SIST EN ISO 50001:2018
(Main)Energy management systems - Requirements with guidance for use (ISO 50001:2018)
Energy management systems - Requirements with guidance for use (ISO 50001:2018)
This document specifies requirements for establishing, implementing, maintaining and improving an
energy management system (EnMS). The intended outcome is to enable an organization to follow a
systematic approach in achieving continual improvement of energy performance and the EnMS.
This document:
a) is applicable to any organization regardless of its type, size, complexity, geographical location,
organizational culture or the products and services it provides;
b) is applicable to activities affecting energy performance that are managed and controlled by the
organization;
c) is applicable irrespective of the quantity, use, or types of energy consumed;
d) requires demonstration of continual energy performance improvement, but does not define levels
of energy performance improvement to be achieved;
e) can be used independently, or be aligned or integrated with other management systems.
Annex A provides guidance for the use of this document. Annex B provides a comparison of this edition
with the previous edition.
Energiemanagementsysteme - Anforderungen mit Anleitung zur Anwendung (ISO 50001:2018)
Systèmes de management de l'énergie - Exigences et recommandations de mise en oeuvre (ISO 50001:2018)
Le présent document spécifie les exigences pour établir, mettre en œuvre, entretenir et améliorer un système de management de l'énergie (SMÉ). Le but recherché est de donner la possibilité à un organisme de parvenir, par une démarche méthodique, à l'amélioration continue de sa performance énergétique et du SMÉ.
Le présent document:
a) est applicable à tout organisme quel que soit son type, sa taille, sa complexité, son emplacement géographique, sa culture organisationnelle, ou les produits et services qu'il fournit;
b) est applicable aux activités affectant la performance énergétique qui sont gérées par l'organisme et dont il a la maîtrise;
c) est applicable quels que soient la quantité, l'usage ou les types d'énergie consommée;
d) requiert la démonstration d'une amélioration continue de la performance énergétique mais ne définit pas de niveaux d'amélioration de la performance énergétique à atteindre;
e) peut être utilisé indépendamment, être harmonisé avec d'autres systèmes de management ou y être intégré.
L'Annexe A fournit des recommandations de mise en œuvre du présent document. L'Annexe B fournit une comparaison de la présente édition avec l'édition précédente.
Sistemi upravljanja z energijo - Zahteve z navodili za uporabo (ISO 50001:2018)
Ta dokument določa zahteve za vzpostavitev, izvajanje, vzdrževanje in izboljšanje sistema upravljanja z energijo (EnMS). Namen je omogočiti organizaciji, da sledi sistematičnemu pristopu pri doseganju stalnih izboljšav energetske učinkovitosti in sistema upravljanja z energijo.
Ta dokument:
a) se uporablja za vsako organizacijo, ne glede na vrsto, velikost, zapletenost, geografsko lego, organizacijsko kulturo ali proizvode in storitve, ki jih ponuja;
b) se uporablja za dejavnosti, ki vplivajo na energetsko učinkovitost, ki jih upravlja in nadzira organizacija;
c) se uporablja ne glede na količino, porabo ali vrsto porabljene energije;
d) potrebuje prikaz stalne izboljšave energetske zmogljivosti, vendar ne določa ravni izboljšanja energetske učinkovitosti, ki jih je treba doseči;
e) se lahko uporablja samostojno ali vzporedno ali skupaj z drugimi sistemi upravljanja.
Dodatek A podaja smernice za uporabo tega dokumenta. Dodatek B podaja primerjavo te izdaja s prejšnjo.
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Standards Content (Sample)
SLOVENSKI STANDARD
SIST EN ISO 50001:2018
01-oktober-2018
1DGRPHãþD
SIST EN ISO 50001:2011
Sistemi upravljanja z energijo - Zahteve z navodili za uporabo (ISO 50001:2018)
Energy management systems - Requirements with guidance for use (ISO 50001:2018)
Energiemanagementsysteme - Anforderungen mit Anleitung zur Anwendung (ISO
50001:2018)
Systèmes de management de l'énergie - Exigences et recommandations de mise en
oeuvre (ISO 50001:2018)
Ta slovenski standard je istoveten z: EN ISO 50001:2018
ICS:
03.100.70 Sistemi vodenja Management systems
27.015 (QHUJLMVNDXþLQNRYLWRVW Energy efficiency. Energy
2KUDQMDQMHHQHUJLMHQD conservation in general
VSORãQR
SIST EN ISO 50001:2018 en,fr,de
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.
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SIST EN ISO 50001:2018
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SIST EN ISO 50001:2018
EUROPEAN STANDARD
EN ISO 50001
NORME EUROPÉENNE
EUROPÄISCHE NORM
August 2018
ICS 03.100.70; 27.015
Supersedes EN ISO 50001:2011
English version
Energy management systems - Requirements with
guidance for use (ISO 50001:2018)
Systèmes de management de l'énergie - Exigences et Energiemanagementsysteme - Anforderungen mit
recommandations pour la mise en oeuvre (ISO Anleitung zur Anwendung (ISO 50001:2018)
50001:2018)
This European Standard was approved by CEN on 6 August 2018.
CEN and CENELEC members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for
giving this European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical
references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to
any CEN and CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by
translation under the responsibility of a CEN and CENELEC member into its own language and notified to the CEN-CENELEC
Management Centre has the same status as the official versions.
CEN and CENELEC members are the national standards bodies and national electrotechnical committees of Austria, Belgium,
Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany,
Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania,
Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and United Kingdom.
CEN-CENELEC Management Centre:
Rue de la Science 23, B-1040 Brussels
© 2018 CEN/CENELEC All rights of exploitation in any form and by any means Ref. No. EN ISO 50001:2018 E
reserved worldwide for CEN national Members and for
CENELEC Members.
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SIST EN ISO 50001:2018
EN ISO 50001:2018 (E)
Contents Page
European foreword . 3
2
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SIST EN ISO 50001:2018
EN ISO 50001:2018 (E)
European foreword
This document (EN ISO 50001:2018) has been prepared by Technical Committee ISO/TC 301 "Energy
management and energy savings" in collaboration with Technical Committee CEN/CLC/JTC 14 “Energy
management, energy audits, energy savings” the secretariat of which is held by UNI.
This European Standard shall be given the status of a national standard, either by publication of an
identical text or by endorsement, at the latest by February 2019, and conflicting national standards
shall be withdrawn at the latest by February 2019.
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CEN shall not be held responsible for identifying any or all such patent rights.
This document supersedes EN ISO 50001:2011.
According to the CEN-CENELEC Internal Regulations, the national standards organizations of the
following countries are bound to implement this European Standard: Austria, Belgium, Bulgaria,
Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia,
France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta,
Netherlands, Norway, Poland, Portugal, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland,
Turkey and the United Kingdom.
Endorsement notice
The text of ISO 50001:2018 has been approved by CEN as EN ISO 50001:2018 without any modification.
3
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SIST EN ISO 50001:2018
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SIST EN ISO 50001:2018
INTERNATIONAL ISO
STANDARD 50001
Second edition
2018-08
Energy management systems —
Requirements with guidance for use
Systèmes de management de l'énergie — Exigences et
recommandations pour la mise en œuvre
Reference number
ISO 50001:2018(E)
©
ISO 2018
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SIST EN ISO 50001:2018
ISO 50001:2018(E)
COPYRIGHT PROTECTED DOCUMENT
© ISO 2018
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting
on the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address
below or ISO’s member body in the country of the requester.
ISO copyright office
CP 401 • Ch. de Blandonnet 8
CH-1214 Vernier, Geneva
Phone: +41 22 749 01 11
Fax: +41 22 749 09 47
Email: copyright@iso.org
Website: www.iso.org
Published in Switzerland
ii © ISO 2018 – All rights reserved
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SIST EN ISO 50001:2018
ISO 50001:2018(E)
Contents Page
Foreword .v
Introduction .vii
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
3.1 Terms related to organization. 1
3.2 Terms related to management system . 2
3.3 Terms related to requirement . 3
3.4 Terms related to performance . 4
3.5 Terms related to energy . 6
4 Context of the organization . 7
4.1 Understanding the organization and its context . 7
4.2 Understanding the needs and expectations of interested parties . 7
4.3 Determining the scope of the energy management system . 8
4.4 Energy management system . 8
5 Leadership . 8
5.1 Leadership and commitment . 8
5.2 Energy policy . 9
5.3 Organization roles, responsibilities and authorities . 9
6 Planning .10
6.1 Actions to address risks and opportunities .10
6.2 Objectives, energy targets and planning to achieve them .10
6.3 Energy review .11
6.4 Energy performance indicators .11
6.5 Energy baseline .12
6.6 Planning for collection of energy data .12
7 Support .12
7.1 Resources .12
7.2 Competence .13
7.3 Awareness .13
7.4 Communication .13
7.5 Documented information .13
7.5.1 General.13
7.5.2 Creating and updating .14
7.5.3 Control of documented information .14
8 Operation .14
8.1 Operational planning and control .14
8.2 Design .15
8.3 Procurement .15
9 Performance evaluation .15
9.1 Monitoring, measurement, analysis and evaluation of energy performance and the
EnMS .15
9.1.1 General.15
9.1.2 Evaluation of compliance with legal requirements and other requirements.16
9.2 Internal audit .16
9.3 Management review .17
10 Improvement .18
10.1 Nonconformity and corrective action .18
10.2 Continual improvement .18
Annex A (informative) Guidance for use .19
© ISO 2018 – All rights reserved iii
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SIST EN ISO 50001:2018
ISO 50001:2018(E)
Annex B (informative) Correspondence between ISO 50001:2011 and ISO 50001:2018 .27
Bibliography .29
Alphabetical list of terms .30
iv © ISO 2018 – All rights reserved
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SIST EN ISO 50001:2018
ISO 50001:2018(E)
Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards
bodies (ISO member bodies). The work of preparing International Standards is normally carried out
through ISO technical committees. Each member body interested in a subject for which a technical
committee has been established has the right to be represented on that committee. International
organizations, governmental and non-governmental, in liaison with ISO, also take part in the work.
ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of
electrotechnical standardization.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for the
different types of ISO documents should be noted. This document was drafted in accordance with the
editorial rules of the ISO/IEC Directives, Part 2 (see www .iso .org/directives).
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of
any patent rights identified during the development of the document will be in the Introduction and/or
on the ISO list of patent declarations received (see www .iso .org/patents).
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation of the voluntary nature of standards, the meaning of ISO specific terms and
expressions related to conformity assessment, as well as information about ISO's adherence to the
World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT) see www .iso
.org/iso/foreword .html.
This document was prepared by Technical Committee ISO/TC 301, Energy management and energy
savings.
