Framework for energy market communications - Part 451-1: Acknowledgement business process and contextual model for CIM European market

Based on the European style market contextual model (IEC 62325-351), this part of
IEC 62325 specifies a UML package for the acknowledgment business process and its
associated document contextual model, assembly model and XML schema for use within the
European style electricity markets.
The relevant aggregate core components (ACCs) defined in IEC 62325-351 have been
contextualized into aggregated business information entities (ABIEs) to satisfy the
requirements of the European style market acknowledgment business process.
The contextualized ABIEs have been assembled into the acknowledgment document
contextual model.
A related assembly model and an XML schema for the exchange of acknowledgement
information between market participants is automatically generated from the assembled
document contextual model.

Kommunikation im Energiemarkt - Teil 451-1: Geschäftsprozessnachweis und kontextbezogenes CIM-Modell für den europäischen Markt

Cadre pour les communications pour le marché de l'énergie - Partie 451-1: Processus métier d'accusé de réception et modèle contextuel pour le marché européen CIM

L'IEC 62325-451-1:2017 spécifie un paquetage UML pour le processus métier d'accusé de réception et ses modèle contextuel de document, modèle d'assemblage et schéma XML associés à appliquer sur les marchés de l'électricité de style européen. Les composants de base agrégés (ACC, aggregate core components) pertinents définis dans l'IEC 62325-351 ont été contextualisés en entités d’information métier agrégées (ABIE, aggregated business information entities) afin de satisfaire aux exigences du processus métier d'accusé de réception pour les marchés de style européen. Les ABIE contextualisées ont été assemblées dans le modèle contextuel de document d'accusé de réception. Cette nouvelle édition inclut les modifications techniques majeures suivantes par rapport à l'édition précédente:
- ajout d'un attribut facultatif ProcessType au document d'accusé de réception pour faciliter l'acheminement des instances du document d'accusé de réception à l'arrivée vers l'application appropriée;
- explication du diagramme d'activité pour le processus d'accusé de réception;
- ajout de la liste des contraintes sur les types de données.

Okvir za komunikacije na trgu z električno energijo - 451-1. del: Poslovni proces potrjevanja in kontekstualni model za CIM za evropski trg

Na podlagi kontekstualnega modela za evropski trg (IEC 62325-351) ta del standarda IEC 62325 določa paket UML za poslovni proces potrjevanja ter povezani kontekstualni model dokumentov, model sestavljanja in shemo XML za uporabo na evropskih trgih z električno energijo.
Ustrezne združene osrednje komponente (ACC), opredeljene v standardu IEC 62325-351, so bile kontekstualizirane v združene entitete poslovnih informacij (ABIE), da ustrezajo zahtevam za poslovni proces potrjevanja na evropskih trgih.
Te kontekstualizirane entitete so bile zbrane v kontekstualni model dokumentov za potrjevanje.
Povezani model sestavljanja in shema XML za izmenjavo informacij o potrjevanju med udeleženci na trgu se samodejno ustvari iz kontekstualnega modela zbranih dokumentov.

General Information

Status
Published
Publication Date
17-Aug-2017
Technical Committee
Current Stage
6060 - National Implementation/Publication (Adopted Project)
Start Date
19-Jul-2017
Due Date
23-Sep-2017
Completion Date
18-Aug-2017

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SLOVENSKI STANDARD
SIST EN 62325-451-1:2017
01-september-2017
1DGRPHãþD
SIST EN 62325-451-1:2014
2NYLU]DNRPXQLNDFLMHQDWUJX]HOHNWULþQRHQHUJLMRGHO3RVORYQLSURFHV
SRWUMHYDQMDLQNRQWHNVWXDOQLPRGHO]D&,0]DHYURSVNLWUJ
Framework for energy market communications - Part 451-1: Acknowledgement business
process and contextual model for CIM European market
Kommunikation im Energiemarkt - Teil 451-1: Geschäftsprozessnachweis und
kontextbezogenes CIM-Modell für den europäischen Markt
Cadre pour les communications pour le marché de l'énergie - Partie 451-1: Processus
métier d'accusé de réception et modèle contextuel pour le marché européen CIM
Ta slovenski standard je istoveten z: EN 62325-451-1:2017
ICS:
29.240.30 Krmilna oprema za Control equipment for electric
elektroenergetske sisteme power systems
33.200 Daljinsko krmiljenje, daljinske Telecontrol. Telemetering
meritve (telemetrija)
SIST EN 62325-451-1:2017 en
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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SIST EN 62325-451-1:2017

