Semiconductor devices - Integrated circuits - Part 23-1: Hybrid integrated circuits and film structures - Manufacturing line certification - Generic specification

Applies to high quality hybrid integrated circuits (with films) incorporating special customer quality and reliability requirements. Hybrid integrated circuits may be fully or partly completed. Partly completed devices are those that may be supplied to customers for further processing.

General Information

Status
Published
Publication Date
14-May-2002
Technical Committee
Drafting Committee
Current Stage
PPUB - Publication issued
Start Date
15-May-2002
Completion Date
15-Jun-2002
Ref Project

Overview

IEC 60748-23-1:2002 is an International Electrotechnical Commission (IEC) generic specification for manufacturing line certification of high‑quality hybrid integrated circuits and film structures. The standard applies to hybrid integrated circuits (full or partly completed) that incorporate special customer quality and reliability requirements, and it provides a framework for documenting, qualifying and certifying production lines used to produce these semiconductor devices.

Key topics and requirements

The standard covers a broad set of technical and quality topics relevant to hybrid ICs and film structures, including:

  • Definitions and normative references that establish vocabulary and mandatory cross‑references for certification activities.
  • Manufacturing line certification process and generic specification scope for high‑quality hybrid integrated circuits (with films).
  • Qualification and reliability testing guidance (environmental tests, electrical tests, burn‑in and life‑test procedures) to demonstrate product robustness.
  • Mechanical and packaged device tests, inspection and acceptance criteria for parts, assemblies and film structures.
  • Test and measurement procedures and sampling rules for production and qualification testing.
  • Documentation and traceability requirements (drawn from the publication’s structure and references).
  • Quality assessment and continual improvement processes for manufacturing lines, including guidance for supplier/customer interactions and line audits.
  • Marking, product identification and delivery conditions for fully and partly completed devices.

The content emphasizes practical certification parameters rather than only product specifications - for example, methods for assessing production line capability and evidence required to confirm compliance with agreed quality and reliability levels.

Applications and practical value

IEC 60748-23-1 is intended to be used to:

  • Certify a manufacturing line prior to or during production of high‑quality hybrid ICs and film‑based structures.
  • Provide a common baseline for supplier–customer agreements where special reliability and quality needs exist.
  • Guide quality engineers and test laboratories in establishing qualification test plans, sampling regimes and acceptance criteria.
  • Support product audit, traceability and continual improvement programs for hybrid semiconductor manufacturing.

Using this standard helps reduce ambiguity in contractual quality expectations, improves reproducibility of qualification testing, and streamlines acceptance of partly completed devices supplied for further processing.

Who should use this standard

  • Quality and reliability engineers in semiconductor and hybrid‑module manufacturers
  • Production managers and process engineers responsible for manufacturing line certification
  • Suppliers and customers needing a common certification basis for hybrid ICs and film structures
  • Test laboratories and auditors performing qualification, environmental and electrical testing

Related standards

The publication references and aligns with other IEC documentation and catalog listings for electrical components and test methods. Users should consult accompanying IEC normative references and relevant part‑specific IEC standards for detailed test procedures and electrical specifications when implementing certification activities.

Keywords: IEC 60748-23-1, hybrid integrated circuits, manufacturing line certification, film structures, semiconductor quality, qualification testing, reliability testing, burn‑in, inspection, traceability.

Standard
IEC 60748-23-1:2002 - Semiconductor devices - Integrated circuits - Part 23-1: Hybrid integrated circuits and film structures - Manufacturing line certification - Generic specification
English language
85 pages
sale 15% off
Preview
sale 15% off
Preview

Frequently Asked Questions

IEC 60748-23-1:2002 is a standard published by the International Electrotechnical Commission (IEC). Its full title is "Semiconductor devices - Integrated circuits - Part 23-1: Hybrid integrated circuits and film structures - Manufacturing line certification - Generic specification". This standard covers: Applies to high quality hybrid integrated circuits (with films) incorporating special customer quality and reliability requirements. Hybrid integrated circuits may be fully or partly completed. Partly completed devices are those that may be supplied to customers for further processing.

Applies to high quality hybrid integrated circuits (with films) incorporating special customer quality and reliability requirements. Hybrid integrated circuits may be fully or partly completed. Partly completed devices are those that may be supplied to customers for further processing.

IEC 60748-23-1:2002 is classified under the following ICS (International Classification for Standards) categories: 31.200 - Integrated circuits. Microelectronics. The ICS classification helps identify the subject area and facilitates finding related standards.

You can purchase IEC 60748-23-1:2002 directly from iTeh Standards. The document is available in PDF format and is delivered instantly after payment. Add the standard to your cart and complete the secure checkout process. iTeh Standards is an authorized distributor of IEC standards.

Standards Content (Sample)


,17(51$7,21$/ ,(&
67$1'$5'

4&
)LUVWHGLWLRQ

6HPLFRQGXFWRUGHYLFHV±
,QWHJUDWHGFLUFXLWV±
3DUW
+\EULGLQWHJUDWHGFLUFXLWVDQGILOPVWUXFWXUHV±
0DQXIDFWXULQJOLQHFHUWLILFDWLRQ±
*HQHULFVSHFLILFDWLRQ
'LVSRVLWLIVjVHPLFRQGXFWHXUV±
&LUFXLWVLQWpJUpV±
3DUWLH
&LUFXLWVLQWpJUpVK\EULGHVHWVWUXFWXUHVSDUILOPV±
&HUWLILFDWLRQGHODOLJQHGHIDEULFDWLRQ±
6SpFLILFDWLRQJpQpULTXH
5HIHUHQFHQXPEHU
,(& (
3XEOLFDWLRQQXPEHULQJ
$VIURP-DQXDU\DOO,(&SXEOLFDWLRQVDUHLVVXHGZLWKDGHVLJQDWLRQLQWKH
VHULHV)RUH[DPSOH,(&LVQRZUHIHUUHGWRDV,(&
&RQVROLGDWHGHGLWLRQV
7KH,(&LVQRZSXEOLVKLQJFRQVROLGDWHGYHUVLRQVRILWVSXEOLFDWLRQV)RUH[DPSOH
HGLWLRQQXPEHUVDQGUHIHUUHVSHFWLYHO\WRWKHEDVHSXEOLFDWLRQWKH
EDVHSXEOLFDWLRQLQFRUSRUDWLQJDPHQGPHQWDQGWKHEDVHSXEOLFDWLRQLQFRUSRUDWLQJ
DPHQGPHQWVDQG
)XUWKHULQIRUPDWLRQRQ,(&SXEOLFDWLRQV
7KHWHFKQLFDOFRQWHQWRI,(&SXEOLFDWLRQVLVNHSWXQGHUFRQVWDQWUHYLHZE\WKH,(&
WKXVHQVXULQJWKDWWKHFRQWHQWUHIOHFWVFXUUHQWWHFKQRORJ\,QIRUPDWLRQUHODWLQJWR
WKLV SXEOLFDWLRQ LQFOXGLQJ LWV YDOLGLW\ LV DYDLODEOH LQ WKH ,(& &DWDORJXH RI
SXEOLFDWLRQV VHHEHORZ LQDGGLWLRQWRQHZHGLWLRQVDPHQGPHQWVDQGFRUULJHQGD
,QIRUPDWLRQRQWKHVXEMHFWVXQGHUFRQVLGHUDWLRQDQGZRUNLQSURJUHVVXQGHUWDNHQ
E\WKHWHFKQLFDOFRPPLWWHHZKLFKKDVSUHSDUHGWKLVSXEOLFDWLRQDVZHOODVWKHOLVW
RISXEOLFDWLRQVLVVXHGLVDOVRDYDLODEOHIURPWKHIROORZLQJ
x ,(&:HE6LWH ZZZLHFFK
x &DWDORJXHRI,(&SXEOLFDWLRQV
7KHRQOLQHFDWDORJXHRQWKH,(&ZHEVLWH ZZZLHFFKFDWOJHKWP HQDEOHV
\RXWRVHDUFKE\DYDULHW\RIFULWHULDLQFOXGLQJWH[WVHDUFKHVWHFKQLFDO
FRPPLWWHHVDQGGDWHRISXEOLFDWLRQ2QOLQHLQIRUPDWLRQLVDOVRDYDLODEOHRQ
UHFHQWO\LVVXHGSXEOLFDWLRQVZLWKGUDZQDQGUHSODFHGSXEOLFDWLRQVDVZHOODV
FRUULJHQGD
x ,(&-XVW3XEOLVKHG
7KLVVXPPDU\RIUHFHQWO\LVVXHGSXEOLFDWLRQV ZZZLHFFK-3KWP LVDOVR
DYDLODEOHE\HPDLO3OHDVHFRQWDFWWKH&XVWRPHU6HUYLFH&HQWUH VHHEHORZ IRU
IXUWKHULQIRUPDWLRQ
x &XVWRPHU6HUYLFH&HQWUH
,I\RXKDYHDQ\TXHVWLRQVUHJDUGLQJWKLVSXEOLFDWLRQRUQHHGIXUWKHUDVVLVWDQFH
SOHDVHFRQWDFWWKH&XVWRPHU6HUYLFH&HQWUH
(PDLOFXVWVHUY#LHFFK
7HO 
)D[ 
INTERNATIONAL IEC
STANDARD
60748-23-1
QC 165000-1
First edition
2002-05
Semiconductor devices –
Integrated circuits –
Part 23-1:
Hybrid integrated circuits and film structures –
Manufacturing line certification –
Generic specification
Dispositifs à semiconducteurs –
Circuits intégrés –
Partie 23-1:
Circuits intégrés hybrides et structures par films –
Certification de la ligne de fabrication –
Spécification générique
© IEC 2002 ⎯ Copyright - all rights reserved
No part of this publication may be reproduced or utilized in any form or by any means, electronic or
mechanical, including photocopying and microfilm, without permission in writing from the publisher.
International Electrotechnical Commission, 3, rue de Varembé, PO Box 131, CH-1211 Geneva 20, Switzerland
Telephone: +41 22 919 02 11 Telefax: +41 22 919 03 00 E-mail: inmail@iec.ch  Web: www.iec.ch
PRICE CODE
Commission Electrotechnique Internationale
XC
International Electrotechnical Commission
Ɇɟɠɞɭɧɚɪɨɞɧɚɹ ɗɥɟɤɬɪɨɬɟɯɧɢɱɟɫɤɚɹ Ʉɨɦɢɫɫɢɹ
For price, see current catalogue