This second edition cancels and replaces the first edition (ISO 50001:2011), which has been technically
revised.
The main changes compared to the previous edition are as follows:
— adoption of ISO’s requirements for management system standards, including a high-level structure,
identical core text, and common terms and definitions, to ensure a high level of compatibility with
other management system standards;
— better integration with strategic management processes;
— clarification of language and document structure;
— stronger emphasis on the role of top management;
— adoption of context order for the terms and their definitions in Clause 3 and update of some
definitions;
— inclusion of new definitions, including energy performance improvement;
— clarification on exclusions of energy types;
— clarification of “energy review”;
— introduction of the concept of normalization of energy performance indicators [EnPI(s)] and
associated energy baselines [EnB(s)];
— addition of details on the energy data collection plan and related requirements (previously energy
measurement plan);
© ISO 2018 – All rights reserved v
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SIST EN ISO 50001:2018
ISO 50001:2018(E)
— clarification of text related to energy performance indicators [EnPI(s)] and energy baselines [EnB(s)]
in order to provide a better understanding of these concepts.
Any feedback or questions on this document should be directed to the user’s national standards body. A
complete listing of these bodies can be found at www .iso .org/members .html.
vi © ISO 2018 – All rights reserved
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SIST EN ISO 50001:2018
ISO 50001:2018(E)
Introduction
0.1 General
The aim of this document is to enable organizations to establish the systems and processes necessary
to continually improve energy performance, including energy efficiency, energy use and energy
consumption. This document specifies the energy management system (EnMS) requirements for
an organization. Successful implementation of an EnMS supports a culture of energy performance
improvement that depends upon commitment from all levels of the organization, especially top
management. In many instances, this involves cultural changes within an organization.
This document applies to the activities under the control of the organization. Its application can be
tailored to fit the specific requirements of the organization, including the complexity of its systems,
degree of documented information and available resources. This document does not apply to product
use by end-users outside of the scope and boundaries of the EnMS, nor does it apply to product design
outside of facilities, equipment, systems or energy-using processes. This document does apply to the
design and procurement of facilities, equipment, systems or energy-using processes within the scope
and boundaries of the EnMS.
Development and implementation of an EnMS includes an energy policy, objectives, energy targets
and action plans related to its energy efficiency, energy use, and energy consumption while meeting
applicable legal requirements and other requirements. An EnMS enables an organization to set and
achieve objectives and energy targets, to take actions as needed to improve its energy performance,
and to demonstrate the conformity of its system to the requirements of this document.
0.2 Energy performance approach
This document provides requirements for a systematic, data-driven and facts-based process, focused
on continually improving energy performance. Energy performance is a key element integrated within
the concepts introduced in this document in order to ensure effective and measurable results over
time. Energy performance is a concept which is related to energy efficiency, energy use and energy
consumption. Energy performance indicators (EnPIs) and energy baselines (EnBs) are two interrelated
elements addressed in this document to enable organizations to demonstrate energy performance
improvement.
0.3 Plan-Do-Check-Act (PDCA) cycle
The EnMS described in this document is based on the Plan-Do-Check-Act (PDCA) continual improvement
framework and incorporates energy management into existing organizational practices, as illustrated
in Figure 1.
In the context of energy management, the PDCA approach can be outlined as follows.
— Plan: understand the context of the organization, establish an energy policy and an energy
management team, consider actions to address risks and opportunities, conduct an energy review,
identify significant energy uses (SEUs) and establish energy performance indicators (EnPIs), energy
baseline(s) (EnBs), objectives and energy targets, and action plans necessary to deliver results that
will improve energy performance in accordance with the organization's energy policy.
— Do: implement the action plans, operational and maintenance controls, and communication, ensure
competence and consider energy performance in design and procurement.
— Check: monitor, measure, analyse, evaluate, audit and conduct management review(s) of energy
performance and the EnMS.
— Act: take actions to address nonconformities and continually improve energy performance and
the EnMS.
© ISO 2018 – All rights reserved vii
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SIST EN ISO 50001:2018
ISO 50001:2018(E)
Figure 1 — Plan-Do-Check-Act Cycle
0.4 Compatibility with other management system standards
This document conforms to ISO's requirements for management system standards, including a high-
level structure, identical core text, and common terms and definitions, thereby ensuring a high level of
compatibility with other management system standards. This document can be used independently;
however, an organization can choose to combine its EnMS with other management systems, or integrate
its EnMS in the achievement of other business, environmental or social objectives. Two organizations
carrying out similar operations, but having different energy performance, can both conform to the
requirements of ISO 50001.
This document contains the requirements used to assess conformity. An organization that wishes to
demonstrate conformity with this document can do so by:
— making an evaluation and self-declaration, or
— seeking confirmation of its conformance or self-declaration by interested parties, such as
customers, or
— seeking certification/registration of its EnMS by an external organization.
In this document, the following verbal forms are used:
— “shall” indicates a requirement;
— “should” indicates a recommendation;
— “can” indicates a possibility or a capability;
— “may” indicates a permission.
viii © ISO 2018 – All rights reserved
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SIST EN ISO 50001:2018
ISO 50001:2018(E)
Information marked as “NOTE” is intended to assist the understanding or use of the document. “Notes
to entry” used in Clause 3 provide additional information that supplements the terminological data and
can contain requirements relating to the use of a term.
0.5 Benefits of this document
Effective implementation of this document provides a systematic approach to improvement of energy
performance that can transform the way organizations manage energy. By integrating energy
management into business practice, organizations can establish a process for continual improvement
of energy performance. By improving energy performance and associated energy costs, organizations
can be more competitive. In addition, implementation can lead organizations to meet overall climate
change mitigation goals by reducing their energy-related greenhouse gas emissions.
© ISO 2018 – All rights reserved ix
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SIST EN ISO 50001:2018
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SIST EN ISO 50001:2018
INTERNATIONAL STANDARD ISO 50001:2018(E)
Energy management systems — Requirements with
guidance for use
1 Scope
This document specifies requirements for establishing, implementing, maintaining and improving an
energy management system (EnMS). The intended outcome is to enable an organization to follow a
systematic approach in achieving continual improvement of energy performance and the EnMS.
This document:
a) is applicable to any organization regardless of its type, size, complexity, geographical location,
organizational culture or the products and services it provides;
b) is applicable to activities affecting energy performance that are managed and controlled by the
organization;
c) is applicable irrespective of the quantity, use, or types of energy consumed;
d) requires demonstration of continual energy performance improvement, but does not define levels
of energy performance improvement to be achieved;
e) can be used independently, or be aligned or integrated with other management systems.
Annex A provides guidance for the use of this document. Annex B provides a comparison of this edition
with the previous edition.
2 Normative references
There are no normative references in this document.
3 Terms and definitions
For the purposes of this document, the following terms and definitions apply.
ISO and IEC maintain terminological databases for use in standardization at the following addresses:
— ISO Online browsing platform: available at https: //www .iso .org/obp
— IEC Electropedia: available at https: //www .electropedia .org/
3.1 Terms related to organization
3.1.1
organization
person or group of people that has its own functions with responsibilities, authorities and relationships
to achieve its objectives (3.4.13)
Note 1 to entry: The concept of organization includes, but is not limited to, sole-trader, company, corporation, firm,
enterprise, authority, partnership, charity or institution, or part or combination thereof, whether incorporated
or not, public or private.
© ISO 2018 – All rights reserved 1
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SIST EN ISO 50001:2018
ISO 50001:2018(E)
3.1.2
top management
person or group of people who directs and controls an organization (3.1.1) at the highest level
Note 1 to entry: Top management is empowered to delegate authority and provide resources within the
organization.
Note 2 to entry: If the scope of the management system (3.2.1) covers only part of an organization, then top
management refers to those who direct and control that part of the organization.
Note 3 to entry: Top management controls the organization as defined within the EnMS scope (3.1.4) and
boundaries (3.1.3) of the energy management system (3.2.2).
3.1.3
boundary
physical or organizational limits
EXAMPLE A process (3.3.6); a group of processes; a site; multiple sites under the control of an organization,
or an entire organization (3.1.1).
Note 1 to entry: The organization defines the boundary(ies) of its EnMS.
3.1.4
energy management system scope
EnMS scope
set of activities, which an organization (3.1.1) addresses through an energy management system (3.2.2)
Note 1 to entry: The EnMS scope can include several boundaries (3.1.3) and can include transport operations.
3.1.5
interested party (preferred term)
stakeholder (admitted term)
person or organization (3.1.1) that can affect, be affected by, or perceive itself to be affected by a
decision or activity
3.2 Terms related to management system
3.2.1
management system
set of interrelated or interacting elements of an organization (3.1.1
...
SLOVENSKI STANDARD
SIST EN ISO 50001:2018
01-oktober-2018
Nadomešča:
SIST EN ISO 50001:2011
Sistemi upravljanja z energijo - Zahteve z navodili za uporabo (ISO 50001:2018)
Energy management systems - Requirements with guidance for use (ISO 50001:2018)
Energiemanagementsysteme - Anforderungen mit Anleitung zur Anwendung (ISO
50001:2018)
Systèmes de management de l'énergie - Exigences et recommandations de mise en
oeuvre (ISO 50001:2018)
Ta slovenski standard je istoveten z: EN ISO 50001:2018
ICS:
03.100.70 Sistemi vodenja Management systems
27.015 Energijska učinkovitost. Energy efficiency. Energy
Ohranjanje energije na conservation in general
splošno
SIST EN ISO 50001:2018 de
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.
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SIST EN ISO 50001:2018
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SIST EN ISO 50001:2018
EUROPÄISCHE NORM
EN ISO 50001
EUROPEAN STANDARD
NORME EUROPÉENNE August 2018
ICS 03.100.70; 27.015
Ersatz für EN ISO 50001:2011
Deutsche Fassung
Energiemanagementsysteme - Anforderungen mit
Anleitung zur Anwendung (ISO 50001:2018)
Energy management systems - Requirements with Systèmes de management de l'énergie - Exigences et
guidance for use (ISO 50001:2018) recommandations pour la mise en oeuvre (ISO
50001:2018)
Diese Europäische Norm wurde vom CEN am 6. August 2018 angenommen.
Die CEN und CENELEC-Mitglieder sind gehalten, die CEN/CENELEC-Geschäftsordnung zu erfüllen, in der die Bedingungen
festgelegt sind, unter denen dieser Europäischen Norm ohne jede Änderung der Status einer nationalen Norm zu geben ist. Auf
dem letzten Stand befindliche Listen dieser nationalen Normen mit ihren bibliographischen Angaben sind beim CEN-CENELEC-
Management-Zentrum oder bei jedem CEN und CENELEC-Mitglied auf Anfrage erhältlich.