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SIST EN 62325-451-1:2017


EUROPEAN STANDARD EN 62325-451-1

NORME EUROPÉENNE

EUROPÄISCHE NORM
June 2017
ICS 33.200 Supersedes EN 62325-451-1:2013
English Version
Framework for energy market communications -
Part 451-1: Acknowledgement business process and contextual
model for CIM European market
(IEC 62325-451-1:2017)
Cadre pour les communications pour le marché de l'énergie - Kommunikation im Energiemarkt -
Partie 451-1: Processus métier d'accusé de réception et Teil 451-1: Geschäftsprozessnachweis und
modèle contextuel pour le marché européen CIM kontextbezogenes CIM-Modell für den europäischen Markt
(IEC 62325-451-1:2017) (IEC 62325-451-1:2017)
This European Standard was approved by CENELEC on 2017-03-06. CENELEC members are bound to comply with the CEN/CENELEC
Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration.
Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC
Management Centre or to any CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by translation
under the responsibility of a CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the
same status as the official versions.
CENELEC members are the national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, the Czech Republic,
Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia,
Lithuania, Luxembourg, Malta, the Netherlands, Norway, Poland, Portugal, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden,
Switzerland, Turkey and the United Kingdom.


European Committee for Electrotechnical Standardization
Comité Européen de Normalisation Electrotechnique
Europäisches Komitee für Elektrotechnische Normung
CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels
© 2017 CENELEC All rights of exploitation in any form and by any means reserved worldwide for CENELEC Members.
 Ref. No. EN 62325-451-1:2017 E

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SIST EN 62325-451-1:2017
EN 62325-451-1:2017
European foreword
The text of document 57/1789/FDIS, future edition 2 of IEC 62325-451-1, prepared by IEC/TC 57
"Power systems management and associated information exchange" was submitted to the IEC-
CENELEC parallel vote and approved by CENELEC as EN 62325-451-1:2017.
The following dates are fixed:
(dop) 2017-12-06
• latest date by which the document has to be implemented at
national level by publication of an identical national
standard or by endorsement
(dow) 2020-03-06
• latest date by which the national standards conflicting with
the document have to be withdrawn

This document supersedes EN 62325-451-1:2013
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CENELEC shall not be held responsible for identifying any or all such patent rights.
This document has been prepared under a mandate given to CENELEC by the European Commission
and the European Free Trade Association.
Endorsement notice
The text of the International Standard IEC 62325-451-1:2017 was approved by CENELEC as a
European Standard without any modification.
In the official version, for Bibliography, the following notes have to be added for the standards indicated:
IEC 61968-11 NOTE Harmonized as EN 61968-11.
IEC 61970-301 NOTE Harmonized as EN 61970-301.
IEC 62325-301 NOTE Harmonized as EN 62325-301.
2

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SIST EN 62325-451-1:2017
EN 62325-451-1:2017
Annex ZA
(normative)

Normative references to international publications
with their corresponding European publications
The following documents, in whole or in part, are normatively referenced in this document and are
indispensable for its application. For dated references, only the edition cited applies. For undated
references, the latest edition of the referenced document (including any amendments) applies.
NOTE 1 When an International Publication has been modified by common modifications, indicated by (mod),
the relevant EN/HD applies.
NOTE 2 Up-to-date information on the latest versions of the European Standards listed in this annex is
available here: www.cenelec.eu.

