 13065 as well as
EN 16214-1, EN 16214-3 and EN 16214-4, where the first is applicable to all types of bioenergy.
Concerning liquid biofuels, it is usual to classify them as first, second and third generation. The most well-
known first-generation biofuel is ethanol, extracted from the fermentation of sugar and starch present in
plants in addition to biodiesel produced from oilseed plants. Second-generation biofuels are those
produced from the processing of the lignocellulosic fraction of biomass from higher plants. Biofuels from
algae are often mentioned as third generation.
Algae are explicitly mentioned in The Renewable Energy Directive recast (RED II) [6] as feedstock for the
production of biogas for transport and advanced biofuels, and can be counted twice if cultivated on land
in ponds or photobioreactors. Additionally, algae are listed in RED II as feedstock that can be processed
only with advanced technologies. Feedstock that can be processed into biofuels, or biogas for transport,
with mature technologies, such as used cooking oils and animal fats, have a share limited to 1,7% (energy
content).
Bioethanol, biohydrogen, biodiesel and biogas (biomethane) have been proposed from algae through
processes such as fermentation, dark fermentation/photobiological production, lipid
extraction/transesterification and anaerobic digestion, respectively. On the other hand, different
thermochemical processes have been proposed for algae, such as pyrolysis, gasification, torrefaction and
hydrothermal liquefaction, depending on process conditions (pressure, temperature, reaction time,
oxygen availability and feedstock water content, among others). Thermochemical conversion processes
yield bio-oil (which can be eventually converted in drop-in liquid biofuels), biogas/syngas and char.
There is still need for algae-based process development and intensification in order to make full use of
the wide range of bio-based products, biofuels and environmental services algae and algae products can
generate (such as CO and other GHG biosequestration, waste water treatment – phycoremediation- and
2
heavy metals tertiary treatment, among others). Besides bioenergy production from algae, a wide range
of commercially valuable bio-based products/materials and/or high added value products can be
extracted, fractionated and purified, following the biorefinery approach. For commercial viability, a
matrix approach leading to numerous products is preferred for successful operation of algal biorefineries.
5.2 Fuel specifications
Fuels are characterized by energy density and technical parameters related to engine suitability (e.g.
cetane or octane number, impurities, ash content, oxidation stability, etc.).
No algae fuels are currently present in the market even if several Institutions (EU Commission, U.S.
Department of Energy) are interested and several Companies are working on that topic. According to
available literature, algae derived fuel feedstock allow for entering in already developed conversion
pathways, e.g., gaseous fuels like biomethane, and liquid fuels for diesel substitution like biodiesel or
alternative fuels for aviation sector.
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It is worth to note that algae are considered for their photosynthetic potential as alternatives to terrestrial
plants (the actual main source of biodiesel, hydrogenated vegetable oil (HVO) and biogas besides waste
products) whereby the carbon-based molecule is biosynthesized converting solar energy in chemical
energy. Algae have neither to be considered as an intermediate nor as a finished fuel, but as a raw material
for certified fuels production, therefore no algae specific standards have to be mentioned in this section.
NOTE The only relevant exemption is represented by the aviation sector. In aviation not only the final fuel, but
also the conversion process has to be fully certified.
The American Society for Testing and Materials (ASTM) issued two technical norms regulating the sector:
ASTM D4054 (Standard Practice for Qualification and Approval of New Aviation Turbine Fuels and Fuel
Additives), which describes the qualification process for an alternative fuel to be considered compliant
for use in ASTM D7566– 17a (Standard Specification for Aviation Turbine Fuel Containing Synthesized
Hydrocarbons).
Currently eight production pathways are already fully certified for blending with fossil aviation jet fuel.
These aviation biofuels are drop-in fuels: they can be directly blended with fossil (ASTM D1655:
Specification for Aviation Turbine Fuels) but with different blending limits.
At the time of writing, no specific algae-based pathway results certified for aviation [7].
5.3 Liquid biofuels from algae
5.3.1 General
A first categorisation of liquid fuels can be performed on the base of their possibility to be directly mixed
to regular fuel without specific limitations. The term “drop-in” fuel is generally used to describe an
alternative fuel, that can be blended into a regular fuel, without compromising any functionality of the
engine. Hydrogenated Vegetable Oil (HVO) is usually recognised as a drop-in fuel, while biodiesel and
bioethanol are not.
The final characteristics of the alternative fuels, which derive from the feedstock/conversion process
couple, determines whether the final product can be considered a drop-in fuel or has to respect a blending
limit.
Liquid fuels from algae currently under development can be divide
...

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