Diese Europäische Norm besteht in drei offiziellen Fassungen (Deutsch, Englisch, Französisch). Eine Fassung in einer anderen
Sprache, die von einem CEN und CENELEC-Mitglied in eigener Verantwortung durch Übersetzung in seine Landessprache
gemacht und dem Management-Zentrum mitgeteilt worden ist, hat den gleichen Status wie die offiziellen Fassungen.
CEN- und CENELEC-Mitglieder sind die nationalen Normungsinstitute und elektrotechnischen Komitees von Belgien, Bulgarien,
Dänemark, Deutschland, der ehemaligen jugoslawischen Republik Mazedonien, Estland, Finnland, Frankreich, Griechenland,
Irland, Island, Italien, Kroatien, Lettland, Litauen, Luxemburg, Malta, den Niederlanden, Norwegen, Österreich, Polen, Portugal,
Rumänien, Schweden, der Schweiz, Serbien, der Slowakei, Slowenien, Spanien, der Tschechischen Republik, der Türkei, Ungarn,
dem Vereinigten Königreich und Zypern.
CEN-CENELEC Management Centre:
Rue de la Science 23, B-1040 Brussels
© 2018 CEN/CENELEC Alle Rechte der Verwertung, gleich in welcher Form und in Ref. Nr. EN ISO 50001:2018 D
welchem Verfahren, sind weltweit den nationalen Mitgliedern
von CEN und den Mitgliedern von CENELEC vorbehalten.
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SIST EN ISO 50001:2018
EN ISO 50001:2018 (D)
Inhalt
Seite
Europäisches Vorwort . 4
Vorwort . 5
Einleitung . 7
1 Anwendungsbereich . 10
2 Normative Verweisungen . 10
3 Begriffe . 10
3.1 Organisationsbezogene Begriffe . 10
3.2 Managementsystembezogene Begriffe . 11
3.3 Anforderungsbezogene Begriffe . 12
3.4 Leistungsbezogene Begriffe . 13
3.5 Energiebezogene Begriffe . 16
4 Kontext der Organisation . 17
4.1 Verstehen der Organisation und ihres Kontextes . 17
4.2 Verstehen der Erfordernisse und Erwartungen interessierter Parteien . 17
4.3 Festlegen des Anwendungsbereichs des Energiemanagementsystems . 18
4.4 Energiemanagementsystem . 18
5 Führung . 18
5.1 Führung und Verpflichtung. 18
5.2 Energiepolitik . 19
5.3 Rollen, Verantwortlichkeiten und Befugnisse in der Organisation . 20
6 Planung . 20
6.1 Maßnahmen zum Umgang mit Risiken und Chancen . 20
6.2 Ziele, Energieziele und Planung zu deren Erreichung . 21
6.3 Energetische Bewertung . 21
6.4 Energieleistungskennzahlen . 22
6.5 Energetische Ausgangsbasis . 22
6.6 Planung der Energiedatensammlung . 23
7 Unterstützung . 23
7.1 Ressourcen . 23
7.2 Kompetenz . 23
7.3 Bewusstsein . 24
7.4 Kommunikation . 24
7.5 Dokumentierte Information . 24
7.5.1 Allgemeines . 24
7.5.2 Erstellen und Aktualisieren . 25
7.5.3 Lenkung dokumentierter Information . 25
8 Betrieb . 25
8.1 Betriebliche Planung und Steuerung . 25
8.2 Auslegung . 26
8.3 Beschaffung . 26
9 Bewertung der Leistung . 26
9.1 Überwachung, Messung, Analyse und Bewertung der energiebezogenen Leistung und
des EnMS . 26
2
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SIST EN ISO 50001:2018
EN ISO 50001:2018 (D)
9.1.1 Allgemeines . 26
9.1.2 Bewertung der Einhaltung rechtlicher Anforderungen und anderer Anforderungen . 27
9.2 Internes Audit . 27
9.3 Managementbewertung . 28
10 Verbesserung . 29
10.1 Nichtkonformität und Korrekturmaßnahmen . 29
10.2 Fortlaufende Verbesserung . 29
Anhang A (informativ) Anleitung zur Anwendung . 30
A.1 Allgemeines . 30
A.2 Zusammenhang zwischen energiebezogener Leistung und dem EnMS . 30
A.3 Erläuterung der Terminologie . 31
A.4 Kontext der Organisation . 32
A.5 Führung . 32
A.5.1 Führung und Verpflichtung . 32
A.5.2 Energiepolitik . 33
A.5.3 Rollen, Verantwortlichkeiten und Befugnisse in der Organisation . 33
A.6 Planung . 33
A.6.1 Maßnahmen zum Umgang mit Risiken und Chancen . 33
A.6.2 Ziele, Energieziele und Planung zu deren Erreichung . 34
A.6.3 Energetische Bewertung . 34
A.6.4 Energieleistungskennzahlen . 35
A.6.5 Energetische Ausgangsbasis . 35
A.6.6 Planung der Energiedatensammlung . 36
A.7 Unterstützung . 36
A.7.1 Ressourcen . 36
A.7.2 Kompetenz . 36
A.7.3 Bewusstsein . 36
A.7.4 Kommunikation . 36
A.7.5 Dokumentierte Information . 36
A.8 Betrieb . 37
A.8.1 Betriebliche Planung und Steuerung . 37
A.8.2 Auslegung . 37
A.8.3 Beschaffung . 37
A.9 Bewertung der Leistung . 37
A.9.1 Überwachung, Messung, Analyse und Bewertung der energiebezogenen Leistung und
des EnMS . 37
A.9.2 Internes Audit . 38
A.9.3 Managementbewertung . 38
A.10 Verbesserung . 38
Anhang B (informativ) Übereinstimmung zwischen ISO 50001:2011 und ISO 50001:2018 . 39
Literaturhinweise . 41
Stichwortverzeichnis . 42
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SIST EN ISO 50001:2018
EN ISO 50001:2018 (D)
Europäisches Vorwort
Dieses Dokument (EN ISO 50001:2018) wurde vom Technischen Komitee ISO/TC 301 „Energy management
and energy savings“ in Zusammenarbeit mit dem Technischen Komitee CEN/CLC/JTC 14
„Energiemanagement, Energieaudits und Energieeinsparungen“ erarbeitet, dessen Sekretariat von UNI
gehalten wird.
Diese Europäische Norm muss den Status einer nationalen Norm erhalten, entweder durch Veröffentlichung
eines identischen Textes oder durch Anerkennung bis Februar 2019, und etwaige entgegenstehende
nationale Normen müssen bis Februar 2019 zurückgezogen werden.
Es wird auf die Möglichkeit hingewiesen, dass einige Elemente dieses Dokuments Patentrechte berühren
können. CEN ist nicht dafür verantwortlich, einige oder alle diesbezüglichen Patentrechte zu identifizieren.
Dieses Dokument ersetzt EN ISO 50001:2011.
Entsprechend der CEN-CENELEC-Geschäftsordnung sind die nationalen Normungsinstitute der folgenden
Länder gehalten, diese Europäische Norm zu übernehmen: Belgien, Bulgarien, Dänemark, Deutschland, die
ehemalige jugoslawische Republik Mazedonien, Estland, Finnland, Frankreich, Griechenland, Irland, Island,
Italien, Kroatien, Lettland, Litauen, Luxemburg, Malta, Niederlande, Norwegen, Österreich, Polen, Portugal,
Rumänien, Schweden, Schweiz, Serbien, Slowakei, Slowenien, Spanien, Tschechische Republik, Türkei,
Ungarn, Vereinigtes Königreich und Zypern.
Anerkennungsnotiz
Der Text von ISO 50001:2018 wurde von CEN als EN ISO 50001:2018 ohne irgendeine Abänderung
genehmigt.
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SIST EN ISO 50001:2018
EN ISO 50001:2018 (D)
Vorwort
ISO (die Internationale Organisation für Normung) ist eine weltweite Vereinigung nationaler
Normungsorganisationen (ISO-Mitgliedsorganisationen). Die Erstellung von Internationalen Normen wird
üblicherweise von Technischen Komitees von ISO durchgeführt. Jede Mitgliedsorganisation, die Interesse an
einem Thema hat, für welches ein Technisches Komitee gegründet wurde, hat das Recht, in diesem Komitee
vertreten zu sein. Internationale staatliche und nichtstaatliche Organisationen, die in engem Kontakt mit ISO
stehen, nehmen ebenfalls an der Arbeit teil. ISO arbeitet bei allen elektrotechnischen Themen eng mit der
Internationalen Elektrotechnischen Kommission (IEC) zusammen.
Die Verfahren, die bei der Entwicklung dieses Dokuments angewendet wurden und die für die weitere Pflege
vorgesehen sind, werden in den ISO/IEC-Direktiven, Teil 1 beschrieben. Es sollten insbesondere die
unterschiedlichen Annahmekriterien für die verschiedenen ISO-Dokumentenarten beachtet werden. Dieses
Dokument wurde in Übereinstimmung mit den Gestaltungsregeln der ISO/IEC-Direktiven, Teil 2 erarbeitet
(siehe www.iso.org/directives).
Es wird auf die Möglichkeit hingewiesen, dass einige Elemente dieses Dokuments Patentrechte berühren
können. ISO ist nicht dafür verantwortlich, einige oder alle diesbezüglichen Patentrechte zu identifizieren.
Details zu allen während der Entwicklung des Dokuments identifizierten Patentrechten finden sich in der
Einleitung und/oder in der ISO-Liste der erhaltenen Patenterklärungen (siehe www.iso.org/patents).
Jeder in diesem Dokument verwendete Handelsname dient nur zur Unterrichtung der Anwender und
bedeutet keine Anerkennung.
Eine Erläuterung zum freiwilligen Charakter von Normen, der Bedeutung ISO-spezifischer Begriffe und
Ausdrücke in Bezug auf Konformitätsbewertungen sowie Informationen darüber, wie ISO die Grundsätze der
Welthandelsorganisation (WTO) hinsichtlich technischer Handelshemmnisse (TBT) berücksichtigt, enthält
der folgende Link: www.iso.org/iso/foreword.html.
Dieses Dokument wurde vom Technischen Komitee ISO/TC 301, Energy management and energy savings,
erarbeitet.
Diese zweite Ausgabe ersetzt die erste Ausgabe (ISO 50001:2011), die technisch überarbeitet wurde.