Publication Year Title EN/HD Year
IEC/TS 61970-2 -  Energy management system application CLC/TS 61970-2 -
program interface (EMS-API) - Part 2:
Glossary
IEC 62325-351 -  Framework for energy market EN 62325-351 -
communications - Part 351: CIM
European market model exchange
profile
IEC 62325-450 -  Framework for energy market EN 62325-450 -
communications - Part 450: Profile and
context modelling rules
IEC 62361-100 -  Power systems management and EN 62361-100 -
associated information exchange -
Interoperability in the long term -
Part 100: CIM profiles to XML schema
mapping


3

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SIST EN 62325-451-1:2017

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SIST EN 62325-451-1:2017




IEC 62325-451-1

®


Edition 2.0 2017-01




INTERNATIONAL



STANDARD




NORME



INTERNATIONALE
colour

inside










Framework for energy market communications –

Part 451-1: Acknowledgement business process and contextual model for CIM

European market




Cadre pour les communications pour le marché de l'énergie –

Partie 451-1: Processus métier d'accusé de réception et modèle contextuel


pour le marché européen CIM













INTERNATIONAL

ELECTROTECHNICAL

COMMISSION


COMMISSION

ELECTROTECHNIQUE


INTERNATIONALE




ICS 33.200 ISBN 978-2-8322-3862-2



Warning! Make sure that you obtained this publication from an authorized distributor.

Attention! Veuillez vous assurer que vous avez obtenu cette publication via un distributeur agréé.

® Registered trademark of the International Electrotechnical Commission
Marque déposée de la Commission Electrotechnique Internationale

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SIST EN 62325-451-1:2017
– 2 – IEC 62325-451-1:2017 © IEC 2017
CONTENTS
FOREWORD . 5
INTRODUCTION . 7
1 Scope . 8
2 Normative references . 8
3 Terms and definitions . 8
4 Document contextual model and message assembly model basic concepts . 10
4.1 Overview. 10
4.2 European style market package structure . 11
4.3 From the European style market profile to the document contextual model . 12
4.4 From the document contextual model to the message assembly model . 12
4.5 From the assembly model to the XML schema . 12
5 The acknowledgment business process . 12
5.1 Business process definition . 12
5.1.1 General . 12
5.1.2 Technical acknowledgment . 13
5.1.3 Application acknowledgment . 13
5.2 Business rules for the acknowledgment document . 14
5.2.1 General . 14
5.2.2 Time . 14
5.2.3 Reason . 14
6 Contextual and assembly models. 15
6.1 Acknowledgement contextual model . 15
6.1.1 Overview of the model . 15
6.1.2 IsBasedOn relationships from the European style market profile . 16
6.1.3 Detailed Acknowledgement contextual model . 17
6.2 Acknowledgement assembly model . 23
6.2.1 Overview of the model . 23
6.2.2 IsBasedOn relationships from the European style market profile . 23
6.2.3 Detailed Acknowledgement assembly model . 24
6.2.4 Primitives . 28
6.2.5 Datatypes . 28
6.2.6 Enumerations . 33
7 XML schema . 33
7.1 XML schema URN namespace rules . 33
7.2 Code list URN namespace rules . 34
7.3 URI rules for model documentation . 34
7.3.1 Datatype . 34
7.3.2 Class . 34
7.3.3 Attribute . 34
7.3.4 Association end role name . 35
7.4 Acknowledgement_MarketDocument schema . 35
7.4.1 Schema structure . 35
7.4.2 Schema description . 37
Bibliography . 41

Figure 1 – IEC 62325-450 modelling framework . 10

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SIST EN 62325-451-1:2017
IEC 62325-451-1:2017 © IEC 2017 – 3 –
Figure 2 – Overview of European style market profile dependency . 11
Figure 3 – Acknowledgement process . 13
Figure 4 – Acknowledgement contextual model . 16
Figure 5 – Acknowledgement assembly model . 23
Figure 6 – Acknowledgement_MarketDocument general XML schema structure . 36
Figure 7 – Acknowledgement_MarketDocument TimeSeries XML schema structure . 37

