SIST EN 62325-451-3:2014

Framework for energy market communications - Part 451-3: Transmission capacity allocation business process (explicit or implicit auction) and contextual models for European market

This part of IEC 62325 specifies a package for the transmission capacity allocation business
process through explicit or implicit auctions and the associated document contextual models,
assembly models and XML schema for use within European style markets.
This International standard is based on the European style market contextual model
(IEC 62325-351).The scheduling business process covered by this International Standard is
described in Clause 5.
The relevant aggregate core components (ACCs) defined in IEC 62325-351 have been
contextualised into aggregated business information entities (ABIEs) to satisfy the
requirements of these business processes.
The contextualised ABIEs have been assembled into the relevant document contextual
models.
Related assembly models and XML schema for the exchange of transmission capacity
allocation information between market participants are automatically generated from the
assembled document contextual models.

Kommunikation im Energiemarkt - Teil 451-3: Geschäftsprozess für die Übertragungskapazitäts-Zuteilung (explizite oder implizite Auktion) und kontextbezogene Modelle für den europäischen Markt

Cadre pour les communications pour le marché de l'énergie - Partie 451-3: Processus métier d'attribution de la capacité de transport (vente aux enchères explicite ou implicite) et modèles contextuels pour le marché européen

L'IEC 62325-451-3:2014 spécifie un paquetage pour le processus métier d'attribution de la capacité de transport par ventes aux enchères explicites ou implicites et les modèles contextuels de document, modèles d'assemblage et schéma XML associés à utiliser sur les marchés de style européen. La présente Norme internationale est basée sur le modèle contextuel de marché de style européen (IEC 62325-351). Les composants de base agrégés (ACC - aggregate core components) pertinents définis dans l'IEC 62325-351 ont été contextualisés en entités d'information métier agrégées (ABIE - aggregated business information entities) afin de satisfaire aux exigences de ces processus métier. Les ABIE contextualisées ont été assemblées dans les modèles contextuels de document pertinents.

Okvir za komunikacije na trgu z električno energijo - 451-3. del: Proces dodeljevanja čezmejnih prenosnih zmogljivosti (eksplicitne ali implicitne avkcije) in kontekstualni modeli za evropski trg (IEC 62325-451-3:2014)

Ta del standarda IEC 62325 določa paket procesov dodeljevanja čezmejnih prenosnih zmogljivosti prek eksplicitnih ali implicitnih avkcij in povezani dokument kontekstualnih modelov, modelov sestavljanja in shem XML za uporabo na evropskih trgih. Ta mednarodni standard temelji na kontekstualnem modelu za evropski trg (IEC 62325-351). Poslovni proces načrtovanja, ki ga zajema ta mednarodni standard, je opisan v točki 5.
Ustrezne združene osrednje komponente (ACC9, definirane v standardu IEC 62325-351, so bile kontekstualizirane v združene entitete poslovnih informacij (ABIE), da ustrezajo zahtevam za te poslovne procese.
Kontekstualizirani ABIE-ji so bili zbrani v zadevni dokument kontekstalnih modelov.
Ustrezni modeli sestavljanja in shema XML za izmenjavo informacij o dodeljevanju čezmejnih prenosnih zmogljivosti med udeleženci na trgu se samodejno ustvarijo iz zbranih kontekstualnih modelov.

General Information

• Status: Published
• Publication Date: 23-Nov-2014
• ICS: 29.240.30 - Control equipment for electric power systems
• ICS: 33.200 - Telecontrol. Telemetering
• Technical Committee: PSE - Power systems management
• Current Stage: 6060 - National Implementation/Publication (Adopted Project)
• Start Date: 12-Nov-2014
• Due Date: 17-Jan-2015
• Completion Date: 24-Nov-2014
• Mandate: M/490 - Standardisation mandate to the European Standardisation Organisations (ESOs) to support European Smart Grid deployment
• Ref Project: EN 62325-451-3:2014 - Framework for energy market communications - Part 451-3: Transmission capacity allocation business process (explicit or implicit auction) and contextual models for European market

Relations

• Amended By: SIST EN 62325-451-3:2014/A1:2017 - Framework for energy market communications - Part 451-3: Transmission capacity allocation business process (explicit or implicit auction) and contextual models for European market
• Effective Date: 01-Sep-2017

Standards Content (Sample)