Die wesentlichen Änderungen im Vergleich zur Vorgängerausgabe sind folgende:
— Übernahme der ISO-Anforderungen an Managementsystemnormen, die eine Grundstruktur (en: High
Level Structure, HLS), einen einheitlichen Basistext und gemeinsame Benennungen und
Basisdefinitionen enthalten, um ein hohes Maß an Kompatibilität mit anderen
Managementsystemnormen sicherzustellen;
— bessere Integration in strategische Managementprozesse;
— sprachliche Klarstellung und Klärung der Dokumentenstruktur;
— stärkere Betonung der Rolle der obersten Leitung;
— Anordnung der Begriffe und ihrer Definitionen in Abschnitt 3 nach ihrem thematischen Kontext und
Aktualisierung einiger Definitionen;
— Aufnahme neuer Definitionen, darunter die der Verbesserung der energiebezogenen Leistung;
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SIST EN ISO 50001:2018
EN ISO 50001:2018 (D)
— Klarstellung bezüglich des Ausschlusses von Energiearten;
— Klarstellung der „energetischen Bewertung“;
— Einführung des Konzepts der Normalisierung von Energieleistungskennzahlen [EnPI(s), en: energy
performance indicator] und zugehörigen energetischen Ausgangsbasen [EnB(s), en: energy baseline];
— Ergänzung von Details bezüglich des Plans für die Energiedatensammlung und der damit verbundenen
Anforderungen (bisherige Bezeichnung: „Plan für die Energiemessung“);
— klarere Darstellung des Textes zu Energieleistungskennzahlen [EnPI(s)] und zu energetischen
Ausgangsbasen [EnB(s)], um ein besseres Verständnis dieser Konzepte bereitzustellen.
Rückmeldungen oder Fragen zu diesem Dokument sollten an das jeweilige nationale Normungsinstitut des
Anwenders gerichtet werden. Eine vollständige Auflistung dieser Institute ist unter
www.iso.org/members.html zu finden.
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SIST EN ISO 50001:2018
EN ISO 50001:2018 (D)
Einleitung
0.1 Allgemeines
Das Ziel dieses Dokuments ist es, Organisationen in die Lage zu versetzen, die Systeme und Prozesse
festzulegen, die zur fortlaufenden Verbesserung der energiebezogenen Leistung – einschließlich Energie-
effizienz, Energieeinsatz und Energieverbrauch – erforderlich sind. Dieses Dokument legt die
Energiemanagementsystem-(EnMS-)Anforderungen an eine Organisation fest. Eine erfolgreiche Einführung
eines EnMS unterstützt eine Verbesserungskultur bezüglich der energiebezogenen Leistung, die von dem
Engagement aller Ebenen der Organisation abhängt, insbesondere von dem der obersten Leitung. In vielen
Fällen setzt dies einen Kulturwandel innerhalb einer Organisation in Gang.
Dieses Dokument gilt für die Tätigkeiten, die der Kontrolle der Organisation unterliegen. Seine Anwendung
kann an die spezifischen Anforderungen der Organisation, einschließlich der Komplexität ihrer Systeme, des
Grads der dokumentierten Information und der verfügbaren Ressourcen angepasst werden. Dieses
Dokument gilt weder für die Produktnutzung durch Endnutzer außerhalb des Anwendungsbereichs und der
Grenzen des EnMS (en: energy management system) noch für die Produktgestaltung außerhalb von
Anlagen/Standorten, Einrichtungen, Systemen oder Energie nutzenden Prozessen. Dieses Dokument gilt für
Auslegung und Beschaffung von Anlagen/Standorten, Einrichtungen, Systemen oder Energie nutzenden
Prozessen innerhalb des Anwendungsbereichs und der Grenzen des EnMS.
Die Entwicklung und Verwirklichung eines EnMS beinhalten eine Energiepolitik, Ziele, Energieziele und
Aktionspläne bezogen auf die Energieeffizienz, den Energieeinsatz und den Energieverbrauch der
Organisation bei gleichzeitiger Erfüllung geltender gesetzlicher und anderer Anforderungen. Ein EnMS
ermöglicht einer Organisation, Ziele und Energieziele festzulegen und zu erreichen, erforderliche
Maßnahmen zur Verbesserung ihrer energiebezogenen Leistung zu ergreifen und die Konformität ihres
Systems mit den Anforderungen dieses Dokuments nachzuweisen.
0.2 Ansatz für die energiebezogene Leistung
Dieses Dokument enthält Anforderungen an einen systematischen, datengetriebenen und faktenbasierten
Prozess, dessen Schwerpunkt auf der fortlaufenden Verbesserung der energiebezogenen Leistung liegt. Die
energiebezogene Leistung ist ein Schlüsselelement, das ein integraler Bestandteil der in diesem Dokument
vorgestellten Konzepte ist, um wirksame und messbare Ergebnisse im zeitlichen Verlauf sicherzustellen.
Energiebezogene Leistung ist ein Konzept, das sich auf Energieeffizienz, Energieeinsatz und
Energieverbrauch bezieht. Energieleistungskennzahlen (EnPIs) und energetische Ausgangsbasen (EnBs)
sind zwei zusammenhängende Elemente, die in diesem Dokument behandelt werden, um Organisationen in
die Lage zu versetzen, eine Verbesserung der energiebezogenen Leistung nachzuweisen.
0.3 Plan-Do-Check-Act-(PDCA-)Zyklus
Das in diesem Dokument beschriebene EnMS beruht auf dem Zyklus von Planen-Durchführen-Prüfen-
Handeln (PDCA, en: Plan-Do-Check-Act) als Rahmen zur fortlaufenden Verbesserung und baut das
Energiemanagement in bestehende Organisationsabläufe ein, wie in Bild 1 dargestellt.
Im Kontext des Energiemanagements kann der PDCA-Ansatz wie folgt umrissen werden:
— Planen: Verstehen des Kontextes der Organisation, Festlegen einer Energiepolitik und eines
Energiemanagement-Teams, Berücksichtigen von Maßnahmen zur Behandlung von Risiken und
Chancen, Durchführen einer energetischen Bewertung, Identifizieren wesentlicher Energieeinsätze
(SEUs, en: significant energy use) und Festlegen von Energieleistungskennzahlen (EnPIs), einer/von
energetischen Ausgangsbasis/Ausgangsbasen (EnBs) sowie von Zielen, Energiezielen und
Aktionsplänen, die zum Erbringen von Ergebnissen, die die energiebezogene Leistung in
Übereinstimmung mit der Energiepolitik der Organisation verbessern, notwendig sind;
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SIST EN ISO 50001:2018
EN ISO 50001:2018 (D)
— Durchführen: Umsetzen der Aktionspläne, Ablauf- und Instandhaltungssteuerung und Kommunikation,
Sicherstellen von Kompetenz und Berücksichtigen der energiebezogenen Leistung bei Auslegung und
Beschaffung;
— Prüfen: Überwachen, Messen, Analysieren, Bewerten, Auditieren und Durchführen einer/von
Managementbewertung(en) der energiebezogenen Leistung und des EnMS;
— Handeln: Ergreifen von Maßnahmen zum Umgang mit Nichtkonformitäten und zur fortlaufenden
Verbesserung der energiebezogenen Leistung und des EnMS.
Bild 1 — Plan-Do-Check-Act-Zyklus
0.4 Kompatibilität mit anderen Managementsystemnormen
Dieses Dokument entspricht den ISO-Anforderungen an Managementsystemnormen, die eine Grundstruktur,
einen einheitlichen Basistext und gemeinsame Benennungen und Basisdefinitionen enthalten, damit ein
hohes Maß an Kompatibilität mit anderen Managementsystemnormen sichergestellt ist. Dieses Dokument
kann unabhängig angewendet werden. Eine Organisation kann sich jedoch auch dafür entscheiden, ihr EnMS
mit anderen Managementsystemen zu kombinieren oder ihr EnMS in das Erreichen weiterer geschäftlicher,
umweltbezogener oder sozialer Ziele zu integrieren. Zwei Organisationen, die ähnliche Tätigkeiten
durchführen, jedoch eine unterschiedliche energiebezogene Leistung aufweisen, können beide die
Anforderungen nach ISO 50001 erfüllen.
Dieses Dokument enthält die Anforderungen, die zur Bewertung der Konformität verwendet werden. Eine
Organisation, die ihre Konformität mit diesem Dokument nachweisen möchte, kann das tun, indem sie
— eine Bewertung und eine Selbsterklärung vornimmt oder
— die Bestätigung ihrer Konformität oder Selbsterklärung durch interessierte Parteien, wie etwa Kunden,
anstrebt oder
— die Zertifizierung/Registrierung ihres EnMS durch eine externe Organisation anstrebt.
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SIST EN ISO 50001:2018
EN ISO 50001:2018 (D)
In diesem Dokument werden die folgenden Verbformen verwendet:
— „muss“ bezeichnet eine Anforderung;
— „sollte“ bezeichnet eine Empfehlung;
— „kann“ bezeichnet eine Möglichkeit oder ein Vermögen;
— „darf“ bezeichnet eine Zulässigkeit.
Als „ANMERKUNG“ gekennzeichnete Informationen dienen dazu, Verständnis und Anwendung des
Dokuments zu unterstützen. Die in Abschnitt 3 verwendeten „Anmerkungen zum Begriff“ geben zusätzliche
Informationen, welche die begrifflichen Angaben ergänzen und Anforderungen in Verbindung mit der
Verwendung eines Begriffes enthalten können.
0.5 Vorteile durch dieses Dokument
Die wirksame Umsetzung dieses Dokuments bietet einen systematischen Ansatz zur Verbesserung der
energiebezogenen Leistung, der die Art und Weise, wie Organisationen mit Energie umgehen, verändern
kann. Indem sie das Energiemanagement in die Geschäftspraxis integrieren, können Unternehmen einen
Prozess zur fortlaufenden Verbesserung der energiebezogenen Leistung etablieren. Durch die Verbesserung
der energiebezogenen Leistung und die damit verbundene Senkung
...
SLOVENSKI SIST EN ISO 50001
STANDARD oktober 2018
Sistemi upravljanja z energijo – Zahteve z navodili za uporabo
(ISO 50001:2018)
Energy management systems – Requirements with guidance for use
(ISO 50001:2018)
Systèmes de management de l'énergie – Exigences et recommandations
de mise en oeuvre (ISO 50001:2018)
Energiemanagementsysteme – Anforderungen mit Anleitung zur Anwendung
(ISO 50001:2018)
Referenčna oznaka
ICS 03.100.70; 27.015 SIST EN ISO 50001:2018 (sl,en)
Nadaljevanje na straneh II do III in od 1 do 58
© 2021-01. Slovenski inštitut za standardizacijo. Razmnoževanje ali kopiranje celote ali delov tega dokumenta ni dovoljeno.
