Standard Guide for Selection and Use of Etching Solutions to Delineate Structural Defects in Silicon

SCOPE
1.1 This guide covers the formulation, selection, and use of chemical solutions developed to reveal structural defects in silicon wafers. Etching solutions identify crystal defects that adversely affect the circuit performance and yield of silicon devices. Sample preparation, temperature control, etching technique, and choice of etchant are all key factors in the successful use of an etching method. This guide provides information for several etching solutions and allows the user to select according to the need. For further information see Appendix X1 and Figs. 1-32. For a test method for counting preferentially etched or decorated surface defects in silicon wafers see Test Method F 1810.
1.2 This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety and health practices and determine the applicability of regulatory limitations prior to use.

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ASTM F1809-97 - Standard Guide for Selection and Use of Etching Solutions to Delineate Structural Defects in Silicon
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NOTICE: This standard has either been superceded and replaced by a new version or discontinued.
Contact ASTM International (www.astm.org) for the latest information.
Designation: F 1809 – 97
Standard Guide for
Selection and Use of Etching Solutions to Delineate
Structural Defects in Silicon
This standard is issued under the fixed designation F 1809; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (e) indicates an editorial change since the last revision or reapproval.
1. Scope
1.1 This guide covers the formulation, selection, and use of
chemical solutions developed to reveal structural defects in
silicon wafers. Etching solutions identify crystal defects that
adversely affect the circuit performance and yield of silicon
devices. Sample preparation, temperature control, etching tech-
nique, and choice of etchant are all key factors in the successful
use of an etching method. This guide provides information for
several etching solution and allows the user to select according
to the need. For further information see Appendix X1and Figs.
1-32 . For a test method for counting preferentially etched or
decorated surface defects in silicon wafers see Test Method
F 1810.
FIG. 1 Secco Etch With Agitation, Oxidation Stacking Fault,
1.2 This standard does not purport to address all of the
1000x, [100], (1100°C Steam, 80 minutes), ;4 μm removal.
safety concerns, if any, associated with its use. It is the
responsibility of the user of this standard to establish appro-
during its growth or induced by electronic device processing
priate safety and health practices and determine the applica-
can affect the performance of the circuitry fabricated on that
bility of regulatory limitations prior to use.
wafer. These defects take the form of dislocations, slip,
stacking faults, shallow pits, or precipitates.
2. Referenced Documents
3.2 The exposure of the various defects found on or in a
2.1 ASTM Standards:
2 silicon wafer is often the first critical step in evaluating wafer
D 5127 Practice for Electronic Grade Water
quality or initiating failure analysis of an errant device struc-
F 1725 Guide for Analysis of Crystallographic Perfection in
3 ture. Etching often accomplishes this task.
Silicon Ingots
F 1726 Guide for Analysis of Crystallographic Perfection in
4. Interferences
Silicon Wafers
4.1 Complicating factors are different for each etchant.
F 1727 Practice for Detection of Oxidation Induced Defects
Research the choice of etchants in advance to ensure the
in Polished Silicon Wagers
F 1810 Method for Counting Preferentially Etched or Deco-
rated Surface Defects in Silicon Wafers
2.2 SEMI Specifications:
SEMI C-1 Specification for Reagents
3. Significance and Use
3.1 Structural defects formed in the bulk of a silicon wafer
This guide is under the jurisdiction of ASTM Committee F01 on Electronics
and is the direct responsibility of Subcommittee F01.06 on Silicon Materials and
Process Control.
Current edition approved June 10, 1997. Published August 1997.
Annual Book of ASTM Standards, 11.01
Annual Book of ASTM Standards, Vol 10.05.
FIG. 2 Secco Etch With Agitation, Oxidation Stacking Fault, 400x,
Available from Semiconductor Equipment and Materials International, 805 E.
Middlefield Rd., Mountain View, CA 94043. [100], (1100°C Steam, 80 minutes), ;4 μm removal.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959, United States.