SLOVENSKI STANDARD
SIST EN 62325-451-3:2014
01-december-2014
2NYLU]DNRPXQLNDFLMHQDWUJX]HOHNWULþQRHQHUJLMRGHO3URFHV
GRGHOMHYDQMDþH]PHMQLKSUHQRVQLK]PRJOMLYRVWLHNVSOLFLWQHDOLLPSOLFLWQHDYNFLMH
LQNRQWHNVWXDOQLPRGHOL]DHYURSVNLWUJ,(&
Framework for energy market communications - Part 451-3: Transmission capacity
allocation business process (explicit or implicit auction) and contextual models for
European market
Cadre pour les communications pour le marché de l'énergie - Partie 451-3: Processus
métier d'attribution de la capacité de transport (vente aux enchères explicite ou implicite)
et modèles contextuels pour le marché européen
Ta slovenski standard je istoveten z: EN 62325-451-3:2014
ICS:
29.240.30 Krmilna oprema za Control equipment for electric
elektroenergetske sisteme power systems
33.200 Daljinsko krmiljenje, daljinske Telecontrol. Telemetering
meritve (telemetrija)
SIST EN 62325-451-3:2014 en
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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SIST EN 62325-451-3:2014

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SIST EN 62325-451-3:2014


EUROPEAN STANDARD EN 62325-451-3

NORME EUROPÉENNE

EUROPÄISCHE NORM
October 2014
ICS 33.200

English Version
Framework for energy market communications - Part 451-3:
Transmission capacity allocation business process (explicit or
implicit auction) and contextual models for European market
(IEC 62325-451-3:2014)
Cadre pour les communications pour le marché de l'énergie - Kommunikation im Energiemarkt - Teil 451-3:
Partie 451-3: Processus métier d'attribution de la capacité de Geschäftsprozess für die Übertragungskapazitäts-Zuteilung
transport (vente aux enchères explicite ou implicite) et (explizite oder implizite Auktion) und kontextbezogene
modèles contextuels pour le marché européen Modelle für den europäischen Markt
(CEI 62325-451-3:2014) (IEC 62325-451-3:2014)
This European Standard was approved by CENELEC on 2014-08-13. CENELEC members are bound to comply with the CEN/CENELEC
Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration.
Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC
Management Centre or to any CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by translation
under the responsibility of a CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the
same status as the official versions.
CENELEC members are the national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, the Czech Republic,
Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia,
Lithuania, Luxembourg, Malta, the Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland,
Turkey and the United Kingdom.


European Committee for Electrotechnical Standardization
Comité Européen de Normalisation Electrotechnique
Europäisches Komitee für Elektrotechnische Normung
CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels
© 2014 CENELEC All rights of exploitation in any form and by any means reserved worldwide for CENELEC Members.
 Ref. No. EN 62325-451-3:2014 E

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SIST EN 62325-451-3:2014
EN 62325-451-3:2014 - 2 -
Foreword
The text of document 57/1457/FDIS, future edition 1 of IEC 62325-451-3, prepared by IEC/TC 57
"Power systems management and associated information exchange" was submitted to the IEC-
CENELEC parallel vote and approved by CENELEC as EN 62325-451-3:2014.
The following dates are fixed:
– latest date by which the document has to be implemented at (dop) 2015-05-13
national level by publication of an identical national
standard or by endorsement
– latest date by which the national standards conflicting with (dow) 2017-08-13
the document have to be withdrawn

Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CENELEC [and/or CEN] shall not be held responsible for identifying any or all such
patent rights.
Endorsement notice
The text of the International Standard IEC 62325-451-3:2014 was approved by CENELEC as a
European Standard without any modification.
In the official version, for Bibliography, the following notes have to be added for the standards indicated:
IEC 61968-11 NOTE Harmonized as EN 61968-11.
IEC 61970-301 NOTE Harmonized as EN 61970-301.
IEC 62325-301 NOTE Harmonized as EN 62325-301.

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SIST EN 62325-451-3:2014
- 3 - EN 62325-451-3:2014
Annex ZA
(normative)

Normative references to international publications
with their corresponding European publications
The following documents, in whole or in part, are normatively referenced in this document and are
indispensable for its application. For dated references, only the edition cited applies. For undated
references, the latest edition of the referenced document (including any amendments) applies.
NOTE 1 When an International Publication has been modified by common modifications, indicated by (mod),
the relevant EN/HD applies.
NOTE 2 Up-to-date information on the latest versions of the European Standards listed in this annex is
available here: www.cenelec.eu.