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SIST EN ISO 50001 : 2018
NACIONALNI UVOD
Standard SIST EN ISO 50001:2018 (sl, en), Sistemi upravljanja z energijo – Zahteve z navodili za
uporabo (ISO 50001:2018), 2018, ima status slovenskega standarda in je istoveten evropskemu
standardu EN ISO 50001:2018, Energy management systems – Requirements with guidance for use
(ISO 50001:2018), 2018.
Ta standard nadomešča SIST EN ISO 50001:2011.
NACIONALNI PREDGOVOR
Besedilo standarda EN ISO 50001:2018 je pripravil tehnični odbor ISO/TC 301 "Upravljanje in
varčevanje z energijo" v sodelovanju s CEN/CLC/JTC 14 "Upravljanje z energijo, energetske presoje,
varčevanje z energijo", katerega sekretariat vodi UNI. Slovenski standard SIST EN ISO 50001:2018 je
prevod angleškega besedila evropskega standarda EN ISO 50001:2018. V primeru spora glede
besedila slovenskega prevoda v tem standardu je odločilen izvirni evropski standard v angleškem jeziku.
Slovensko-angleško izdajo standarda je pripravil tehnični odbor SIST /TC VZK Vodenje in zagotavljanje
kakovosti.
Odločitev za privzem tega standarda je 10. septembra 2018 sprejel tehnični odbor SIST/TC SIST /TC
VZK Vodenje in zagotavljanje kakovosti.
ZVEZA S STANDARDI
S privzemom tega evropskega standarda veljajo za omejeni namen referenčnih standardov vsi
standardi, navedeni v izvirniku, razen standardov, ki so že sprejeti v nacionalno standardizacijo:
SIST EN ISO 19011:2018 (sl, en) Smernice za presojanje sistemov vodenja (ISO
19011:2018)
SIST ISO 19600:2016 (sl,en) Sistemi za upravljanje skladnosti – Smernice
SIST ISO 50002:2017 (sl) Energetske presoje – Zahteve z navodili za uporabo
SIST-V ISO/IEC Vodilo 99:2012 (sl, en, fr) Mednarodni slovar za meroslovje – Osnovni in splošni
koncepti ter z njimi povezani izrazi (VIM)
OSNOVA ZA IZDAJO STANDARDA
Privzem standarda EN ISO 50001:2018.
PREDHODNA IZDAJA
EN ISO 50001:2011, Sistemi upravljanja z energijo – Zahteve z navodili za uporabo (ISO
50001:2011).
OPOMBE
Povsod, kjer se v besedilu standarda uporablja izraz "evropski standard" ali "mednarodni standard",
v SIST EN ISO 50001:2018 to pomeni "slovenski standard".
Nacionalni uvod in nacionalni predgovor nista sestavni del standarda.
II
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SIST EN ISO 50001 : 2018
Ta nacionalni dokument je istoveten EN ISO 50001:2018 in je objavljen z dovoljenjem
CEN-CENELEC
Upravni center
Rue de la Science 23
B-1040 Bruselj
This national document is identical with EN ISO 50001:2018 and is published with the permission
of
CEN-CENELEC
Management Centre
Rue de la Science 23
B-1040 Brussels
III
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SIST EN ISO 50001 : 2018
(prazna stran)
IV
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EVROPSKI STANDARD EN ISO 50001:2018
EUROPEAN STANDARD
NORME EUROPÉENNE
avgust 2018
EUROPÄISCHE NORM
ICS 03.100.70; 27.015
Slovenska izdaja
Sistemi upravljanja z energijo – Zahteve z navodili za uporabo
(ISO 50001:2018)
Energy management systems – Systèmes de management de Energiemanagementsysteme –
Requirements with guidance for l'énergie – Exigences et Anforderungen mit Anleitung zur
use (ISO 50001:2018) recommandations de mise en Anwendung (ISO 50001:2018)
oeuvre (ISO 50001:2018)
Ta evropski standard je CEN sprejel 6. avgusta 2018.
Člani CEN in CENELEC morajo izpolnjevati notranje predpise CEN/CENELEC, s katerimi je predpisano,
da mora biti ta standard brez kakršnihkoli sprememb sprejet kot nacionalni standard. Seznami
najnovejših izdaj teh nacionalnih standardov in njihovi bibliografski podatki so na voljo pri Upravnem
centru CEN-CENELEC ali pri kateremkoli članu CEN in CENELEC.
Ta evropski standard obstaja v treh uradnih izdajah (angleški, francoski, nemški). Izdaje v drugih jezikih,
ki jih člani CEN in/ali CENELEC na lastno odgovornost prevedejo in izdajo ter prijavijo pri Upravnem
centru CEN-CENELEC, veljajo kot uradne izdaje.
Člani CEN in CENELEC so nacionalni organi za standarde in nacionalne elektrotehniški odbori Avstrije,
Belgije, Bolgarije, Cipra, Češke republike, Danske, Estonije, Finske, Francije, Grčije, Hrvaške, Irske,
Islandije, Italije, Latvije, Litve, Luksemburga, Madžarske, Malte, Nekdanje jugoslovanske republike
Makedonije, Nemčije, Nizozemske, Norveške, Poljske, Portugalske, Romunije, Slovaške, Slovenije,
Srbije, Španije, Švedske, Švice, Turčije in Združenega kraljestva.
CEN-CENELEC
Evropski komite za standardizacijo in Evropski komite za standardizacijo v elektrotehniki
European Committee for Standardization and European Committee for Electrotechnical
Standardization
Comité Européen de Normalisation et Comité Européen de Normalisation Electrotechnique
Europäisches Komitee für Normung und Europäisches Komitee für Elektrotechnische Normung
Upravni center CEN-CENELEC: Rue de la Science 23, B-1040 Bruselj
© 2018 CEN-CENELEC Ref. oznaka EN ISO 50001:2018 E
Lastnice avtorskih pravic so vse države članice CEN in CENELEC.
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SIST EN ISO 50001 : 2018
Evropski predgovor European foreword
Ta dokument (EN ISO 50001:2018) je pripravil This document (EN ISO 50001:2018) has been
tehnični odbor ISO/TC 301 "Upravljanje in prepared by Technical Committee ISO/TC 301
varčevanje z energijo " v sodelovanju s tehničnim "Energy management and energy savings" in
odborom CEN/CLC/JTC 14 "Upravljanje z collaboration with Technical Committee
energijo, energetske presoje in varčevanje z CEN/CLC/JTC 14 "Energy management, energy
energijo", katerega sekretariat vodi UNI. audits, energy savings" the secretariat of which is
held by UNI.
Ta evropski standard mora z objavo istovetnega This European Standard shall be given the status
besedila ali z razglasitvijo dobiti status of a national standard, either by publication of an
nacionalnega standarda najpozneje do februarja identical text or by endorsement, at the latest by
2019, nacionalne standarde, ki so v nasprotju s February 2019, and conflicting national standards
tem standardom, pa je treba razveljaviti shall be withdrawn at the latest by February 2019.
najpozneje do februarja 2019.
Opozarjamo na možnost, da je lahko nekaj Attention is drawn to the possibility that some of
elementov tega dokumenta predmet patentnih the elements of this document may be the subject
pravic. CEN ne prevzema odgovornosti za of patent rights. CEN shall not be held responsible
identifikacijo katerihkoli ali vseh takih patentnih for identifying any or all such patent rights.
pravic.
Ta dokument nadomešča EN ISO 50001:2011. This document supersedes EN ISO 50001:2011.
V skladu z notranjimi predpisi CEN-CENELEC According to the CEN-CENELEC Internal
morajo ta evropski standard obvezno uvesti Regulations, the national standards organizations
nacionalne organizacije za standarde naslednjih of the following countries are bound to implement
držav: Avstrije, Belgije, Bolgarije, Cipra, Češke this European Standard: Austria, Belgium,
republike, Danske, Estonije, Finske, Francije, Bulgaria, Croatia, Cyprus, Czech Republic,
Grčije, Hrvaške, Irske, Islandije, Italije, Latvije, Denmark, Estonia, Finland, Former Yugoslav
Litve, Luksemburga, Madžarske, Malte, Republic of Macedonia, France, Germany,
Nekdanje jugoslovanske republike Makedonije, Greece, Hungary, Iceland, Ireland, Italy, Latvia,
Nemčije, Nizozemske, Norveške, Poljske, Lithuania, Luxembourg, Malta, Netherlands,
Portugalske, Romunije, Slovaške, Slovenije, Norway, Poland, Portugal, Romania, Serbia,
Srbije, Španije, Švedske, Švice, Turčije in Slovakia, Slovenia, Spain, Sweden, Switzerland,
Združenega kraljestva. Turkey and the United Kingdom.
Razglasitvena objava Endorsement notice
Besedilo ISO 50001:2018 je CEN odobril kot EN The text of ISO 50001:2018 has been approved
ISO 50001:2018 brez kakršnihkoli sprememb. by CEN as EN ISO 50001:2018 without any
modification.