±± ©,(& (
&217(176
)25(:25'
,1752'8&7,21
 6FRSH
 1RUPDWLYHUHIHUHQFHV
 'HILQLWLRQV
 6WDQGDUGDQGSUHIHUUHGYDOXHV 
 0DUNLQJ
 &LUFXLW 
 'HVSDWFKSULPDU\SDFN
 4XDOLW\DVVHVVPHQWSURFHGXUHV
 *HQHUDO
 3URFHGXUHVIRUPDQXIDFWXULQJOLQHFHUWLILFDWLRQ
 'HVFULSWLRQRIFDSDELOLW\
 4XDOLI\LQJFRPSRQHQWV
 3URFHGXUHVIROORZLQJWKHJUDQWLQJRIPDQXIDFWXULQJOLQHFHUWLILFDWLRQ
 5HOHDVHIRUGHOLYHU\
 7HVWDQGPHDVXUHPHQWSURFHGXUHV
 *HQHUDO
 6WDQGDUGFRQGLWLRQVIRUWHVWLQJ
 9LVXDOLQVSHFWLRQVDQGSDFNDJHGLPHQVLRQV
 (OHFWULFDOPHDVXUHPHQWSURFHGXUHV
 (QYLURQPHQWDOWHVWSURFHGXUHV
$QQH[$ QRUPDWLYH 3URGXFWDVVHVVPHQWOHYHOVFKHGXOHV 3$/6 
$QQH[% LQIRUPDWLYH &XVWRPHULQIRUPDWLRQ±$SSOLFDWLRQRIWKHVHVSHFLILFDWLRQVZLWK
SDUWLFXODUUHIHUHQFHWRSURGXFHDVVHVVPHQWOHYHOVFKHGXOHV 3$/6 
%LEOLRJUDSK\
)LJXUH±'HILQLWLRQRID[HVIRUPHFKDQLFDODQGRWKHUWHVWV 
)LJXUH±3XOOLQJIRUFHIRUERQGVWUHQJWKWHVW
)LJXUH±$SSDUDWXVUHTXLUHPHQWVIRUWKHDGGHGFRPSRQHQWERQGVWUHQJWK
GHVWUXFWLYHWHVW
7DEOH±6HYHULWLHVIRUGDPSKHDWVWHDG\VWDWH0HWKRG
7DEOH±6HYHULWLHVIRUGDPSKHDWVWHDG\VWDWH0HWKRG
7DEOH±3UHIHUUHGFRQGLWLRQVIRUVKRFN
7DEOH±3DUDPHWHUVIRUVHDOLQJWHVW±0HWKRG
7DEOH±C3UHKHDW
WLPHV
7DEOH±0LQLPXPSXOOLQJIRUFH 

©,(& ( ±±
,17(51$7,21$/(/(&7527(&+1,&$/&200,66,21
BBBBBBBBBBBB
6(0,&21'8&725'(9,&(6²,17(*5$7('&,5&8,76±
3DUW+\EULGLQWHJUDWHGFLUFXLWVDQGILOPVWUXFWXUHV±
0DQXIDFWXULQJOLQHFHUWLILFDWLRQ±*HQHULFVSHFLILFDWLRQ
)25(:25'
 7KH,(& ,QWHUQDWLRQDO(OHFWURWHFKQLFDO&RPPLVVLRQ LVDZRUOGZLGHRUJDQL]DWLRQIRUVWDQGDUGL]DWLRQFRPSULVLQJ
DOO QDWLRQDO HOHFWURWHFKQLFDO FRPPLWWHHV ,(& 1DWLRQDO &RPPLWWHHV  7KH REMHFW RI WKH ,(& LV WR SURPRWH
LQWHUQDWLRQDOFRRSHUDWLRQRQDOOTXHVWLRQVFRQFHUQLQJVWDQGDUGL]DWLRQLQWKHHOHFWULFDODQGHOHFWURQLFILHOGV7R
WKLVHQGDQGLQDGGLWLRQWRRWKHUDFWLYLWLHVWKH,(&SXEOLVKHV,QWHUQDWLRQDO6WDQGDUGV7KHLUSUHSDUDWLRQLV
HQWUXVWHG WR WHFKQLFDO FRPPLWWHHV DQ\ ,(& 1DWLRQDO &RPPLWWHH LQWHUHVWHG LQ WKH VXEMHFW GHDOW ZLWK PD\
SDUWLFLSDWHLQWKLVSUHSDUDWRU\ZRUN,QWHUQDWLRQDOJRYHUQPHQWDODQGQRQJRYHUQPHQWDORUJDQL]DWLRQVOLDLVLQJ
ZLWK WKH ,(& DOVR SDUWLFLSDWH LQ WKLV SUHSDUDWLRQ 7KH ,(& FROODERUDWHV FORVHO\ ZLWK WKH ,QWHUQDWLRQDO
2UJDQL]DWLRQIRU6WDQGDUGL]DWLRQ ,62 LQDFFRUGDQFHZLWKFRQGLWLRQVGHWHUPLQHGE\DJUHHPHQWEHWZHHQWKH
WZRRUJDQL]DWLRQV
 7KH IRUPDO GHFLVLRQV RU DJUHHPHQWV RI WKH ,(& RQ WHFKQLFDO PDWWHUV H[SUHVV DV QHDUO\ DV SRVVLEOH DQ
LQWHUQDWLRQDOFRQVHQVXVRIRSLQLRQRQWKHUHOHYDQWVXEMHFWVVLQFHHDFKWHFKQLFDOFRPPLWWHHKDVUHSUHVHQWDWLRQ
IURPDOOLQWHUHVWHG1DWLRQDO&RPPLWWHHV
 7KHGRFXPHQWVSURGXFHGKDYHWKHIRUPRIUHFRPPHQGDWLRQVIRULQWHUQDWLRQDOXVHDQGDUHSXEOLVKHGLQWKHIRUP
RI VWDQGDUGV WHFKQLFDO VSHFLILFDWLRQV WHFKQLFDO UHSRUWV RU JXLGHV DQG WKH\ DUH DFFHSWHG E\ WKH 1DWLRQDO
&RPPLWWHHVLQWKDWVHQVH
 ,QRUGHUWRSURPRWHLQWHUQDWLRQDOXQLILFDWLRQ,(&1DWLRQDO&RPPLWWHHVXQGHUWDNHWRDSSO\,(&,QWHUQDWLRQDO
6WDQGDUGV WUDQVSDUHQWO\ WR WKH PD[LPXP H[WHQW SRVVLEOH LQ WKHLU QDWLRQDO DQG UHJLRQDO VWDQGDUGV $Q\
GLYHUJHQFHEHWZHHQWKH,(&6WDQGDUGDQGWKHFRUUHVSRQGLQJQDWLRQDORUUHJLRQDOVWDQGDUGVKDOOEHFOHDUO\
LQGLFDWHGLQWKHODWWHU
 7KH,(&SURYLGHVQRPDUNLQJSURFHGXUHWRLQGLFDWHLWVDSSURYDODQGFDQQRWEHUHQGHUHGUHVSRQVLEOHIRUDQ\
HTXLSPHQWGHFODUHGWREHLQFRQIRUPLW\ZLWKRQHRILWVVWDQGDUGV
 $WWHQWLRQLVGUDZQWRWKHSRVVLELOLW\WKDWVRPHRIWKHHOHPHQWVRIWKLV,QWHUQDWLRQDO6WDQGDUGPD\EHWKHVXEMHFW
RISDWHQWULJKWV7KH,(&VKDOOQRWEHKHOGUHVSRQVLEOHIRULGHQWLI\LQJDQ\RUDOOVXFKSDWHQWULJKWV
,QWHUQDWLRQDO6WDQGDUG,(&KDVEHHQSUHSDUHGE\VXEFRPPLWWHH$,QWHJUDWHG
FLUFXLWVRI,(&WHFKQLFDOFRPPLWWHH6HPLFRQGXFWRUGHYLFHV
7KHWH[WRIWKLVVWDQGDUGLVEDVHGRQWKH(XURSHDQVWDQGDUG(1DQGWKHIROORZLQJ
GRFXPHQWV
)',6 5HSRUWRQYRWLQJ
$)',6 $59'
)XOOLQIRUPDWLRQRQWKHYRWLQJIRUWKHDSSURYDORIWKLVVWDQGDUGFDQEHIRXQGLQWKHUHSRUWRQ
YRWLQJLQGLFDWHGLQWKHDERYHWDEOH
7KLVSXEOLFDWLRQKDVEHHQGUDIWHGLQDFFRUGDQFHZLWKWKH,62,(&'LUHFWLYHV3DUW
,(&VKRXOGEHUHDGLQFRQMXQFWLRQZLWK3DUWVDQG
$QQH[$IRUPVDQLQWHJUDOSDUWRIWKLVVWDQGDUG
$QQH[%LIIRULQIRUPDWLRQRQO\
7KH4&QXPEHUWKDWDSSHDUVRQWKHIURQWFRYHURIWKLVSXEOLFDWLRQLVWKHVSHFLILFDWLRQQXPEHU
LQWKH,(&4XDOLW\$VVHVVPHQW6\VWHPIRU(OHFWURQLF&RPSRQHQWV ,(&4 