NOTICE: This standard has either been superceded and replaced by a new version or discontinued.
Contact ASTM International (www.astm.org) for the latest information.
F 1809
FIG. 3 Secco Etch Without Agitation, Flow Pattern Defect 200x, FIG. 6 Secco Etch With Agitation, Scratch Induced Oxidation
[100], ;8 μm removal. Stacking Faults, 100x, [100], (1100°C Steam, 80 minutes), ;15 μm
removal.
FIG. 4 Secco Etch With Agitation, Expitaxial Stacking Fault, 150x,
[100], ;4 μm removal. FIG. 7 Wright Etch With Agitation, Damaged Induced Oxidation
Stacking Fault, 1000x, [100], (1100°C Steam, 80 minutes).
FIG. 5 Secco Etch With Agitation, Bulk Oxidation Stacking Fault,
200x, [100], (1100°C Steam, 80 minutes), ;15 μm removal. FIG. 8 Wright Etch With Agitation, Bulk Oxidation Stacking Fault,
500x, [100], (1100°C Steam, 80 minutes).
method and solution are compatible with the sample and
objectives. Commonly encountered problems are:
4.1.4 Any solution in which the oxidation rate is greater
4.1.1 Inadvertent etching through the denuded zone of an
oxidized sample delineates irrelevant bulk defects instead of than the oxide dissolution rate may form oxide layers that slow
or even quench the etching process. The presence of these
the surface oxidation induced stacking faults (OISF) expected.
4.1.2 Accelerated etching and etching artifacts can result oxide layers (especially for N+ and P+ material) obstructs the
from excessive solution heating during the etching process. interpretation of etched defects. Before evaluation, remove any
4.1.3 Insufficient agitation, bubble formation or particles in surface oxides.
the etching solution can generate artifacts on the silicon surface 4.1.5 The wafer surface becomes rougher with longer etch
that mimic actual defects. Insufficient agitation can alter the time. This rougher surface does not prevent evaluation under
etching rate, increasing or decreasing it depending upon the the microscope, but it greatly reduces the effectiveness of
formulation. visual inspection under bright light.
NOTICE: This standard has either been superceded and replaced by a new version or discontinued.
Contact ASTM International (www.astm.org) for the latest information.
F 1809
FIG. 9 Wright Etch With Agitation, Scratch Induced Oxidation FIG. 12 Wright Etch With Agitation, Oxidation Induced Stacking
Stacking Faults, 500x, Boron Doped [100], (1100°C Steam, 80 Faults, 500x, [111], (1100°C Steam, 80 minutes).
minutes).
FIG. 13 Wright Etch With Agitation, Slip Dislocations, 500x, [111].
FIG. 10 Wright Etch With Agitation, Scratch Induced Oxidation
Stacking Fault, 500x, Antimony Doped, [100], (1100°C Steam, 80
minutes).
FIG. 14 Wright Etch With Agitation, Slip Dislocations, 200x, [100].
FIG. 11 Wright Etch With Agitation, Oxidation Stacking Fault,
needs for the various etching solutions. Systems range from a
500x, Low Resistivity Boron Doped, [100], (1100°C Steam, 80
minutes). simple beaker to large etching tanks complete with nitrogen
bubblers, temperature control and nitrous oxide and hydrofluo-
4.1.6 Etching solutions can generate false pits that are not
ric acid (HF) scrubbers.
associated with defects.
5.1.1 For larger samples (wafers or slugs), use large etching
4.1.7 The samples must be free of work damage, contami-
tanks with nitrogen bubble agitation or ultrasonic agitation.
nation, and other complicating residues. Clean, specular sur-
Most of the etchant solutions listed work more effectively with
faces are suitable for metallographic examination and provide
the aid of agitation. Heat exchangers or just the thermal mass
the best results. Surfaces examined should be flat with parallel
of the solution can control temperature. Large volumes of acid
faces, to simplify microscope inspection.
heat more slowly and allow an intrinsic form of temperature
5. Apparatus
control. To reduce heating effects, maintain 1 L of solution for
5.1 No standard apparatus or facility satisfies the universal each 1 000 cm of sample surface area.
NOTICE: This standard has either been superceded and replaced by a new version or discontinued.