2
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SIST EN ISO 50001 : 2018
CONTENTS . Page
VSEBINA . Stran
Evropski predgovor . 2 European foreword . 2
Predgovor . 5 Foreword . 5
Uvod . 7 Introduction . 7
1 Področje uporabe . 12 1 Scope . 12
2 Zveze s standardi . 12 2 Normative references . 12
3 Izrazi in definicije . 13 3 Terms and definitions . 13
3.1 Izrazi v zvezi z organizacijo . 13 3.1 Terms related to organization . 13
3.2 Izrazi v zvezi s sistemom vodenja . 14 3.2 Terms related to management system . 14
3.3 Izrazi v zvezi z zahtevami . 15 3.3 Terms related to requirement . 15
3.4 Izrazi v zvezi z izvedbo . 16 3.4 Terms related to performance . 16
3.5 Izrazi v zvezi z energijo . 20 3.5 Terms related to energy . 20
4 Kontekst organizacije . 21 4 Context of the organization . 21
4.1 Razumevanje organizacije in njenega 4.1 Understanding the organization and its
konteksta . 21 context . 21
4.2 Razumevanje potreb in pričakovanj 4.2 Understanding the needs and
zainteresiranih strani . 21 expectations of interested parties . 21
4.3 Opredeljevanje obsega sistema 4.3 Determining the scope of the energy
upravljanja z energijo . 21 management system . 21
4.4 Sistem upravljanja z energijo . 22 4.4 Energy management system . 22
5 Voditeljstvo . 22 5 Leadership . 22
5.1 Voditeljstvo in zavezanost . 22 5.1 Leadership and commitment . 22
5.2 Energetska politika . 23 5.2 Energy policy . 23
5.3 Vloge, odgovornosti in pooblastila 5.3 Organization roles, responsibilities and
organizacije . 24 authorities . 24
6 Planiranje . 24 6 Planning . 24
6.1 Ukrepi za obravnavanje tveganj in 6.1 Actions to address risks and opportunities
priložnosti . 24 . 24
6.2 Splošni cilji, energetski cilji in planiranje 6.2 Objectives, energy targets and planning
za njihovo doseganje . 25 to achieve them . 25
6.3 Energetski pregled . 26 6.3 Energy review . 26
6.4 Kazalniki energetske učinkovitosti . 27 6.4 Energy performance indicators . 27
6.5 Energijsko izhodišče . 27 6.5 Energy baseline . 27
6.6 Planiranje zbiranja energetskih 6.6 Planning for collection of energy data . 28
podatkov . 28
7 Podpora . 29 7 Support . 29
7.1 Viri . 29 7.1 Resources . 29
7.2 Kompetentnost . 29 7.2 Competence . 29
7.3 Ozaveščenost . 29 7.3 Awareness . 29
7.4 Komuniciranje . 29 7.4 Communication . 29
7.5 Dokumentirane informacije . 30 7.5 Documented information . 30
7.5.1 Splošno . 30 7.5.1 General . 30
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SIST EN ISO 50001 : 2018
7.5.2 Ustvarjanje in posodabljanje . 30 7.5.2 Creating and updating . 30
7.5.3 Obvladovanje dokumentiranih 7.5.3 Control of documented information . 31
informacij . 31
8 Delovanje . 31 8 Operation . 31
8.1 Planiranje in obvladovanje delovanja . 31 8.1 Operational planning and control . 31
8.2 Snovanje . 32 8.2 Design . 32
8.3 Naročanje . 32 8.3 Procurement . 32
9 Vrednotenje izvedbe . 33 9 Performance evaluation . 33
9.1 Nadzorovanje, merjenje, analiziranje ter 9.1 Monitoring, measurement, analysis and
vrednotenje energetske učinkovitosti in evaluation of energy performance and the
sistema upravljanja z energijo . 33 EnMS . 33
9.1.1 Splošno . 33 9.1.1 General . 33
9.1.2 Vrednotenje skladnosti z zakonskimi in 9.1.2 Evaluation of compliance with legal
drugimi zahtevami . 34 requirements and other requirements . 34
9.2 Notranja presoja . 34 9.2 Internal audit . 34
9.3 Vodstveni pregled . 35 9.3 Management review . 35
10 Izboljševanje . 36 10 Improvement . 36
10.1 Neskladnost in korektivni ukrepi . 36 10.1 Nonconformity and corrective action . 36
10.2 Nenehno izboljševanje . 36 10.2 Continual improvement . 36
Dodatek A (informativni): Napotki za Annex A (informative) Guidance for use . 37
uporabo . 37
Dodatek B (informativni) Primerjava med ISO Annex B (informative) Correspondence
50001:2011 in ISO 50001:2018 . 52 between ISO 50001:2011 and ISO
50001:2018 . 53
Literatura . 56 Bibliography . 56
Abecedni seznam izrazov . 57 Alphabetical list of terms . 57
4
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SIST EN ISO 50001 : 2018
Predgovor Foreword
Mednarodna organizacija za standardizacijo ISO (the International Organization for
(ISO) je svetovna zveza nacionalnih organov za Standardization) is a worldwide federation of
standarde (članov ISO). Mednarodne standarde national standards bodies (ISO member bodies).
praviloma pripravljajo tehnični odbori ISO. Vsak The work of preparing International Standards is
član, ki ga zanima področje, za katero je bil normally carried out through ISO technical
ustanovljen tehnični odbor, ima pravico biti committees. Each member body interested in a
zastopan v tem odboru. Pri delu sodelujejo tudi subject for which a technical committee has been
mednarodne vladne in nevladne organizacije, established has the right to be represented on that
povezane z ISO. V vseh zadevah, ki so committee. International organizations,
povezane s standardizacijo na področju governmental and non-governmental, in liaison
elektrotehnike, ISO tesno sodeluje z with ISO, also take part in the work. ISO
Mednarodno elektrotehniško komisijo (IEC). collaborates closely with the International
Electrotechnical Commission (IEC) on all matters
of electrotechnical standardization.
Postopki, uporabljeni pri razvoju tega The procedures used to develop this document
dokumenta, in postopki, predvideni za njegovo and those intended for its further maintenance are
nadaljnje vzdrževanje, so opisani v Direktivah described in the ISO/IEC Directives, Part 1. In
ISO/IEC, 1. del. Posebna pozornost naj se particular, the different approval criteria needed
nameni različnim kriterijem odobritve, potrebnim for the different types of ISO documents should
za različne vrste dokumentov ISO. Ta dokument be noted. This document was drafted in
je bil pripravljen v skladu z uredniškimi pravili accordance with the editorial rules of the ISO/IEC
Direktiv ISO/IEC, 2. del (glej Directives, Part 2 (see www.iso.org/directives).
www.iso.org/directives).
Opozoriti je treba na možnost, da je lahko nekaj Attention is drawn to the possibility that some of
elementov tega dokumenta predmet patentnih the elements of this document may be the subject
pravic. ISO ne prevzema odgovornosti za of patent rights. ISO shall not be held responsible
identifikacijo katerihkoli ali vseh takih patentnih for identifying any or all such patent rights. Details
pravic. Podrobnosti o morebitnih patentnih of any patent rights identified during the
pravicah, identificiranih med pripravo tega development of the document will be in the
dokumenta, bodo navedene v uvodu in/ali na Introduction and/or on the ISO list of patent
seznamu patentnih izjav, ki jih je prejela declarations received (see www.iso.org/patents).
organizacija ISO (glej www.iso.org/patents).
Morebitna trgovska imena, uporabljena v tem Any trade name used in this document is
dokumentu, so informacije za uporabnike in ne information given for the convenience of users
pomenijo podpore blagovni znamki. and does not constitute an endorsement.
Za razlago prostovoljne narave standardov, For an explanation of the voluntary nature of
pomena specifičnih pojmov in izrazov ISO, standards, the meaning of ISO specific terms and
povezanih z ugotavljanjem skladnosti, ter expressions related to conformity assessment, as
informacij o tem, kako ISO spoštuje načela well as information about ISO's adherence to the
Mednarodne trgovinske organizacije (WTO) v World Trade Organization (WTO) principles in the
Tehničnih ovirah pri trgovanju (TBT), glej Technical Barriers to Trade (TBT) see
www.iso.org/iso/foreword.html. www.iso.org/iso/foreword.html.
Ta dokument je pripravil tehnični odbor ISO/TC This document was prepared by Technical
301 Upravljanje in varčevanje z energijo. Committee ISO/TC 301, Energy management
and energy savings.
Ta druga izdaja standarda razveljavlja in This second edition cancels and replaces the first
nadomešča prvo izdajo (ISO 50001:2011), ki je edition (ISO 50001:2011), which has been
bila tehnično revidirana. technically revised.
Glavne spremembe v primerjavi s prejšnjo izdajo The main changes compared to the previous
so: edition are as follows:
5
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SIST EN ISO 50001 : 2018
sprejetje zahtev ISO za standarde sistemov adoption of ISO’s requirements for
vodenja, vključno s strukturo na višji ravni, management system standards, including a
identičnim osrednjim besedilom ter high-level structure, identical core text, and
skupnimi izrazi in definicijami, s čimer se common terms and definitions, to ensure a
zagotavlja visoka raven združljivosti z high level of compatibility with other
drugimi standardi sistemov vodenja, management system standards;
boljša povezanost s procesi strateškega better integration with strategic
vodenja, management processes;
pojasnitev strukture jezika in dokumentov, clarification of language and document
structure;
večji poudarek na vlogi najvišjega vodstva, stronger emphasis on the role of top
management;
sprejetje okvirnega vrstnega reda izrazov in adoption of context order for the terms and
njihovih definicij ter posodobitev nekaterih their definitions in Clause 3 and update of
definicij v točki 3, some definitions;
vključitev novih definicij, vključno z inclusion of new definitions, including
izboljševanjem energetske učinkovitosti, energy performance improvement;
pojasnitev izključitve vrst energije, clarification on exclusions of energy types;
pojasnitev "energetskega pregleda", clarification of "energy review";
uvedba koncepta normalizacije kazalnikov introduction of the concept of normalization
energetske učinkovitosti in s tem povezanih of energy performance indicators [EnPI(s)]
energijskih izhodišč, and associated energy baselines [EnB(s)];
dodane podrobnosti v zvezi s planom addition of details on the energy data
zbiranja energetskih podatkov in s tem collection plan and related requirements
povezanih zahtev (prej plan merjenja (previously energy measurement plan);
energije),
pojasnitev besedila, povezanega s kazalniki clarification of text related to energy
energetske učinkovitosti in energijskimi performance indicators [EnPI(s)] and
izhodišči, za boljše razumevanje teh energy baselines [EnB(s)] in order to
pojmov. provide a better understanding of these
concepts.
Morebitne povratne informacije ali vprašanja o Any feedback or questions on this document
tem dokumentu naj uporabnik naslovi na svoj should be directed to the user’s national
nacionalni organ za standarde. Popoln seznam standards body. A complete listing of these
teh organov se nahaja na bodies can be found at
www.iso.org/members.html. www.iso.org/members.html.
6
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SIST EN ISO 50001 : 2018
Uvod Foreword
0.1 Splošno 0.1 General
Namen tega dokumenta je omogočiti The aim of this document is to enable
organizacijam, da vzpostavijo sisteme in organizations to establish the systems and
procese, potrebne za nenehno izboljševanje processes necessary to continually improve
energetske učinkovitosti, vključno z energijsko energy performance, including energy efficiency,
učinkovitostjo ter rabo in porabo energije. Ta energy use and energy consumption. This
dokument opredeljuje zahteve za sistem document specifies the energy management
upravljanja organizacije z energijo. Uspešno system (EnMS) requirements for an organization.
izvajanje sistema upravljanja z energijo podpira Successful implementation of an EnMS supports
kulturo izboljševanja energetske učinkovitosti, ki a culture of energy performance improvement
je odvisna od zavezanosti vseh ravni v that depends upon commitment from all levels of
organizaciji, zlasti najvišjega vodstva. V mnogih the organization, especially top management. In
primerih to vključuje kulturne spremembe znotraj many instances, this involves cultural changes
organizacije. within an organization.