Publication Year Title EN/HD Year
IEC 62325-351 -  Framework for energy market EN 62325-351 -
communications -
Part 351: CIM European market model
exchange profile
IEC 62325-450 2013 Framework for energy market EN 62325-450 2013
communications -
Part 450: Profile and context modelling
rules
IEC 62325-451-1 -  Framework for energy market EN 62325-451-1 -
communications -
Part 451-1: Acknowledgement business
process and contextual model for CIM
European market
IEC 62325-451-2 -  Framework for energy market EN 62325-451-2 -
communications -
Part 451-2: Scheduling business process
and contextual models for European
market
1)
IEC 62361-100 - Power systems management and - -
associated information exchange -
Interoperability in the long term -
Part 100: Naming and design rules for CIM
profiles to XML schema mapping


1)
 At draft stage.

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SIST EN 62325-451-3:2014

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SIST EN 62325-451-3:2014




IEC 62325-451-3

®


Edition 1.0 2014-07




INTERNATIONAL



STANDARD




NORME



INTERNATIONALE
colour

inside










Framework for energy market communications –

Part 451-3: Transmission capacity allocation business process (explicit or

implicit auction) and contextual models for European market




Cadre pour les communications pour le marché de l’énergie –

Partie 451-3: Processus métier d’attribution de la capacité de transport (vente


aux enchères explicite ou implicite) et modèles contextuels pour le marché

européen











INTERNATIONAL

ELECTROTECHNICAL

COMMISSION


COMMISSION

ELECTROTECHNIQUE

PRICE CODE
INTERNATIONALE

CODE PRIX XH


ICS 33.200 ISBN 978-2-8322-1677-4



Warning! Make sure that you obtained this publication from an authorized distributor.

Attention! Veuillez vous assurer que vous avez obtenu cette publication via un distributeur agréé.

® Registered trademark of the International Electrotechnical Commission
Marque déposée de la Commission Electrotechnique Internationale

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SIST EN 62325-451-3:2014
– 2 – IEC 62325-451-3:2014 © IEC 2014
CONTENTS
FOREWORD . 14
INTRODUCTION . 16
1 Scope . 17
2 Normative references . 17
3 Terms and definitions . 18
4 Document contextual model and message assembly model basic concepts . 20
4.1 Overview . 20
4.2 European style market package (ESMP) structure . 22
4.3 From the European style market profile to the document contextual model . 23
4.4 From the document contextual model to the message assembly model . 23
4.5 From the assembly model to the XML schema . 23
5 The transmission capacity allocation business process . 23
5.1 Overall business context . 23
5.2 Establish offered capacity process . 25
5.3 Explicit auction process . 26
5.3.1 Overview of explicit auction process . 26
5.3.2 Bid and allocate capacity . 26
5.3.3 Publish auction results . 27
5.3.4 Trade and negotiate allocated capacity . 27
5.3.5 Capacity rights resale . 28
5.3.6 Possibility of curtailment of allocated capacity . 28
5.3.7 Designate interconnection trade responsible for nomination . 28
5.3.8 Nominate use of border capacity . 29
5.3.9 Validate nominations . 29
5.4 Implicit auction process . 29
5.4.1 Overview implicit auction process . 29
5.4.2 Submit bids and offers to local exchange . 30
5.4.3 Implicit auction . 30
5.4.4 Publish exchange results . 30
5.4.5 Publish trade results . 30
5.5 Business rules for the transmission capacity allocation process . 31
5.5.1 General rules . 31
5.5.2 Rules governing the Bid_MarketDocument. 31
5.5.3 Rules governing the Capacity_MarketDocument . 32
5.5.4 Rules governing the AllocationResult_MarketDocument. 32
5.5.5 Rules governing the TotalAllocationResult_MarketDocument . 33
5.5.6 Rules governing the Rights_MarketDocument . 33
6 Contextual and assembly models . 35
6.1 Bid contextual model . 35
6.1.1 Overview of the model . 35
6.1.2 IsBasedOn relationships from the European style market profile . 36
6.1.3 Detailed Bid contextual model . 36
6.2 Bid assembly model . 43
6.2.1 Overview of the model . 43
6.2.2 IsBasedOn relationships from the European style market profile . 44
6.2.3 Detailed Bid assembly model . 44