±± ©,(& (
7KHFRPPLWWHHKDVGHFLGHGWKDWWKHFRQWHQWVRIWKLVSXEOLFDWLRQZLOOUHPDLQXQFKDQJHGXQWLO
$WWKLVGDWHWKHSXEOLFDWLRQZLOOEH
‡ UHFRQILUPHG
‡ ZLWKGUDZQ
‡ UHSODFHGE\DUHYLVHGHGLWLRQRU
‡ DPHQGHG
©,(& ( ±±
,1752'8&7,21
7KLV VHW RI VSHFLILFDWLRQV SUHVFULEHV D VHW RI SURFHGXUHV WR EH XVHG E\ XVHUV DQG
PDQXIDFWXUHUV IRU WKH SURGXFWLRQ DQG GHOLYHU\ RI KLJKTXDOLW\ VSHFLDO UHTXLUHPHQW K\EULG
LQWHJUDWHGFLUFXLWVDQGILOPVWUXFWXUHVZLWKDVSHFLILHGOHYHORITXDOLW\DQGUHOLDELOLW\
7KLV VHW RI VSHFLILFDWLRQV SUHVFULEHV UHIHUHQFH FULWHULD IRU WKH HVWDEOLVKPHQW FRQWURO
PDLQWHQDQFH DQG GHYHORSPHQW RI D FHUWLILHG PDQXIDFWXULQJ OLQH DQG UHSUHVHQWV D
PDQXIDFWXULQJOLQHFHUWLILFDWLRQPHWKRGRORJ\
7KH WDUJHWHG OHYHO RI TXDOLW\ DQG UHOLDELOLW\ LV WR EH DFKLHYHGE\XVLQJEHVWGHVLJQDQG
PDQXIDFWXULQJSUDFWLFHV([DPSOHVRITXDOLW\DQGUHOLDELOLW\EHVWSUDFWLFHVIRUHOLPLQDWLRQRI
SRWHQWLDO IDLOXUH PHFKDQLVPV DQG DFKLHYHPHQW RI D WDUJHWHG TXDOLW\ DQG UHOLDELOLW\ OHYHO
LQFOXGHPDWHULDOFKDUDFWHUL]DWLRQIRUGHULYDWLRQRISURFHVVGHVLJQUXOHVLQSURFHVVFRQWURO
FRQWLQXRXVLPSURYHPHQWHWF
$VVHVVPHQW HVWLPDWLRQ RIWKHWDUJHWHGTXDOLW\DQGUHOLDELOLW\OHYHOPD\EHDFFRPSOLVKHGE\
D  XVLQJGDWDREWDLQHGIURPWKHPDWHULDOFKDUDFWHUL]DWLRQGHVLJQDQGSURFHVVFRQWURODQG
LPSURYHPHQWDFWLYLWLHVRU
E  WKURXJKWKHXVHRISURGXFWDVVHVVPHQWOHYHOVFKHGXOH 3$/6 WHVWV
3DUWRIWKLVVHWRIVSHFLILFDWLRQVSURYLGHVJXLGDQFHWR
XVHUV
RIK\EULGVLQWHUPVRIWKH
YLVXDOLQVSHFWLRQVWDQGDUGV
WREHH[SHFWHG
3DUWRIWKLVVHWRIVSHFLILFDWLRQVSURYLGHVDIUDPHZRUNIRUXVHDVDQDVVHVVPHQWDXGLW
WRRO WR DVVLVW WKH VXSSOLHUV FXVWRPHUV RU DQ LQGHSHQGHQW RUJDQL]DWLRQ WR FDUU\ RXW DQ
DVVHVVPHQWRIDFHUWLILHGPDQXIDFWXULQJOLQHRIDK\EULGPDQXIDFWXULQJFRPSDQ\
3DUWRIWKLVVHWRIVSHFLILFDWLRQVSURYLGHVDEODQNGHWDLOVSHFLILFDWLRQZKLFKSURYLGHV
JXLGDQFHWR
XVHUV
RIK\EULGVIRUSURFXUHPHQWSXUSRVHV
3DUWRIWKLVVHWRIVSHFLILFDWLRQVSURYLGHVDPHDQVRITXDOLW\DVVHVVPHQWRQWKHEDVLVRI
TXDOLILFDWLRQDSSURYDO
±± ©,(& (
6(0,&21'8&725'(9,&(6±,17(*5$7('&,5&8,76±
3DUW+\EULGLQWHJUDWHGFLUFXLWVDQGILOPVWUXFWXUHV±
0DQXIDFWXULQJOLQHFHUWLILFDWLRQ±*HQHULFVSHFLILFDWLRQ
 6FRSH
7KLV VHW RI VSHFLILFDWLRQV DSSOLHV WR KLJK TXDOLW\ K\EULG LQWHJUDWHG FLUFXLWV ZLWK ILOPV
LQFRUSRUDWLQJVSHFLDOFXVWRPHUTXDOLW\DQGUHOLDELOLW\UHTXLUHPHQWV+\EULGLQWHJUDWHGFLUFXLWV
PD\EHIXOO\RUSDUWO\FRPSOHWHG3DUWO\FRPSOHWHGGHYLFHVDUHWKRVHWKDWPD\EHVXSSOLHGWR
FXVWRPHUVIRUIXUWKHUSURFHVVLQJ
 1RUPDWLYHUHIHUHQFHV
7KHIROORZLQJUHIHUHQFHGGRFXPHQWVDUHLQGLVSHQVDEOHIRUWKHDSSOLFDWLRQRIWKLVGRFXPHQW
)RUGDWHGUHIHUHQFHVRQO\WKHHGLWLRQFLWHGDSSOLHV)RUXQGDWHGUHIHUHQFHVWKHODWHVWHGLWLRQ
RIWKHUHIHUHQFHGGRFXPHQW LQFOXGLQJDQ\DPHQGPHQWV DSSOLHV
,(& DOOSDUWV /HWWHUV\PEROVWREHXVHGLQHOHFWULFDOWHFKQRORJ\
,(& DOOSDUWV ,QWHUQDWLRQDO(OHFWURWHFKQLFDO9RFDEXODU\
,(&(QYLURQPHQWDOWHVWLQJ±3DUW*HQHUDODQGJXLGDQFH
$PHQGPHQW 
,(&(QYLURQPHQWDOWHVWLQJ±3DUW7HVWV±7HVWV$&ROG
$PHQGPHQW 
$PHQGPHQW 
,(&%DVLFHQYLURQPHQWDOWHVWSURFHGXUHV±3DUW7HVWV±7HVWV%'U\KHDW
$PHQGPHQW 
$PHQGPHQW 
,(& LQFRUSRUDWLQJDPHQGPHQW %DVLFHQYLURQPHQWDOWHVWSURFHGXUHV
±3DUW7HVWV±7HVW&D'DPSKHDWVWHDG\VWDWH
$PHQGPHQW 
,(&(QYLURQPHQWDOWHVWLQJ±3DUW7HVWV±7HVW)F9LEUDWLRQ VLQXVRLGDO
,(&%DVLFHQYLURQPHQWDOWHVWLQJSURFHGXUHV±3DUW7HVWV±7HVW*DDQG
JXLGDQFH$FFHOHUDWLRQVWHDG\VWDWH
$PHQGPHQW 
,(&%DVLFHQYLURQPHQWDOWHVWLQJSURFHGXUHV±3DUW7HVWV±7HVW.D6DOW
PLVW
,(&%DVLFHQYLURQPHQWDOWHVWLQJSURFHGXUHV±3DUW7HVWV±7HVW1
&KDQJHRIWHPSHUDWXUH
$PHQGPHQW 
,(&%DVLFHQYLURQPHQWDOWHVWLQJSURFHGXUHV±3DUW7HVWV±7HVW4
6HDOLQJ
©,(& ( ±±
,(& %DVLFHQYLURQPHQWDOWHVWLQJSURFHGXUHV±3DUW7HVWV±7HVW7
6ROGHULQJ
$PHQGPHQW 
,(&(QYLURQPHQWDOWHVWLQJ±3DUW7HVWV±7HVW85REXVWQHVVRI
WHUPLQDWLRQVDQGLQWHJUDOPRXQWLQJGHYLFHV
,(&%DVLFHQYLURQPHQWDOWHVWLQJSURFHGXUHV±3DUW7HVWV±7HVW(DDQG
JXLGDQFH6KRFN
,(&(QYLURQPHQWDOWHVWLQJ±3DUW7HVWV±7HVW'E'DPSKHDWF\FOLF 
KRXUF\FOH
$PHQGPHQW 
,(&(QYLURQPHQWDOWHVWLQJ±3DUW7HVWV±*XLGDQFHRQ7HVW76ROGHULQJ
,(&%DVLFHQYLURQPHQWDOWHVWLQJSURFHGXUHV±3DUW7HVWV±7HVW;$DQG
JXLGDQFH,PPHUVLRQLQFOHDQLQJVROYHQWV
$PHQGPHQW 
,(&(QYLURQPHQWDOWHVWLQJ±3DUW7HVWV±0RXQWLQJRIFRPSRQHQWV
HTXLSPHQWDQGRWKHUDUWLFOHVIRUYLEUDWLRQLPSDFWDQGVLPLODUG\QDPLFWHVWV
,(& DOOSDUWV (QYLURQPHQWDOWHVWLQJSURFHGXUHV±3DUW6XSSRUWLQJGRFXPHQWDWLRQ
DQGJXLGDQFH
,(& (QYLURQPHQWDOWHVWLQJ±3DUW6XSSRUWLQJGRFXPHQWDWLRQDQG
JXLGDQFH±'DPSKHDWWHVWV
,(& DOOSDUWV (QYLURQPHQWDOWHVWLQJ±3DUW*XLGHWRGUDIWLQJRIWHVWPHWKRGV
,(&  5DWLQJ V\VWHPV IRU HOHFWURQLF WXEHV DQG YDOYHV DQG DQDORJRXV
VHPLFRQGXFWRUGHYLFHV
,(&0HFKDQLFDOVWDQGDUGL]DWLRQRIVHPLFRQGXFWRUGHYLFHV
,(& DOOSDUWV *UDSKLFDOV\PEROVIRUGLDJUDPV
,(&)LUHKD]DUGWHVWLQJ±3DUW7HVWPHWKRGV±6HFWLRQ1HHGOHIODPH
WHVW
$PHQGPHQW 