Ta dokument se uporablja za aktivnosti pod This document applies to the activities under the
nadzorom organizacije. Njegova uporaba je control of the organization. Its application can be
lahko prirejena tako, da ustreza posebnim tailored to fit the specific requirements of the
zahtevam organizacije, vključno s organization, including the complexity of its
kompleksnostjo njenih sistemov, stopnjo systems, degree of documented information and
dokumentiranih informacij in z razpoložljivimi viri. available resources. This document does not
Ta dokument se ne uporablja za proizvode, ki jih apply to product use by end-users outside of the
uporabljajo končni uporabniki zunaj obsega in scope and boundaries of the EnMS, nor does it
meja sistema upravljanja z energijo, niti se ne apply to product design outside of facilities,
uporablja za snovanje proizvodov zunaj equipment, systems or energy-using processes.
objektov, opreme, sistemov ali procesov, ki This document does apply to the design and
rabijo energijo. Se pa ta dokument uporablja za procurement of facilities, equipment, systems or
snovanje in naročanje objektov, opreme, energy-using processes within the scope and
sistemov ali procesov, ki rabijo energijo, znotraj boundaries of the EnMS.
obsega in meja sistema upravljanja z energijo.
Razvoj in izvajanje sistema upravljanja z Development and implementation of an EnMS
energijo vključuje energetsko politiko, splošne in includes an energy policy, objectives, energy
energetske cilje ter akcijske plane, povezane z targets and action plans related to its energy
njegovo energijsko učinkovitostjo ter rabo in efficiency, energy use, and energy consumption
porabo energije, ob izpolnjevanju veljavnih while meeting applicable legal requirements and
zakonskih in drugih zahtev. Sistem upravljanja z other requirements. An EnMS enables an
energijo omogoča organizaciji postaviti in doseči organization to set and achieve objectives and
splošne in energetske cilje, sprejeti ukrepe, energy targets, to take actions as needed to
potrebne za izboljševanje energetske improve its energy performance, and to
učinkovitosti, ter dokazati skladnost svojega demonstrate the conformity of its system to the
sistema z zahtevami tega dokumenta. requirements of this document.
0.2 Energetsko učinkovit pristop 0.2 Energy performance approach
Ta dokument določa zahteve za sistematičen, na This document provides requirements for a
podatkih in dejstvih temelječ proces, osredinjen systematic, data-driven and facts-based
na nenehno izboljševanje energetske process, focused on continually improving
učinkovitosti. Energetska učinkovitost je ključni energy performance. Energy performance is a
element, vključen v pojme, ki so uvedeni v ta key element integrated within the concepts
dokument, zato, da bi se sčasoma zagotovili introduced in this document in order to ensure
uspešni in merljivi rezultati. Energetska effective and measurable results over time.
učinkovitost je pojem, povezan z energijsko Energy performance is a concept which is
učinkovitostjo ter rabo in porabo energije. related to energy efficiency, energy use and
Kazalniki energetske učinkovitosti in energijska energy consumption. Energy performance
7
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SIST EN ISO 50001 : 2018
izhodišča sta dva med seboj povezana indicators (EnPIs) and energy baselines (EnBs)
elementa, obravnavana v tem dokumentu, da bi are two interrelated elements addressed in this
organizacijam omogočila izkazovati izboljše- document to enable organizations to
vanje energetske učinkovitosti. demonstrate energy performance improvement.
0.3 Cikel "planiraj-izvedi-preveri-ukrepaj" 0.3 Plan-Do-Check-Act (PDCA) cycle
(PDCA)
Sistem upravljanja z energijo, opisan v tem The EnMS described in this document is based
dokumentu, temelji na metodologiji nenehnega on the Plan-Do-Check-Act (PDCA) continual
izboljševanja, imenovani "planiraj-izvedi-preveri- improvement framework and incorporates energy
ukrepaj" (PDCA), ki upravljanje z energijo management into existing organizational
vključuje v obstoječo prakso organizacije, kot practices, as illustrated in Figure 1.
kaže slika 1.
V okviru upravljanja z energijo je mogoče pristop In the context of energy management, the PDCA
PDCA na kratko opisati kot: approach can be outlined as follows.
Planiraj: razumi kontekst organizacije, Plan: understand the context of the
vzpostavi energetsko politiko in ustanovi organization, establish an energy policy and
skupino za upravljanje z energijo, razmisli o an energy management team, consider
ukrepih za obravnavanje tveganj in actions to address risks and opportunities,
priložnosti, izvajaj energetski pregled, conduct an energy review, identify
identificiraj pomembne rabe energije in significant energy uses (SEUs) and
določi kazalnike energetske učinkovitosti, establish energy performance indicators
energijsko(-a) izhodišče(-a), splošne in (EnPIs), energy baseline(s) (EnBs),
energetske cilje ter akcijske plane, potrebne objectives and energy targets, and action
za doseganje rezultatov, ki bodo izboljšali plans necessary to deliver results that wil
...
SLOVENSKI STANDARD
oSIST prEN ISO 50001:2017
01-oktober-2017
Sistemi upravljanja z energijo - Zahteve z navodili za uporabo (ISO/DIS 50001:2017)
Energy management systems - Requirements with guidance for use (ISO/DIS
50001:2017)
Energiemanagementsysteme - Anforderungen mit Anleitung zur Anwendung (ISO/DIS
50001:2017)
Systèmes de management de l'énergie - Exigences et recommandations de mise en
oeuvre (ISO/DIS 50001:2017)
Ta slovenski standard je istoveten z: prEN ISO 50001
ICS:
03.100.70 Sistemi vodenja Management systems
27.015 (QHUJLMVNDXþLQNRYLWRVW Energy efficiency. Energy
2KUDQMDQMHHQHUJLMHQD conservation in general
VSORãQR
oSIST prEN ISO 50001:2017 en,fr,de
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.
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oSIST prEN ISO 50001:2017
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oSIST prEN ISO 50001:2017
DRAFT INTERNATIONAL STANDARD
ISO/DIS 50001
ISO/TC 301 Secretariat: ANSI
Voting begins on: Voting terminates on:
2017-08-22 2017-11-13
Energy management systems — Requirements with
guidance for use
Systèmes de management de l’énergie — Exigences et recommandations de mise en oeuvre
ICS: 27.015; 03.100.70
THIS DOCUMENT IS A DRAFT CIRCULATED
This document is circulated as received from the committee secretariat.
FOR COMMENT AND APPROVAL. IT IS
THEREFORE SUBJECT TO CHANGE AND MAY
NOT BE REFERRED TO AS AN INTERNATIONAL
STANDARD UNTIL PUBLISHED AS SUCH.
IN ADDITION TO THEIR EVALUATION AS
ISO/CEN PARALLEL PROCESSING
BEING ACCEPTABLE FOR INDUSTRIAL,
TECHNOLOGICAL, COMMERCIAL AND
USER PURPOSES, DRAFT INTERNATIONAL
STANDARDS MAY ON OCCASION HAVE TO
BE CONSIDERED IN THE LIGHT OF THEIR
POTENTIAL TO BECOME STANDARDS TO
WHICH REFERENCE MAY BE MADE IN
Reference number
NATIONAL REGULATIONS.
ISO/DIS 50001:2017(E)
RECIPIENTS OF THIS DRAFT ARE INVITED
TO SUBMIT, WITH THEIR COMMENTS,
NOTIFICATION OF ANY RELEVANT PATENT
RIGHTS OF WHICH THEY ARE AWARE AND TO
©
PROVIDE SUPPORTING DOCUMENTATION. ISO 2017
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oSIST prEN ISO 50001:2017
ISO/DIS 50001:2017(E)
COPYRIGHT PROTECTED DOCUMENT
© ISO 2017, Published in Switzerland
All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized otherwise in any form
or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, without prior
written permission. Permission can be requested from either ISO at the address below or ISO’s member body in the country of
the requester.
ISO copyright office
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Tel. +41 22 749 01 11
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copyright@iso.org
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ii © ISO 2017 – All rights reserved
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oSIST prEN ISO 50001:2017
ISO/DIS 50001:2017(E)
21 Contents Page
22 Foreword . vii
23 Introduction . viii
24 0.1 General . viii
25 1 Scope . 2
26 2 Normative references . 2
27 3 Terms and definitions . 2
28 3.1 Terms related to the organization . 2
29 3.2 Terms related to the management system . 3
30 3.3 Terms related to requirement . 4
31 3.4 Terms related to performance . 5
32 4 Context of the organization . 9
33 4.1 Understanding the organization and its context. 9
34 4.2 Understanding the needs and expectations of interested parties . 9
35 4.3 Determining the scope and boundaries of the energy management system . 9
36 4. 4 Energy management system . 10
37 5 Leadership . 10
38 5.1 Leadership and commitment . 10
39 5.2 Energy policy . 11
40 5.3 Organization roles, responsibilities and authorities . 11
41 6. Planning . 12
42 6.1 General . 12
43 6.2 6.1 Actions to address risks and opportunities . 12
44 6.3 Energy review . 12
45 6.4 Energy performance indicators . 13
46 6.5 Energy baseline . 13
47 6.6 6.2 ObjectivesObjectives, energy targets and planning to achieve them . 14
48 6.7 Planning for energy data collection . 14
49 7. Support . 15
50 7.1 Resources . 15
51 7.2 Competence . 15
52 7.3 Awareness . 16
53 7.4 Communication . 16
54 7.5 Documented information . 16
55 7.5.1 General . 16
56 7.5.2 Creating and updating . 17
57 7.5.3 Control of documented information . 17
58 8. Operation . 17
59 8.1 Operational planning and control . 17
60 8.2 Design . 18
61 8.3 Procurement . 18
62 9. Performance evaluation . 18
63 9.1 Monitoring, measurement, analysis and evaluation for energy performance and the EnMS . 18
64 9.2 Evaluation of compliance with legal and other requirements . 19
65 9.3 9.2 Internal EnMS audit . 19
66 9.4 9. 3 Management review . 20
67 10 Improvement . 21
68 10.1 Nonconformity and corrective action . 21
© ISO 2017 – All rights reserved v
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oSIST prEN ISO 50001:2017
ISO/DIS 50001:2017(E)
69 10.2 Continual improvement . 22
70 Annex A (Informative) Guidance for Use . 23
71 A.1 General . 23
72 A.2 RelationshipRelationship between energy performance and the EnMS . 23
73 A.3 Clarification of terminology . 24
74 A.4 Context of the organization . 24
75 A.5 Leadership . 25
76 A.5.1 Top management . 25
77 A.5.2 Energy policy . 25
78 A.6 Planning . 25
79 A.6.1 General . 25
80 A.6.2 Actions to address risks and opportunities . 26
81 A.6.3 Energy review . 26
82 A.6.4 EnPIs . 27
83 A.6.5 Energy baseline . 28
84 A.6.6 Objectives, targets, and planning to achieve them . 28
85 A.6.7 Planning for energy data . 28
86 A.7 Support . 29
87 A.7.1 Resources . 29
88 A.7.2 Competence . 29
89 A.7.3 Awareness . 29
90 A.7.4 Communication . 29
91 A.7.5 Documented information . 29
92 A.8 Operations . 29
93 A.8.1 Operational planning and control . 29
94 A.8.2 Design . 29
95 A.8.3 Procurement . 29
96 A.9 Performance evaluation . 30
97 A.9.1 Monitoring, measurement, analysis and evaluation for the EnMS and energy performance . 30
98 A.9.2 Evaluation of compliance with legal and other requirements . 30
99 A.9.3 Internal audit . 30
100 A.9.4 Management review . 30
101 A.10 Improvement . 30
102 A.11 Energy performance improvement . Error! Bookmark not defined.
103 Annex B (informative) Correspondence of ISO 50001:2018 to ISO 50001:2011 . 31
104 Alphabetical list of terms. 35
105 Bibliography. 36
106
vi © ISO 2017 – All rights reserved
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oSIST prEN ISO 50001:2017
ISO/DIS 50001:2017(E)
107 Foreword
108 ISO (the International Organization for Standardization) is a worldwide federation of national
109 standards bodies (ISO member bodies). The work of preparing International Standards is normally
110 carried out through ISO technical committees. Each member body interested in a subject for which a
111 technical committee has been established has the right to be represented on that committee.