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SIST EN 62325-451-3:2014
IEC 62325-451-3:2014 © IEC 2014 – 3 –
6.3 Capacity auction specification contextual model . 48
6.3.1 Overview of the model . 48
6.3.2 IsBasedOn relationships from the European style market profile . 49
6.3.3 Detailed Capacity auction specification contextual model . 49
6.4 Capacity auction specification assembly model . 59
6.4.1 Overview of the model . 59
6.4.2 IsBasedOn relationships from the European style market profile . 60
6.4.3 Detailed Capacity auction specification assembly model . 60
6.5 Capacity contextual model . 67
6.5.1 Overview of the model . 67
6.5.2 IsBasedOn relationships from the European style market profile . 68
6.5.3 Detailed Capacity contextual model . 68
6.6 Capacity assembly model . 75
6.6.1 Overview of the model . 75
6.6.2 IsBasedOn relationships from the European style market profile . 76
6.6.3 Detailed Capacity assembly model . 76
6.7 Allocation result contextual model . 80
6.7.1 Overview of the model . 80
6.7.2 IsBasedOn relationships from the European style market profile . 81
6.7.3 Detailed Allocation result contextual model . 81
6.8 Allocation result assembly model . 90
6.8.1 Overview of the model . 90
6.8.2 IsBasedOn relationships from the European style market profile . 92
6.8.3 Detailed Allocation result assembly model . 92
6.9 Total allocation result contextual model . 97
6.9.1 Overview of the model . 97
6.9.2 IsBasedOn relationships from the European style market profile . 98
6.9.3 Detailed Total allocation result contextual model . 99
6.10 Total allocation result assembly model . 109
6.10.1 Overview of the model . 109
6.10.2 IsBasedOn relationships from the European style market profile . 109
6.10.3 Detailed Total allocation result assembly model . 110
6.11 Implicit auction result contextual model . 117
6.11.1 Overview of the model . 117
6.11.2 IsBasedOn relationships from the European style market profile . 118
6.11.3 Detailed Implicit auction result contextual model . 118
6.12 Implicit auction result assembly model . 126
6.12.1 Overview of the model . 126
6.12.2 IsBasedOn relationships from the European style market profile . 127
6.12.3 Detailed Implicit auction result assembly model . 127
6.13 Publication contextual model . 132
6.13.1 Overview of the model . 132
6.13.2 IsBasedOn relationships from the European style market profile . 133
6.13.3 Detailed Publication contextual model . 133
6.14 Publication assembly model . 142
6.14.1 Overview of the model . 142
6.14.2 IsBasedOn relationships from the European style market profile . 143
6.14.3 Detailed Publication assembly model . 143
6.15 Rights contextual model . 148

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SIST EN 62325-451-3:2014
– 4 – IEC 62325-451-3:2014 © IEC 2014
6.15.1 Overview of the model . 148
6.15.2 IsBasedOn relationships from the European style market profile . 149
6.15.3 Detailed Rights contextual model . 150
6.16 Rights assembly model . 159
6.16.1 Overview of the model . 159
6.16.2 IsBasedOn relationships from the European style market profile . 160
6.16.3 Detailed Rights assembly model . 160
7 XML schema. 165
7.1 XML schema URN Namespace rules . 165
7.2 Code list URN namespace rules . 165
7.3 URI rules for model documentation . 166
7.3.1 Datatype . 166
7.3.2 Class . 166
7.3.3 Attribute. 166
7.3.4 Association end role name . 167
7.4 Bid_MarketDocument schema . 168
7.4.1 Schema Structure . 168
7.4.2 Schema description . 169
7.5 CapacityAuctionSpecification_MarketDocument schema . 174
7.5.1 Schema Structure . 174
7.5.2 Schema description . 176
7.6 Capacity_MarketDocument schema . 181
7.6.1 Schema Structure . 181
7.6.2 Schema description . 183
7.7 AllocationResult_MarketDocument schema . 188
7.7.1 Schema Structure . 188
7.7.2 Schema description . 190
7.8 TotalAllocationResult_MarketDocument schema . 195
7.8.1 Schema Structure . 195
7.8.2 Schema description . 197
7.9 ImplicitAuctionResult_MarketDocument schema . 202
7.9.1 Schema Structure . 202
7.9.2 Schema description . 204
7.10 Publication_MarketDocument schema . 208
7.10.1 Schema Structure . 208
7.10.2 Schema description . 210
7.11 Rights_MarketDocument schema . 215
7.11.1 Schema Structure . 215
7.11.2 Schema description . 217
Bibliography . 222