,(&6HPLFRQGXFWRUGHYLFHV±'LVFUHWHGHYLFHV±3DUW*HQHUDO
$PHQGPHQW 

,(&6HPLFRQGXFWRUGHYLFHV±,QWHJUDWHGFLUFXLWV±3DUW*HQHUDO
,(& 6HPLFRQGXFWRUGHYLFHV±,QWHJUDWHGFLUFXLWV±3DUW+\EULG
LQWHJUDWHGFLUFXLWVDQGILOPVWUXFWXUHV±0DQXIDFWXULQJOLQHFHUWLILFDWLRQ±,QWHUQDOYLVXDO
LQVSHFWLRQDQGVSHFLDOWHVWV
BBBBBBBBBBB

7RJHWKHUZLWKDQ\RWKHUSDUWRI,(&RU,(&UHOHYDQWWRWKHVSHFLILFK\EULGDSSOLFDWLRQLQFOXGLQJ
WHUPLQRORJ\

7REHSXEOLVKHG
±± ©,(& (
,(& 6HPLFRQGXFWRUGHYLFHV±,QWHJUDWHGFLUFXLWV±3DUW+\EULG
LQWHJUDWHGFLUFXLWVDQGILOPVWUXFWXUHV±0DQXIDFWXULQJOLQHFHUWLILFDWLRQ±0DQXIDFWXUHUV¶VHOI
DXGLWFKHFNOLVWDQGUHSRUW

,(&6HPLFRQGXFWRUGHYLFHV±0HFKDQLFDODQGFOLPDWLFWHVWPHWKRGV
$PHQGPHQW 
$PHQGPHQW 
,(&  (OHFWURVWDWLFV ± 3DUW  3URWHFWLRQ RI HOHFWURQLF GHYLFHV IURP
HOHFWURVWDWLFSKHQRPHQD±*HQHUDOUHTXLUHPHQWV
,626,XQLWVDQGUHFRPPHQGDWLRQVIRUXVHRIWKHLUPXOWLSOHVDQGRIFHUWDLQRWKHU
XQLWV
$PHQGPHQW 
,624XDOLW\PDQDJHPHQWV\VWHPV±)XQGDPHQWDOVDQGYRFDEXODU\
,62 DOOSDUWV 6DPSOLQJSURFHGXUHVIRULQVSHFWLRQE\DWWULEXWHV
,(&4,(&4XDOLW\$VVHVVPHQW6\VWHPIRU(OHFWURQLF&RPSRQHQWV ,(&4 ±
5XOHVRI3URFHGXUH±3DUW$SSURYDOSURFHGXUHV
,(&45HJLVWHURI)LUPV3URGXFWVDQG6HUYLFHVDSSURYHGXQGHUWKH,(&4
6\VWHPLQFOXGLQJ,62
 'HILQLWLRQV
)RUWKHSXUSRVHRIWKLVSDUWRI,(&WKHXQLWVJUDSKLFDOV\PEROVOHWWHUV\PEROVDQG
WHUPLQRORJ\JLYHQLQ,(&,(&,(&,(&,(&DQG,62
DVZHOODVWKHIROORZLQJGHILQLWLRQVVKDOODSSO\

DGGHGFRPSRQHQW
FRPSRQHQWDGGHGWRDK\EULGILOPLQWHJUDWHGFLUFXLWWKDWLVQRWIRUPHGRQWKHVXUIDFHRIWKH
VXEVWUDWH
127( $GGHGFRPSRQHQWVDUHLQFRUSRUDWHGFRPSRQHQWV VHHRI,(&4 H[FOXGLQJWKRVHIRUPHGRQ
WKHVXEVWUDWH

EXUQLQ
QRQGHVWUXFWLYHSURFHGXUHGHVLJQHGWRVFUHHQRXWHDUO\OLIHWLPHIDLOXUHV
127( %XUQLQLVDQDFFHOHUDWHGFRQGLWLRQLQJZLWKDGHYLFHXQGHULWVRSHUDWLQJHOHFWULFDOORDGDWDQHOHYDWHG
WHPSHUDWXUHZKLFKLVJHQHUDOO\WKHPD[LPXPRSHUDWLQJWHPSHUDWXUHWKDWGRHVQRWH[FHHGWKHWKHUPDOUDWLQJRIWKH
GHYLFH