112 International organizations, governmental and non-governmental, in liaison with ISO, also take part in
113 the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all
114 matters of electrotechnical standardization.
115 The procedures used to develop this document and those intended for its further maintenance are
116 described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for the
117 different types of ISO documents should be noted. This document was drafted in accordance with the
118 editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives).
119 Attention is drawn to the possibility that some of the elements of this document may be the subject of
120 patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of
121 any patent rights identified during the development of the document will be in the Introduction and/or
122 on the ISO list of patent declarations received (see www.iso.org/patents).
123 Any trade name used in this document is information given for the convenience of users and does not
124 constitute an endorsement.
125 For an explanation on the voluntary nature of standards, the meaning of ISO specific terms and
126 expressions related to conformity assessment, as well as information about ISO's adherence to the
127 World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT), see the following
128 URL: www.iso.org/iso/foreword.html.
129 This document was prepared by Technical Committee ISO/TC 301 Energy management and energy
130 savings.
131 This second edition cancels and replaces the first edition (ISO 50001:2011), which has been technically
132 revised.
133 The main changes compared to the previous edition are as follows:
134 Adoption of the Annex SL Annex 2, High Level Structure (HLS) text to ensure a high level of
135 compatibility with other management system standards;
136 Clarify of language and organization;
137 Definitions in Section 3 are in context order;
138 Energy Review has been clarified;
139 Normalization of EnPI(s) and associated EnB(s);
140 Clarification on the energy data collection plan and related requirements (previously energy
141 measurement plan);
142 EnPI and EnB text has been clarified to provide a better understanding of these concepts.
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143 Introduction
144 0.1 General
145 The aim of this document is to enable organizations to establish the systems and processes
146 necessary to continually improve energy performance, including energy use, energy consumption,
147 and energy efficiency. Successful implementation of an energy management system (EnMS) requires a
148 culture of energy performance and in many instances this involves cultural change within an
149 organization. It also depends upon commitment from all levels and functions of the organization,
150 especially top management. This document applies to the activities under the control of the
151 organization. Its application can be tailored to fit the specific requirements of the organization,
152 including the complexity of its systems, degree of documented information and available resources.
153 This document does not apply to product use by end-users outside of the scope and boundaries of the
154 EnMS, nor does it apply to the product design outside of facilities, equipment, systems or energy-using
155 processes. This document does apply to the design and procurement of facilities, equipment, systems
156 or energy-using processes within the scope and boundaries of the EnMS.
157
158 This document specifies the EnMS requirements for an organization. These include development and
159 implementation of an energy policy, objectives, energy targets, and action plans related to its energy
160 use, energy consumption, and energy efficiency while meeting applicable legal and other
161 requirements. An EnMS enables an organization to set and achieve objectives and energy targets,
162 take action as needed to improve its energy performance and to demonstrate the conformity of the
163 system to the requirements of this document.
164
165 0.2 Energy Performance approach
166 This document provides requirements for a systematic, data-driven process, focused on continually
167 improving energy performance. Energy performance is a key element integrated within the concepts
168 introduced in this document in order to ensure effective results based on comparable measurements
169 across time. Energy performance is a broad concept which is related to energy consumption, energy
170 use and energy efficiency. Energy performance indicators (EnPIs) and energy baselines (EnBs) are two
171 interrelated elements addressed in this document means to enable organizations to demonstrate
172 energy performance improvement.
173 0.3 Plan-Do-Check-Act cycle
174 Energy management described in this document is based on the Plan Do Check Act (PDCA)
175 continual improvement framework and incorporates energy management into existing organizational
176 practices, as illustrated in Figure 1.
177
178 In the context of energy management, the PDCA approach can be outlined
179 asfollows:
180
181 ⎯ Plan: understand the context of the organization, establish an energy policy, an energy
182 management team, consider actions to address risks and opportunities, conduct the
183 energy review, establish the energy performance indicators (EnPIs), energy baseline(s)
184 (EnBs), objectives and energy targets, and action plans necessary to deliver results that
185 will improve energy performance in accordance with the organization's energy policy;
186 ⎯ Do: implement the action plans, operational and maintenance controls, and communication,
187 ensure competence and consider energy performance in design and procurement;
188 ⎯ Check: monitor, measure, analyze, evaluate, audit and conduct management review(s) of energy
189 performance and the EnMS;
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190 ⎯ Act: take actions to address nonconformities and continually improve energy performance
191 and the EnMS.
192
193
194
195
196 Figure 1 Plan Do Check Act Cycle
197
198 0.4 Compatibility with other management system standards
199 This document incorporates the common elements of ISO Directive 1 Annex SL High Level Structure,
200 thereby ensuring a high level of compatibility with other management system standards. This
201 document can be used independently, but an organization can also choose to combine its EnMS with
202 other management systems, or integrate its EnMS in the achievement of other business, environmental
203 or social objectives. Two organizations carrying out similar operations, but having different energy
204 performance, can both conform to the requirements of ISO 50001. An organization can choose the
205 order in which to implement and maintain the requirements.
206
207 This document contains the requirements used to assess conformity. An organization that wishes to
208 demonstrate conformity with this document can do so by:
209 — making a self-determination and self-declaration, or
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210 — seeking confirmation of its conformance or self-declaration by interested parties, such as
211 customers, or
212 — seeking certification/registration of its energy management system by an external
213 organization.
214
215 In this document, the following verbal forms are used:
216 — “shall” indicates a requirement;
217 — “should” indicates a recommendation;
218 — “may” indicates a permission;
219 — “can” indicates a possibility or a capability.
220
221 Information marked as “NOTE” is intended to assist the understanding or use of the document. “Notes
222 to entry” used in Clause 3 provide additional information that supplements the terminological data and
223 can contain requirements relating to the use of a term.
224
225 0.5 Benefits of ISO 50001
226 Effective implementation of ISO 50001 can transform the way organizations manage energy, offering a
227 systematic approach to improvement of energy performance over time. The standard has value as a
228 best practice model for strategic management of energy and associated costs.
229 ISO 50001 is:
230 Business-friendly: energy and cost savings based on a proven management framework;
231 Globally relevant: developed by over 50 countries, many of whom have implemented supporting
232 policies and programs;
233 Transformational: embeds energy best practices into any organization, allowing continual
234 improvement in energy performance and therefore overall productivity.
235 Most importantly, by embedding energy management as an integral business practice, companies
236 ensure that energy performance improvement opportunities are continually realized and energy
237 performance improvements endure and grow over time.
238 Energy management systems have an important role in accelerating climate change actions in support
239 of United Nations climate change agreements. Standards related to energy management have a critical
240 role in helping meet climate goals by promoting energy performance improvements while providing
241 transparency, reliability and accountability.
242 Broad implementation of the ISO 50001 standard across the commercial, industrial, and services
243 sectors may achieve significant energy performance improvement for individual organizations while
244 driving progress towards meeting climate actions globally.
245 BLUE text in this document is high-level structure ISO/IEC Directive 1 Annex SL Annex 2 text or
246 template ISO text and justification is required for changes. The BLACK text is discipline specific text
247 from ISO/TC 301. Colour text will not be used after the Draft International Standard (DIS) stage,
248 at that time all text will be black. Items in the high-level structure that are to be deleted are shown in
249 strikeout through the DIS stage. Drafting rules of ISO/IEC Directive 2 will be followed.
250
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251 Energy management systems — Requirements with guidance for use
252 1 Scope
253 This document specifies requirements for establishing, implementing, maintaining and improving an
254 energy management system, and its aim is to enable an organization to follow a systematic approach
255 in achieving continual improvement of energy performance.
256
257 This document:
258 a) is applicable to any organization regardless of its type, size, complexity, geographical
259 location, culture, or the products and services it provides;
260 b) is applicable to activities affecting energy performance that are managed and controlled by the
261 organization;
262 c) is applicable irrespective of the types of energy and quantity of energy consumed;
263 d) does not define specific levels of required energy performance improvement, but requires
264 demonstration of continual improvement by determination of energy performance;
265 e) can be used independently, or be aligned or integrated with other management systems.
266
267 Annex A provides informative guidance on this document. Annex B provides a comparison of this
268 edition to the previous edition, ISO 50001:2011.
269 2 Normative references
270 There are no normative references cited for this document. This clause is included in order to retain
271 clause numbering identical with other ISO management system standards.
272 3 Terms and definitions
273 For the purposes of this document, the following terms and definitions apply.
274 ISO and IEC maintain terminological databases for use in standardization at the following addresses:
275 • IEC Electropedia: available at http://www.electropedia.org/
276 • ISO Online browsing platform: available at http://www.iso.org/obp
277 NOTE: For alphabetical order of terms see the Alphabetical List of terms.
278 3.1 Terms related to the organization
279 3.1.1 3.1
280 organization
281 person or group of people that has its own functions with responsibilities, authorities and relationships
282 to achieve its objectives (3.4.13)
283 Note 1 to entry: The concept of organization includes, but is not limited to, sole-trader, company, corporation,
284 firm, enterprise, authority, partnership, charity or institution, or part or combination thereof, whether
285 incorporated or not, public or private.
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