Table 1 – Codes used at the document header level . 14
Table 2 – Codes used at the TimeSeries level when there is a Reason code of A03 at
the document header level . 15
Table 3 – Codes used at the Period level when there is a Reason code A03 at the
document header level and a code A21 at the TimeSeries level . 15
Table 4 – IsBasedOn dependency. 17
Table 5 – Attributes of Acknowledgement contextual
model::Acknowledgement_MarketDocument . 17
Table 6 – Association ends of Acknowledgement contextual
model::Acknowledgement_MarketDocument with other classes . 18
Table 7 – Attributes of Acknowledgement contextual model::MarketParticipant . 19
Table 8 – Association ends of Acknowledgement contextual model:: MarketParticipant
with other classes . 19
Table 9 – Attributes of Acknowledgement contextual model::MarketRole . 19
Table 10 – Attributes of Acknowledgement contextual model::Process . 19
Table 11 – Attributes of Acknowledgement contextual model::Reason . 20
Table 12 – Attributes of Acknowledgement contextual
model::Received_MarketDocument . 20
Table 13 – Association ends of Acknowledgement contextual
model::Received_MarketDocument with other classes . 20
Table 14 – Attributes of Acknowledgement contextual
model::Receiver_MarketParticipant . 21
Table 15 – Association ends of Acknowledgement contextual
model::Receiver_MarketParticipant with other classes . 21
Table 16 – Attributes of Acknowledgement contextual model::Time_Period . 21
Table 17 – Association ends of Acknowledgement contextual model:: Time_Period with
other classes . 22
Table 18 – Attributes of Acknowledgement contextual model::TimeSeries . 22
Table 19 – Association ends of Acknowledgement contextual model:: TimeSeries with
other classes . 22
Table 20 – IsBasedOn dependency . 24
Table 21 – Attributes of Acknowledgement assembly
model::Acknowledgement_MarketDocument . 24
Table 22 – Association ends of Acknowledgement assembly
model::Acknowledgement_MarketDocument with other classes . 26
Table 23 – Attributes of Acknowledgement assembly model::Reason . 26
Table 24 – Attributes of Acknowledgement assembly model::Time_Period . 26
Table 25 – Association ends of Acknowledgement assembly model:: Time_Period with
other classes . 27
Table 26 – Attributes of Acknowledgement assembly model::TimeSeries . 27

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SIST EN 62325-451-1:2017
– 4 – IEC 62325-451-1:2017 © IEC 2017
Table 27 – Association ends of Acknowledgement assembly model:: TimeSeries with
other classes . 27
Table 28 – Attributes of ESMPDataTypes::ESMP_DateTimeInterval . 28
Table 29 – Attributes of ESMPDataTypes::ESMP_DateTime . 28
Table 30 – Restrictions of attributes for ESMPDataTypes::ESMP_DateTime . 29
Table 31 – Attributes of ESMPDataTypes::ESMPVersion_String . 29
Table 32 – Restrictions of attributes for ESMPDataTypes::ESMPVersion_String . 29
Table 33 – Attributes of ESMPDataTypes::ID_String . 30
Table 34 – Restrictions of attributes for ESMPDataTypes::ID_String . 30
Table 35 – Attributes of ESMPDataTypes::MarketRoleKind_String . 30
Table 36 – Attributes of ESMPDataTypes::MessageKind_String . 30
Table 37 – Attributes of ESMPDataTypes::PartyID_String . 31
Table 38 – Restrictions of attributes for ESMPDataTypes::PartyID_String . 31
Table 39 – Attributes of ESMPDataTypes::PayloadId_String . 31
Table 40 – Restrictions of attributes for ESMPDataTypes::PayloadId_String . 31
Table 41 – Attributes of ESMPDataTypes::ProcessKind_String . 31
Table 42 – Attributes of ESMPDataTypes::ReasonCode_String . 32
Table 43 – Attributes of ESMPDataTypes::ReasonText_String . 32
Table 44 – Restrictions of attributes for ESMPDataTypes::ReasonText_String . 32
Table 45 – Attributes of ESMPDataTypes::YMDHM_DateTime . 32
Table 46 – Restrictions of attributes for ESMPDataTypes::YMDHM_DateTime . 33