FDSDELOLW\TXDOLI\LQJFRPSRQHQW &4&
WHVWVSHFLPHQXVHGWRDVVHVVLQSDUWRULQZKROHDGHFODUHGFDSDELOLW\
127( ,WPD\EHHLWKHUDVSHFLDOO\GHVLJQHGWHVWVSHFLPHQ SURFHVVWHVWYHKLFOH RUDQRUPDOSURGXFWLRQFLUFXLW
TXDOLILFDWLRQFLUFXLW RUDFRPELQDWLRQRIERWK
BBBBBBBBBBB

 7KHUHH[LVWVDFRQVROLGDWHGHGLWLRQ  WKDWLQFOXGHVHGLWLRQ  LWVDPHQGPHQW 
DQGDPHQGPHQW  
©,(& ( ±±

FDWHJRU\GLVVLSDWLRQ
IUDFWLRQRIWKHUDWHGGLVVLSDWLRQGHILQHGLQWKHGHWDLOVSHFLILFDWLRQDSSOLFDEOHDWWKHXSSHU
FDWHJRU\WHPSHUDWXUHWDNLQJDFFRXQWRIWKHGHUDWLQJFXUYH
127( 3UHVFULEHG ZKHUHDSSURSULDWH LQWKHGHWDLOVSHFLILFDWLRQ

FHUWLILHGPDQXIDFWXULQJOLQH
PDQXIDFWXULQJOLQHZKLFKLVIRUPDOO\TXDOLILHGDQGLQZKLFKDPDQXIDFWXUHUGHILQHVDEDVLF
WHFKQRORJ\ DQG WHFKQRORJ\ IORZ ZKLFK FDQ EH XVHG WR SURGXFH D UDQJH RI GLIIHUHQW
FRPSRQHQWV
127( 7KHGHILQHGWHFKQRORJ\IORZFRYHUVDOOSURFHVVHVIURPLQLWLDOFRPSRQHQWGHVLJQWRWKHILQDOFRPSOHWLRQRI
WHVWHGFRPSRQHQWVUHDG\IRUGHOLYHU\

FXVWRPGHVLJQHG
TXDOLI\LQJWHUPIRUDFLUFXLWPDQXIDFWXUHGWRDVSHFLILFFXVWRPHU
VUHTXLUHPHQWV

HOHFWULFDOHQGXUDQFH
SURFHGXUHVLPLODUWREXUQLQEXWRIH[WHQGHGGXUDWLRQ(OHFWULFDOHQGXUDQFHPD\EHFRQVLGHUHG
GHVWUXFWLYHRUQRQGHVWUXFWLYHGHSHQGHQWXSRQGXUDWLRQDQGVHYHULW\

ILOPFLUFXLWHOHPHQW
FLUFXLWHOHPHQWFRQVLVWLQJRIDILOPRUILOPV

ORZHUFDWHJRU\WHPSHUDWXUH /&7
PLQLPXPDPELHQWWHPSHUDWXUH 7 DWZKLFKDFLUFXLWKDVEHHQGHVLJQHGWRRSHUDWH
DPEPLQ
FRQWLQXRXVO\

PHDVXUHPHQWXQFHUWDLQW\
VWDWHPHQW RI WKH OLPLWV RI WKH UDQJH ZLWKLQ ZKLFK WKH WUXH YDOXH RI WKH PHDVXUHPHQW LV
H[SHFWHGWROLHLQUHODWLRQWRWKHUHFRUGHGUHVXOWZLWKDGHILQHGFRQILGHQFHOHYHO

SDUWILQLVKHG
DILOPLQWHJUDWHGFLUFXLWRUK\EULGILOPLQWHJUDWHGFLUFXLWWDNHQXQFRPSOHWHGIURPDSURGXFWLRQ
OLQH
127( ,WFDQQRWEHFRPSOHWHO\DVVHVVHGWRWKHVSHFLILFDWLRQDSSOLFDEOHLQLWVQRUPDOILQLVKHGVWDWH

SDFNDJH
WRWDORUSDUWLDOHQYHORSHRIDQLQWHJUDWHGFLUFXLWZKLFKSURYLGHV
±PHFKDQLFDOSURWHFWLRQ
±HQYLURQPHQWDOSURWHFWLRQ
±RXWOLQHGLPHQVLRQV
127( 7KHSDFNDJHPD\DOVRFRQWDLQRUSURYLGHWHUPLQDOV,WFRQWULEXWHVWRWKHWKHUPDOFKDUDFWHULVWLFVRIWKH
LQWHJUDWHGFLUFXLW

SULPDU\VWDJHRIPDQXIDFWXUH
SURGXFWLRQRIWKHILUVWILOPOD\HURIDILOPLQWHJUDWHGFLUFXLWRQWKHVXUIDFHRIDVXEVWUDWH

±± ©,(& (

SURFHVVWHVWYHKLFOH 379
GHYLFHRUWHVWVWUXFWXUHXVHGWRYHULI\DQDO\]HRUPRQLWRUSURFHVVHVRUHOHFWULFDOSK\VLFDO
DWWULEXWHV

SURGXFWDVVHVVPHQWOHYHOVFKHGXOHV 3$/6
PLQLPXP FLUFXLW SURFHVV DQG WHVW UHTXLUHPHQWV IRU WKH GLIIHUHQW PDUNHW VHFWRUVRSHUDWLQJ
HQYLURQPHQWV VHHDQQH[$

TXDOLILFDWLRQFLUFXLW 4&
FLUFXLWZKLFKLVUHSUHVHQWDWLYHRIFLUFXLWVPDQXIDFWXUHGWRGHFODUHGDQGLGHQWLFDOSURFHVVHV
DQGXVHGIRUDSSURYDOWHVWVWRRQHRIWKHSURGXFWDVVHVVPHQWOHYHOVFKHGXOHV 3$/6

UHSDLU
PDNLQJJRRGRIDQDSSURYHGFLUFXLWZKLFKKDVEHHQGDPDJHGRUKDVEHFRPHGHIHFWLYHDIWHU
UHOHDVH
127( &LUFXLWVZKLFKKDYHEHHQUHSDLUHGVKRXOGQRWEHUHOHDVHGXQGHUWKH,(&4V\VWHP

UHZRUN
UHSURFHVVLQJRUFRUUHFWLYHSURFHVVLQJRSHUDWLRQFDUULHGRXWRQDFLUFXLWEHIRUHUHOHDVHWRWKH
FXVWRPHU

VFUHHQLQJ
H[DPLQDWLRQ RU WHVWLQJ DSSOLHG WR DOO SURGXFWV LQ D ORW IRU WKH SXUSRVH RI GHWHFWLQJ DQG
UHPRYLQJSRWHQWLDOIDLOXUHV