Contact ASTM International (www.astm.org) for the latest information.
F 1809
FIG. 15 Wright Etch With Agitation, Shallow Pits (Haze), 500x, FIG. 18 Copper-3 Etch With Agitation, Shallow Pits (Haze), 500x,
Boron Doped [100], (1100°C Steam, 80 minutes). p type, 10 ohm-cm, [111], (1100°C Steam, 80 minutes), 2 μm
removal
FIG. 16 Wright Etch, Etching Stain-Artifact, 200x, Boron Doped.
FIG. 19 Copper-3 Etch Without Agitation, Oxidation Stacking
Fault, 1000x, p type, 10 ohm-cm, [111], (1100°C Steam, 80
minutes), 1 μm removal.
FIG. 17 Copper-3 Etch With Agitation, Oxidation Stacking Fault,
500x, p type, 10 ohm-cm, [100] (1100°C Steam, 80 minutes), 2 μm
removal.
FIG. 20 Copper-3 Etch Without Agitation, Oxidation Stacking
Fault, 1000x, p type, 10 ohm-cm, [100], (1100°C Steam, 80
5.1.2 Maintain proper environmental controls. Make provi-
minutes), 1 μm removal.
sions to dispose of nitrous oxides, HF fumes, and any solid
wastes evolved whatever system is chosen. Chromium and
6.2 Purity of Water—Reference to water means either
copper-based etching solutions produce solid waste and gas-
eous byproducts. Chromium-free etching solutions produce no distilled or deionized water, meeting the requirements of Type
I water as defined by Guide D 5127.
measurable solid waste but do generate nitrous oxides and HF
fumes. 6.3 Volume of components describes all solutions in parts of
a standard assay. The formulas give solid or dissolved compo-
6. Reagents and Materials
nents in grams per 100 mm of total solution.
6.1 All chemicals for which such specifications exist shall 6.4 All formulations employ a Standard Solution Conven-
conform to SEMI Specification C-1. tion (SSC) that specifies each solution component as an
NOTICE: This standard has either been superceded and replaced by a new version or discontinued.
Contact ASTM International (www.astm.org) for the latest information.
F 1809
FIG. 21 Copper-3 Etch Without Agitation, Dislocations, 500x, p FIG. 24 Copper-3 Etch Without Agitation, Slip Dislocations, 100x,
type, 10 ohm-cm [111], 10 μm removal. p type, 10 ohm-cm, [100], 10 μm removal.
FIG. 22 Copper-3 Etch Without Agitation, Dislocations, 500x, p FIG. 25 Modified Dash Etch, Oxidation Induced Stacking Faults
type, 10 ohm-cm, [100], 10 μm removal. and Dislocations, 400x, [100], p type, 10 ohm-cm, (1100°C, O ,8
hour), ;4 μm removal.
FIG. 23 Copper-3 Etch Without Agitation, Slip Dislocations, 100x,
p type, 10 ohm-cm, [111], 10 μm removal. FIG. 26 Modified Dash Etch, Oxidation Induced Stacking Faults
and Dislocations, 400x, [111], n type, 10 ohm-cm, (1100°C, O ,8
hour), ;4 μm removal.
acceptable assay 6 some tolerance. Formulations of the stan-
7. Hazards
dard assay follow this example: A HF/HNO /Acetic solution,
7.1 The chemicals used in these etching solutions are
in the 1:1:2 ratio is the same as 25 %(49 %HF) + 25 %(70
potentially harmful. Handle and use them in a chemical
%HNO + 50 %(glacial acetic) by volume. The specified
exhaust fume hood, with the utmost care.
chemicals shall have the following nominal assay:
7.2 Hydrofluoric acid solutions are particularly hazardous.
Chemical Assay, %
7.3 Release of chromic acid or solutions of chromic acid
Acetic acid, glacial > 99.7
into domestic sewer systems is usually not allowed. Chromates
Chromium trioxide > 98
are extreme biological and ecological hazards. Chromic acid is
Copper nitrate > 98
Hydrofluoric acid 49 6 0.25 a strong oxidizing agent and should not contact organic
Nitric acid 70 to 71
solvents or other easily oxidized materials.