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SIST EN 62325-451-1:2017
IEC 62325-451-1:2017 © IEC 2017 – 5 –
INTERNATIONAL ELECTROTECHNICAL COMMISSION
____________

FRAMEWORK FOR ENERGY MARKET COMMUNICATIONS –

Part 451-1: Acknowledgement business process
and contextual model for CIM European market

FOREWORD
1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising
all national electrotechnical committees (IEC National Committees). The object of IEC is to promote
international co-operation on all questions concerning standardization in the electrical and electronic fields. To
this end and in addition to other activities, IEC publishes International Standards, Technical Specifications,
Technical Reports, Publicly Available Specifications (PAS) and Guides (hereafter referred to as “IEC
Publication(s)”). Their preparation is entrusted to technical committees; any IEC National Committee interested
in the subject dealt with may participate in this preparatory work. International, governmental and non-
governmental organizations liaising with the IEC also participate in this preparation. IEC collaborates closely
with the International Organization for Standardization (ISO) in accordance with conditions determined by
agreement between the two organizations.
2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international
consensus of opinion on the relevant subjects since each technical committee has representation from all
interested IEC National Committees.
3) IEC Publications have the form of recommendations for international use and are accepted by IEC National
Committees in that sense. While all reasonable efforts are made to ensure that the technical content of IEC
Publications is accurate, IEC cannot be held responsible for the way in which they are used or for any
misinterpretation by any end user.
4) In order to promote international uniformity, IEC National Committees undertake to apply IEC Publications
transparently to the maximum extent possible in their national and regional publications. Any divergence
between any IEC Publication and the corresponding national or regional publication shall be clearly indicated in
the latter.
5) IEC itself does not provide any attestation of conformity. Independent certification bodies provide conformity
assessment services and, in some areas, access to IEC marks of conformity. IEC is not responsible for any
services carried out by independent certification bodies.
6) All users should ensure that they have the latest edition of this publication.
7) No liability shall attach to IEC or its directors, employees, servants or agents including individual experts and
members of its technical committees and IEC National Committees for any personal injury, property damage or
other damage of any nature whatsoever, whether direct or indirect, or for costs (including legal fees) and
expenses arising out of the publication, use of, or reliance upon, this IEC Publication or any other IEC
Publications.
8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is
indispensable for the correct application of this publication.
9) Attention is drawn to the possibility that some of the elements of this IEC Publication may be the subject of
patent rights. IEC shall not be held responsible for identifying any or all such patent rights.
International Standard IEC 62325-451-1 has been prepared by IEC technical committee 57:
Power systems management and associated information exchange.
This second edition cancels and replaces the first edition published in 2013. This edition
constitutes a technical revision.
This edition includes the following significant technical changes with respect to the previous
edition:
a) Addition of an optional attribute ProcessType to the acknowledgement document to ease
routing of incoming acknowledgement document instances to the appropriate application.
b) Clarification of the activity diagram for the acknowledgement process.
c) Addition of the list of constraints on datatypes.

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SIST EN 62325-451-1:2017
– 6 – IEC 62325-451-1:2017 © IEC 2017
The text of this International Standard is based on the following documents:
FDIS Report on voting
57/1789/FDIS 57/1819/RVD

Full information on the voting for the approval of this International Standard can be found in
the report on voting indicated in the above table.
This document has been drafted in accordance with the ISO/IEC Directives, Part 2.
A list of all the parts in the IEC 62325 series, published under the general title Framework for
energy market communications, can be found on the IEC website.
The committee has decided that the contents of this document will remain unchanged until the
stability date indicated on the IEC website under "http://webstore.iec.ch" in the data related to
the specific document. At this date, the document will be
• reconfirmed,
• withdrawn,
• replaced by a revised edition, or
• amended.