XSSHUFDWHJRU\WHPSHUDWXUH 8&7
PD[LPXPDPELHQWWHPSHUDWXUH 7 DWZKLFKDFLUFXLWKDVEHHQGHVLJQHGWRRSHUDWH
DPEPD[
FRQWLQXRXVO\ DW WKDW SRUWLRQ RI WKH UDWHG GLVVLSDWLRQ ZKLFK LV LQGLFDWHG LQ WKH FDWHJRU\
GLVVLSDWLRQ
 6WDQGDUGDQGSUHIHUUHGYDOXHV
:KHUHSUDFWLFDOYDOXHVVKRXOGEHVHOHFWHGIURPWKHIROORZLQJ
D GLPHQVLRQV,(&
R
E WHPSHUDWXUHVLQGHJUHHV&HOVLXV & 
±±±±
 0DUNLQJ
 &LUFXLW
7KHPDUNLQJRIWKHFLUFXLWVKDOOEHVSHFLILHGLQWKHGHWDLOVSHFLILFDWLRQDQGSURYLGHDGHTXDWH
FLUFXLWLGHQWLILFDWLRQDQGWUDFHDELOLW\$VVSDFHSHUPLWVLWVKDOOLQFOXGH
D WHUPLQDOLGHQWLILFDWLRQ HJSRVLWLRQRISLQ1R 
E W\SHGHVLJQDWLRQ
F GDWHFRGH
H KDQGOLQJSUHFDXWLRQV
©,(& ( ±±
I PDUNRIFRQIRUPLW\
J PDQXIDFWXUHU
VQDPHRUWUDGHPDUN
K VHULDOQXPEHU
L SURGXFWDVVHVVPHQWOHYHOVFKHGXOH 3$/6 QXPEHU
 'HVSDWFKSULPDU\SDFN
7KHPDUNLQJRIWKHGHVSDWFKSULPDU\SDFNVKDOOEHVSHFLILHGLQWKHGHWDLOVSHFLILFDWLRQDQG
VKDOOSURYLGHDGHTXDWHFRQWHQWVLGHQWLILFDWLRQDQGWUDFHDELOLW\,WVKRXOGLQFOXGHDVUHOHYDQW
LQIRUPDWLRQIURPDQGWKHIROORZLQJ
D FHUWLILFDWHRIFRQIRUPLW\UHIHUHQFHQXPEHU
E RUGHURUFRQWUDFWQXPEHU
F TXDQWLW\RIFLUFXLWV
 4XDOLW\DVVHVVPHQWSURFHGXUHV
 *HQHUDO
 (OLJLELOLW\IRUPDQXIDFWXULQJOLQHFHUWLILFDWLRQ
0DQXIDFWXULQJOLQHFHUWLILFDWLRQPD\EHJUDQWHGRQO\WRDPDQXIDFWXUHURIILOPLQWHJUDWHG
FLUFXLWVDQGRUK\EULGILOPLQWHJUDWHGFLUFXLWVZKRKDVEHHQJUDQWHGPDQXIDFWXUHU
VDSSURYDOLQ
DFFRUGDQFHZLWKWKHUHTXLUHPHQWVRI,62DVGHWDLOHGLQFODXVHRI,(&4&$
PDQXIDFWXUHU LV HOLJLEOH IRU PDQXIDFWXULQJ OLQH FHUWLILFDWLRQ LI GLUHFW VXSHUYLVLRQ E\ WKH
GHVLJQDWHGPDQDJHPHQWUHSUHVHQWDWLYH '05 RULQWKHFDVHRIVXEFRQWUDFWHGSURFHVVHV
WKH ORFDO '05 LV DSSOLHG WR WKH PDQXIDFWXULQJ SURFHVV LQFOXGLQJWKH SULPDU\ VWDJH RI
PDQXIDFWXUH7KH'05VKDOOHQVXUHWKHSURSHUDQGHIIHFWLYHFRRUGLQDWLRQDQGFRQWURORI
FHUWLILHGPDQXIDFWXULQJOLQHWKURXJKWKHIRUPDWLRQRIDVHQLRUPDQDJHPHQWWHDP
 6XEFRQWUDFWLQJ
6XEFRQWUDFWLQJVKDOOEHLQDFFRUGDQFHZLWKWKHUHTXLUHPHQWVRIRI,(&4&
7KHVXEFRQWUDFWHGPDQXIDFWXULQJSURFHVVHVPD\EHHLWKHU
D ILOPSURGXFWLRQ
E WULPPLQJRIHOHPHQWV
F PRXQWLQJRIFRPSRQHQWV
G  SDFNDJLQJ
H  RWKHUV
1RWPRUHWKDQWZRRIWKHIRXUQDPHGSURFHVVHVVKDOOEHVXEFRQWUDFWHG
 &RQWURORISURFXUHPHQWVRXUFHVDQGLQFRPLQJPDWHULDO
6XEFODXVHRI,(&4&DSSOLHVZLWKWKHIROORZLQJGHWDLOV
 $GGHGFRPSRQHQWVSDUWILQLVKHGFRPSRQHQWVPDWHULDOVDQGVXEFRQWUDFWHG
SURFHVVHVFRYHUHGE\D,(&4VSHFLILFDWLRQ
7KHVHVKDOOEHSURFXUHGXVLQJWKHQRUPDO,(&4UHOHDVHSURFHGXUHV8QGHUWKHVHFRQGLWLRQV
QRRWKHUDVVHVVPHQWLVUHTXLUHG