NOTICE: This standard has either been superceded and replaced by a new version or discontinued.
Contact ASTM International (www.astm.org) for the latest information.
F 1809
FIG. 27 Modified Dash Etch, Oxidation Induced Stacking Faults, FIG. 30 Modified Dash Etch, Slip Dislocations, Epitaxial Stacking
400x, [100], p type, 0.007 ohm-cm, (1100°C, O , 8 hour), ;5μm Faults and Shallow Pits, n/n+ Epitaxy, 400x, [111], ;4μm
removal. removal.
FIG. 28 Modified Dash Etch, Oxidation Induced Stacking Faults, FIG. 31 Modified Dash Etch, Damage Induced Slip Dislocations, p
400x, [100], p type, <0.02 ohm-cm, (1100°C, O , 8 hour), ;5μm type, 400x, [100], (1100°C, O , 1 min), ;4 μm removal.
2 2
removal.
FIG. 32 Modified Dash Etch, Damage Induced Slip Dislocations, n
FIG. 29 Modified Dash Etch, Slip Dislocations p/p+ Epitaxy, 400x, type, 400x, [111], (1100°C, O , 1 min), ;4 μm removal.
[100], ;4 μm removal.
published references and suggested applications. Each solution
has advantages and disadvantages and this guide does not
7.4 Safety or protective gear should be worn while handling
endorse one in favor of another. Selection of an etchant
these acid solutions or their components. Safety requirements
solution should be based upon: etch rate, etchant life, solution
vary, but the essentials are: plastic gloves, safety glasses, face
heating, environmental harm, ease of interpretation, and range
shield, acid gown, and shoe covers. The handling of large
of use.
quantities of powdered chromic acid may require a respirator
or other breathing apparatus. NOTE 1—Although this guide does not require a specific solution,
attempt to use chromium-free etches when possible for environmental
8. Procedure
reasons.
8.1 Selection of Etching Solutions: 8.1.2 The following tables show two broad categories of
8.1.1 Table 1 and Table 2 contain a partial list of the many solutions. The first, Table 1, is the group of solutions that
NOTICE: This standard has either been superceded and replaced by a new version or discontinued.
Contact ASTM International (www.astm.org) for the latest information.
F 1809
contain chromium compounds. These do well for their in- process or occurring naturally due to exposure to air.
tended application but can be harmful to the environment. Use
8.2.2 Immediately before defect etching, submerge the
these highly contaminated etching solutions with caution.
sample in concentrated HF solution for 1 min or until the
Release into the environment of hexavalent chromium waste is
surface becomes hydrophobic to remove surface oxide layers.
a recognized hazard. Exposure can cause cancer. The second
8.2.3 Rinse and hold the samples in deionized water until
group inTable 2 lists the chromium-free etching solutions.
transferred to the etching solution.
Although uses may be limited, they should be considered
8.3 Defect Etching:
whenever appropriate.
8.3.1 As stated in Section 5, no standard design for etching
8.1.3 Investigate local environmental and safety require-
systems exists. This example describes a simple system:
ments before selecting an etchant solution. Identify the sample
8.3.1.1 Place the specimen in the bottom of a Hf-proof
orientation, type, resistivity level, and primary defects of
interest; this information helps the user in ranking the various beaker with the surface to be inspected facing upward.
possible solutions and then in selecting the most appropri
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