IMPORTANT – The 'colour inside' logo on the cover page of this publication indicates
that it contains colours which are considered to be useful for the correct
understanding of its contents. Users should therefore print this document using a
colour printer.

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SIST EN 62325-451-1:2017
IEC 62325-451-1:2017 © IEC 2017 – 7 –
INTRODUCTION
This document is one part of the IEC 62325 series for deregulated energy market
communications.
The principal objective of the IEC 62325 series is to produce standards which facilitate the
integration of market application software developed independently by different vendors into a
market management system, between market management systems and market participant
systems. This is accomplished by defining message exchanges to allow these applications or
systems access to public data and exchange information independent of how such information
is represented internally.
The common information model (CIM), i.e. IEC 62325-301, IEC 61970-301 and IEC 61968-11,
specifies the basis for the semantics for message exchange.
This European style market profile is based on different parts of the CIM IEC standard and
specifies the content of the messages exchanged.
This document provides for the European style market profile the generic technical and
application acknowledgement document that can be used in all European style market
processes. These market processes are based on the European regulations, and on the
concepts of third party access and zonal markets.
This document was originally based upon the work of the European Transmission System
Operators (ETSO) and then on the work of the European Network of Transmission System
Operators (ENTSO-E) on electronic data interchange.

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SIST EN 62325-451-1:2017
– 8 – IEC 62325-451-1:2017 © IEC 2017
FRAMEWORK FOR ENERGY MARKET COMMUNICATIONS –

Part 451-1: Acknowledgement business process
and contextual model for CIM European market



1 Scope
Based on the European style market contextual model (IEC 62325-351), this part of
IEC 62325 specifies a UML package for the acknowledgment business process and its
associated document contextual model, assembly model and XML schema for use within the
European style electricity markets.
The relevant aggregate core components (ACCs) defined in IEC 62325-351 have been
contextualized into aggregated business information entities (ABIEs) to satisfy the
requirements of the European style market acknowledgment business process.
The contextualized ABIEs have been assembled into the acknowledgment document
contextual model.
A related assembly model and an XML schema for the exchange of acknowledgement
information between market participants is automatically generated from the assembled
document contextual model.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their
content constitutes requirements of this document. For dated references, only the edition
cited applies. For undated references, the latest edition of the referenced document (including
any amendments) applies.
IEC TS 61970-2, Energy management system application program interface (EMS-API) –
Part 2: Glossary
IEC 62325-351, Framework for energy market communications – Part 351: CIM European
market model exchange profile
IEC 62325-450, Framework for energy market communications – Part 450: Profile and context
modelling rules
IEC 62361-100, Power systems management and associated information exchange –
Interoperability in the long term – Part 100: CIM profiles to XML schema mapping
3 Terms and definitions
For the purposes of this document, the terms and definitions given in IEC TS 61970-2 and the
following apply.
ISO and IEC maintain terminological databases for use in standardization at the following
addresses:
• IEC Electropedia: available at http://www.electropedia.org/
• ISO Online browsing platform: available at http://www.iso.org/obp

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SIST EN 62325-451-1:2017
IEC 62325-451-1:2017 © IEC 2017 – 9 –
3.1
aggregate business information entity
ABIE
re-use of an aggregate core component (ACC) in a specified business
Note 1 to entry: This note applies to the French language only.
3.2
aggregate core component
ACC
collection of related pieces of business information that together convey a distinct business
meaning, independent of any specific business context
Note 1 to entry: Expressed in modelling terms, this is the representation of an object class, independent of any
specific business context.
Note 2 to entry: This note appl
...

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