±± ©,(& (
 $GGHGFRPSRQHQWVSDUWILQLVKHGFRPSRQHQWVPDWHULDOVDQGVXEFRQWUDFWHG
SURFHVVHVQRWFRYHUHGE\D,(&4VSHFLILFDWLRQ
7KH'05VKDOO
D  HQVXUHWKHH[LVWHQFHRIDSURFXUHPHQWVSHFLILFDWLRQXQGHUKLVFRQWURO
E  SHUIRUPDQHYDOXDWLRQSURJUDPPHIRUHDFKSURFXUHGLWHPRUIDPLO\IURPDOOPDQXIDFWXULQJ
VRXUFHVLQDFFRUGDQFHZLWKWKHUHOHYDQWSURGXFWDVVHVVPHQWOHYHOVFKHGXOHV 3$/6 IRU
WKHILQLVKHGFLUFXLW VHHDQQH[$ 
7KLVHYDOXDWLRQSURJUDPPHPD\EHFDUULHGRXWDVSDUWRIWKHLQLWLDOGHVLJQHYDOXDWLRQ
(DFKYDULDQWVKDOOEHVXEPLWWHGWRWKHPLQLPXPVDPSOHVL]HDQGDFFHSWDQFHFULWHULDLQWKH
DSSURSULDWH3$/66WUXFWXUDOVLPLODULW\SULQFLSOHVPD\EHXVHG
F  GHILQHDQGLQVWLWXWHDJRRGVLQZDUGLQVSHFWLRQDQGDFRQWLQXRXVYHQGRUUDWLQJV\VWHPIRU
DOOVXFKLWHPV
G  LQVWLJDWHVXFKRWKHUSURFHGXUHVDVDUHQHFHVVDU\WRHQVXUHWKDWSURFXUHPHQWLVHTXLYDOHQW
WRDQ\UHOHYDQW,(&4UHOHDVH
 9DOLGLW\RIUHOHDVHIRUGHOLYHU\
 *HQHUDO
&LUFXLWV PD\ EH UHOHDVHG XQGHU PDQXIDFWXULQJ OLQH FHUWLILFDWLRQ VXEMHFW WR WKH IROORZLQJ
FRQGLWLRQV
D  7KHFLUFXLWVKDYHEHHQGHVLJQHGDQGPDQXIDFWXUHGZLWKLQWKHPDQXIDFWXUHU
VDSSURYHG
FDSDELOLW\
E  $QHYDOXDWLRQSURJUDPPHKDVEHHQSHUIRUPHGIRUHDFKFLUFXLWRUIDPLO\LQDFFRUGDQFH
ZLWKWKHUHOHYDQW3$/6IRUWKHILQLVKHGFLUFXLW7KHVH3$/6ZKLFKDUHOLVWHGLQDQQH[$
DUHWKHPLQLPXPSURGXFWUHOHDVHUHTXLUHPHQWVRI,(&WR,(&
(DFKOHYHOVSHFLILHVWKHPLQLPXPDVVHVVPHQWUHTXLUHPHQWDQGSURFHVVUHTXLUHPHQWV
+RZHYHUFXVWRPHUVDUHDWOLEHUW\WRDGGWRWKHWHVWLQJUHTXLUHPHQWVRUSXWWKHGHVLJQ
HYDOXDWLRQUHTXLUHPHQWRQ DSHULRGLFSURGXFWVDPSOLQJ EDVLV7KHVWUXFWXUDOVLPLODULW\
FODLPVZKHUHDSSOLFDEOHIRUHDFKSURGXFWDUHWREHDJUHHGEHWZHHQWKHFXVWRPHUDQG
PDQXIDFWXUHU7KHSURGXFWDVVHVVPHQWOHYHORIUHOHDVHLVWREHFOHDUO\VKRZQRQWKH
GHWDLO SURGXFW VSHFLILFDWLRQ DQG WKH FHUWLILFDWH RI FRQIRUPLW\ 7KH GHYLFH VFUHHQLQJ
VHTXHQFHVKRZQLQHDFK3$/6LVPDQGDWRU\H[FHSWWKDWZKHQDJUHHGE\FXVWRPHUDQG
PDQXIDFWXUHUWKHVHTXHQFH RIVHDOLQJ DQGILQDO HOHFWULFDO WHVW PD\ EH UHYHUVHG )RU
GHVLJQHYDOXDWLRQWKHUHLVQRUHTXLUHPHQWIRUVHTXHQFHRIWHVWLQJDQGGLIIHUHQWVDPSOHV
PD\EHXVHGIRUHDFKWHVW7KHPDQXIDFWXUHUPD\KRZHYHUDWKLVULVNXVHWKHVDPH
VDPSOHVIRUDQ\RUDOORIWKHWHVWVLQWKHGHVLJQHYDOXDWLRQVHFWLRQ,WLVQHFHVVDU\WKDW
GHYLFHV XVHG IRU GHYLFH VDPSOH WHVWLQJ RU GHVLJQ HYDOXDWLRQ VKDOO KDYH VXFFHVVIXOO\
FRPSOHWHGGHYLFHVFUHHQLQJ:KHUHDSHUFHQWGHIHFWLYHDOORZDEOH 3'$ LVUHTXLUHGIRUD
VFUHHQLQJVHTXHQFHWKH3'$LVFDOFXODWHGDWWKHEHJLQQLQJRIWKHEXUQLQWHVW7HVWV
SHUIRUPHGEHIRUHEXUQLQRUDIWHUWKHHOHFWULFDOWHVWDW7 ZKLFKLPPHGLDWHO\IROORZVWKH
DPE
EXUQLQDUHQRWVXEMHFWWR3'$:KHUHWKHQXPEHURIGHIHFWLYHVDOORZHGE\WKH3'$LQ
DQ\ORWLVQRWDZKROHQXPEHUWKHDOORZDQFHVKDOOEHURXQGHGXSWRWKHQH[WZKROH
QXPEHU,QWKHHYHQWRIDIDLOXUHDW3'$LIWKHSHUFHQWGHIHFWLYHLVIRXQGWREHJUHDWHU
WKDQWKH3'$EXWQRWJUHDWHUWKDQWZLFHWKH3'$WKHGHYLFHVZKLFKSDVVHGPD\EH
UHVXEPLWWHGWREXUQLQRQFHRQO\DQGH[DPLQHGWRDWLJKWHQHG3'$7KHWLJKWHQHG3'$V
DUH⇒⇒DQG⇒
F  7KHFLUFXLWVWKHLUDGGHGFRPSRQHQWVSLHFHSDUWVDQGPDWHULDOVDUHWUDFHDEOHWRRULJLQDO
PDQXIDFWXUHU
VORWQXPEHUV
©,(& ( ±±
 5HOHDVHRIFLUFXLWVVXEMHFWHGWRGHVWUXFWLYHRUQRQGHVWUXFWLYHWHVWV
&LUFXLWVVXEMHFWHGWRGHVWUXFWLYH ' PHFKDQLFDORUHQYLURQPHQWDOWHVWVVKDOOQRWEHLQFOXGHG
LQWKHORWIRUGHOLYHU\
&LUFXLWVVXEMHFWHGWRQRQGHVWUXFWLYH 1' WHVWVPD\EHGHOLYHUHGSURYLGHGWKH\PHHWWKH
UHTXLUHPHQWVRIWKHGHWDLOVSHFLILFDWLRQ
 'HOD\HGGHOLYHULHVRIFLUFXLWV
&LUFXLWVKHOGIRUDSHULRGH[FHHGLQJWZR\HDUVIROORZLQJUHOHDVHRIWKHORWVKDOOEHUHWHVWHGWR
WKHHOHFWULFDODQGVROGHUDELOLW\WHVWVRIWKHGHWDLOVSHFLILFDWLRQSULRUWRGHOLYHU\XQOHVVD
ORQJHUSHULRGFDQEHGHPRQVWUDWHGE\WKHPDQXIDFWXUHU
 5HZRUN
 *HQHUDO
5HZRUNVKDOORQO\EHSHUPLWWHGZLWKLQWKHSURFHGXUHVGHFODUHGLQWKHPDQXIDFWXUHU
VGHFODUHG
SURFHGXUHVDVGHILQHGLQRI,(&4&
$FXVWRPHUPD\SURKLELWRUUHVWULFWUHZRUNRQFLUFXLWVWREHVXSSOLHGWRDSDUWLFXODUFRQWUDFW
 *HQHUDOUHTXLUHPHQWV
D ZKHUHFLUFXLWVKDYHEHHQGLUHFWO\HPEHGGHGLQKDUGSODVWLFHQFDSVXODQWVQRUHZRUNLV
SHUPLWWHGRWKHUWKDQWKDWVSHFLILHGLQ
E PD[LPXPWLPHWHPSHUDWXUHH[FXUVLRQVGXULQJUHZRUNVKDOOEHVSHFLILHG
F VFUHHQLQJDGHTXDWHWRWHVWWKHUHZRUNLQDFFRUGDQFHZLWKWKHPDQXIDFWXUHU
VGHFODUHG
SURFHGXUHVVKDOOEHFDUULHGRXWDIWHUUHZRUN
 )LOPFRQGXFWRUV
)LOPFRQGXFWRUVPD\EHUHZRUNHGE\WKHDWWDFKPHQWRIFRQGXFWLQJOLQNVSURYLGHGWKDWWKH
QXPEHU RI OLQNV DQG PHWKRGV RI DWWDFKPHQW FRPSO\ ZLWK WKH UHTXLUHPHQWVRIWKHPDQX
IDFWXUHU¶VGHFODUHGSURFHGXUHV
 :LUHERQGV
5HERQGLQJWRWKHVHPLFRQGXFWRUGLHVKDOOEHDWWHPSWHGRQO\RQFHDQGUHERQGLQJLVUHVWULFWHG
WRQRWPRUHWKDQRIWKHZLUHERQGVLQDFLUFXLW7KHUHERQGVVKDOOEHRQDWOHDVW
XQGLVWXUEHGPHWDOOL]DWLRQ H[FOXGLQJSUREHPDUNV 
5HERQGLQJWRKHDGHUSLQVDQGILOPFRQGXFWRUWUDFNVLVQRWUHVWULFWHGH[FHSWWKDWHDFKUHERQG
LVRQDWOHDVWXQGLVWXUEHGPHWDOOL]DWLRQ
 &RPSRXQGZLUHERQGV
7KHSODFLQJRIRQHZLUHERQGRQWRSRIDQRWKHUZLUH FRPSRXQGZLUHERQG LVSHUPLWWHG
H[FHSWRQWKHVHPLFRQGXFWRUGLH7KHQHZERQGVKDOOFRYHUDWOHDVWRIWKHRULJLQDOERQG
DQGVKDOOEHDWWHPSWHGRQO\RQFH
 $GGHGFRPSRQHQWV
$GGHG FRPSRQHQWV PD\ EH UHSODFHG XS WR WZR WLPHV H[FHSW IRU D HXWHFWLF ERQGHG
VHPLFRQGXFWRUGLHZKLFKPD\EHUHSODFHGRQO\RQFHXQOHVVGHPRQVWUDWHGRWKHUZLVHE\WKH
PDQXIDFWXUHU
±± ©,(& (
 &LUFXLWSDFNDJHV
$VVHPEOHGVXEVWUDWHVPD\EHUHPRYHGDQGSODFHGLQWRQHZSDFNDJHVRQO\RQFH
3DFNDJHOLGVPD\RQO\EHUHSODFHGLIWKHGHVLJQOLGFLUFXLWFOHDUDQFHLVPDLQWDLQHG
5HZRUNHGSDFNDJHVVKDOOEHVXEPLWWHGWRWKHVFUHHQLQJVHTXHQFHRIWKHUHOHYDQW3$/6
 2WKHUSHUPLWWHGUHZRUN
7KHIROORZLQJSURFHVVHVDUHDOVRSHUPLWWHG
D FOHDQLQJ
E PDUNLQJ
F OHDGVWUDLJKWHQLQJ
 8VHRIUHZRUNHG UHPRYHG DGGHGFRPSRQHQWV
$GGHG FRPSRQHQWV PD\ EH UHXVHG SURYLGHG WKH\ FRQIRUP ZLWK WKH UHTXLUHPHQWV RI WKH
UHOHYDQW YLVXDO HOHFWULFDO PHFKDQLFDO DQG HQYLURQPHQWDO WHVWV DQG WKH SURYLVLRQV RI
F 
 3URFHGXUHVIRUPDQXIDFWXULQJOLQHFHUWLILFDWLRQ
 $SSOLFDWLRQIRUPDQXIDFWXULQJOLQHFHUWLILFDWLRQ
$SSOLFDWLRQVKDOOEHPDGHWRWKH1DWLRQDO$XWKRUL]HG,QVWLWXWLRQ 1$, LQDFFRUGDQFHZLWK
,(&4&,QDGGLWLRQWKHPDQXIDFWXUHUVKDOO
D FRQIRUPZLWKWKHHOLJLELOLW\UHTXLUHPHQWVRI
E FDUU\ RXW DQ DXGLW DQG FRQIRUP ZLWK WKH UHTXLUHPHQWV RI WKH DSSUDLVDO FKHFNOLVW LQ
,(&
F VXEPLWWKHFRPSOHWHGDSSUDLVDOFKHFNOLVWWRWKH1DWLRQDO6XSHUYLVLQJ,QVSHFWRUDWH 16, 
G FRQIRUPZLWKWKHUHTXLUHPHQWVRIRQHRUPRUHRIWKHSURGXFWDVVHVVPHQWOHYHOVFKHGXOHV
3$/6  LQ DQQH[ $ 7KH WHVWLQJ VKDOO EH SHUIRUPHG RQ D FLUFXLW W\SH RU W\SHV
UHSUHVHQWDWLYHRIWKHPDQXIDFWXUHU
VFODLPHGSURGXFWLRQFDSDELOLW\ VHH 
 *UDQWLQJRIPDQXIDFWXULQJOLQHFHUWLILFDWLRQ
7KHPDQXIDFWXUHUVKDOOVXEPLWDUHSRUWWRWKH16,FRYHULQJWKHPDQXIDFWXULQJOLQHFHUWLILFDWLRQ
WHVWLQJLQDFFRUGDQFHZLWKWKHUHTXLUHPHQWVRI
0DQXIDFWXULQJOLQHFHUWLILFDWLRQVKDOOEHJUDQWHGZKHQWKHUHTXLUHPHQWVRIWKLVVSHFLILFDWLRQ
KDYHEHHQVDWLVILHG
 'HVFULSWLRQRIFDSDELOLW\
7KHPDQXIDFWXUHUVKDOOGHVFULEHKLVSURFHVVFDSDELOLW\WRWKH16,LQDGHFODUHGGRFXPHQW
7KHVFRSHRISURFHVVFDSDELOLW\IRUHDFKTXDOLI\LQJFRPSRQHQWVKDOOEHVWDWHG