Figure 1 – IEC 623235-450 modelling framework . 21
Figure 2 – Overview of European style market profile dependency. 22
Figure 3 – Use case of the transmission capacity allocation process . 25
Figure 4 – Establish offered capacity overview. 26
Figure 5 – Auction capacity . 27
Figure 6 – Transfer and curtailment . 28
Figure 7 – Nomination of capacity rights . 29

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SIST EN 62325-451-3:2014
IEC 62325-451-3:2014 © IEC 2014 – 5 –
Figure 8 – Implicit auction overview . 31
Figure 9 – Bid contextual model . 35
Figure 10 – Bid assembly model . 43
Figure 11 – Capacity auction specification contextual model . 48
Figure 12 – Capacity auction specification assembly model . 59
Figure 13 – Capacity contextual model . 67
Figure 14 – Capacity assembly model . 75
Figure 15 – Allocation result contextual model . 80
Figure 16 – Allocation result assembly model . 91
Figure 17 – Total allocation result contextual model . 98
Figure 18 – Total allocation result assembly model . 109
Figure 19 – Implicit auction result contextual model . 117
Figure 20 – Implicit auction result assembly model . 126
Figure 21 – Publication contextual model . 132
Figure 22 – Publication assembly model . 142
Figure 23 – Rights contextual model . 149
Figure 24 – Rights assembly model . 159
Figure 25 – Bid_MarketDocument XML schema structure – 1/2 . 168
Figure 26 – Bid_MarketDocument XML schema structure – 2/2 . 169
Figure 27 – CapacityAuctionSpecification_MarketDocument XML schema structure – 1/2 . 174
Figure 28 – CapacityAuctionSpecification_MarketDocument XML schema structure – 2/2 . 175
Figure 29 – Capacity_MarketDocument XML schema structure – 1/2 . 182
Figure 30 – Capacity_MarketDocument XML schema structure – 2/2 . 183
Figure 31 – AllocationResult_MarketDocument XML schema structure – 1/2 . 188
Figure 32 – AllocationResult_MarketDocument XML schema structure – 2/2 . 189
Figure 33 – TotalAllocationResult_MarketDocument XML schema structure – 1/2 . 195
Figure 34 – TotalAllocationResult_MarketDocument XML schema structure – 2/2 . 196
Figure 35 – ImplicitAuctionResult_MarketDocument XML schema structure – 1/2 . 202
Figure 36 – ImplicitAuctionResult_MarketDocument XML schema structure – 2/2 . 203
Figure 37 – Publication_MarketDocument XML schema structure – 1/2 . 208
Figure 38 – Publication_MarketDocument XML schema structure – 2/2 . 209
Figure 39 – Rights_MarketDocument XML schema structure – 1/2 . 215
Figure 40 – Rights_MarketDocument XML schema structure – 2/2 . 216

Table 1 – Bid indicators dependency . 32
Table 2 – Rights_MarketDocument dependency table . 34
Table 3 – IsBasedOn dependency . 36
Table 4 – Attributes of Bid contextual model::Bid_MarketDocument . 36
Table 5 – Association ends of Bid contextual model:: Bid_MarketDocument with other
classes . 37
Table 6 – Attributes of Bid contextual model::Auction . 37
Table 7 – Attributes of Bid contextual model::BidTimeSeries . 38
Table 8 – Association ends of Bid contextual model:: BidTimeSeries with other classes . 38

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SIST EN 62325-451-3:2014
– 6 – IEC 62325-451-3:2014 © IEC 2014
Table 9 – Attributes of Bid contextual model::Currency_Unit . 39
Table 10 – Attributes of Bid contextual model::Domain . 39
Table 11 – Attributes of Bid contextual model::MarketParticipant . 39
Table 12 – Association ends of Bid contextual model:: MarketParticipant with other
classes . 40
Table 13 – Attributes of Bid contextual model::MarketRole. 40
Table 14 – Attributes of Bid contextual model::Measure_Unit . 40
Table 15 – Attributes of Bid contextual model::P
...