©,(& ( ±±
 4XDOLI\LQJFRPSRQHQWV
 3URFHVVWHVWYHKLFOH 379
$379PD\EHHLWKHUDVSHFLDOO\GHVLJQHGWHVWVSHFLPHQRUDVWDQGDUGSURGXFW
6SHFLDOO\ GHVLJQHG 379V VKDOO EH IRUPDOO\ VSHFLILHG ZLWKLQ WKH PDQXIDFWXUHU
V GRFXPHQW
FRQWUROV\VWHPDQGVKDOOLQFOXGHGHWDLOVRI
D FLUFXLWPDWHULDOVDQGFRPSRQHQWV
E SURFHVVDQGLQVSHFWLRQVWDJHV LQFOXGLQJTXDQWLWLHV 
F DFFHSWDQFHFULWHULD
G LGHQWLILFDWLRQRUPDUNLQJ
$OLVWRI379VFURVVUHIHUHQFLQJWKHSURFHVV HV PRQLWRUHGVKDOOEHLQFRUSRUDWHG LQ WKH
GHFODUHGSURFHGXUHV7KLVPD\EHLQWDEXODUIRUP
7KH379TXDOLW\VWDQGDUGVPHDVXUHPHQWVGDWDFROOHFWLRQDQGSUHVHQWDWLRQVKDOOEHGHWDLOHG
LQWKHSURFHVVFRQWUROGRFXPHQWDWLRQ
 4XDOLILFDWLRQFLUFXLW 4&
$FLUFXLWZKLFKLVGHVLJQDWHGTXDOLILFDWLRQFLUFXLWDQGXVHGIRUSURFHVVDSSURYDOWHVWLQJVKDOO
FRPSO\ZLWKWKHUHTXLUHPHQWVRIWKHGHWDLOVSHFLILFDWLRQ
0RUHWKDQRQHFLUFXLWPD\EHQHHGHGDVDTXDOLI\LQJFLUFXLWWRDSSURYHDOOWKHSHUPLWWHG
SURFHVVHV
 &LUFXLWRUFLUFXLWVUHSUHVHQWDWLYHRIWKHPDQXIDFWXUHU
VFODLPHGSURGXFWLRQ
FDSDELOLW\
7KHTXDOLILFDWLRQFLUFXLWVDPSOHVVKDOOEHVXEPLWWHGWRWKHPRVWVHYHUH3$/6 VHHDQQH[$
WKDWLVUHTXLUHGE\WKHPDQXIDFWXUHU7KHQXPEHURIVDPSOHVUHTXLUHGLVWKDWQHFHVVDU\WR
FRPSOHWHWKHWHVWLQJWHVWVPD\EHVHTXHQFHGDWWKHPDQXIDFWXUHU
VULVN$UHSRUWRIWKH
UHVXOWVFRQIRUPLQJWRWKHUHTXLUHPHQWVRIVKDOOEHVXEPLWWHGWRWKH16,
7KHFLUFXLWFLUFXLWVVKDOODWPLQLPXPHQDEOHDVVHVVPHQWRIWKHIROORZLQJ
D ODUJHVWDUHDSDFNDJHZLWKLQIRUHDFKJHQHULFSDFNDJHFRQILJXUDWLRQDQGPDWHULDO
W\SH
E HDFKVXEVWUDWHPDWHULDO
F FRQGXFWRUUHVLVWRUGLHOHFWULFJHQHULFPDWHULDOW\SHV7KHFLUFXLWVKDOOEHRIUHSUHVHQWDWLYH
GHQVLW\DQGFRQWDLQWKHPD[LPXPQXPEHURIOD\HUV,WVKDOOFRQWDLQPHWDOOL]DWLRQZLWKLQ
RIWKHPLQLPXPGHFODUHGGHVLJQZLGWK
G HDFKWHPSHUDWXUHWLPHSURILOHIRUGHSRVLWHGPDWHULDOV
H HDFKW\SHRIWULPPLQJWHFKQLTXH
I DUHSUHVHQWDWLYHVDPSOHRIDGGRQFRPSRQHQWVDWPLQLPXPDVVHVVLQJWKHPD[LPXPDQG
PLQLPXPGHFODUHGDWWDFKDUHDDQGRUPDVVZLWKLQ
J HDFKDWWDFKPHQWPHWKRGPDWHULDO
K ZKHUHDSSOLFDEOHHDFKERQGLQJPHWKRGHJXOWUDVRQLFWKHUPRFRPSUHVVLRQ
L HDFKPHWKRGRISDFNDJHVHDOLQJRUHQFDSVXODWLRQ

±± ©,(& (
 'HPRQVWUDWLRQDQGYHULILFDWLRQRIFDSDELOLW\
 *HQHUDO
(OHFWULFDOYLVXDOPHFKDQLFDODQGHQYLURQPHQWDOWHVWVVKDOOEHLQDFFRUGDQFHZLWKWKHUHOHYDQW
TXDOLI\LQJFLUFXLWGHWDLOVSHFLILFDWLRQVLQYRNLQJRQHRIWKH3$/6LQDQQH[$7KHSURFHVVDQG
SDFNDJLQJVKDOOFRQIRUPZLWKWKRVHVSHFLILHGLQWKH3$/6
3URFHVVFRQWUROVDQGLQSURFHVVLQVSHFWLRQVRQSURFHVVWHVWYHKLFOHVDVGHFODUHGE\WKH
PDQXIDFWXUHUVKDOOEHLQDFFRUGDQFHZLWKWKHUHTXLUHPHQWVRI,(&
 7HVWDQGLQVSHFWLRQUHTXLUHPHQWV
7KH WHVW DQG LQVSHFWLRQ UHTXLUHPHQWV IRU ERWK PDQXIDFWXULQJ OLQH FHUWLILFDWLRQ DQG WKH
PDLQWHQDQFHRIDSSURYDOVKDOOYHULI\WKDWWKHGHVLJQPDWHULDOVDQGSURFHVVLQJDUHFDSDEOHRI
SURGXFLQJFLUFXLWVZKLFKFRQIRUPZLWKWKHLUGHWDLOVSHFLILFDWLRQV7KLVPD\EHDFKLHYHGE\D
FRPELQDWLRQRIDSSURYHGPDWHULDOVLQFRPLQJLQVSHFWLRQVWHVWVLQSURFHVVLQVSHFWLRQVWHVWV
DQGTXDOLILFDWLRQFLUFXLWV
D $SSURYHGPDWHULDOVDQGRULQFRPLQJLQVSHFWLRQVWHVWV
:KHUHWKHVHPHWKRGVDUHXVHGWKHPDQXIDFWXUHUVKDOOGHPRQVWUDWHWKDWWKHVXEVHTXHQW
SURFHVVLQJSULRUWRGHVSDWFKRIWKHFRPSOHWHGFLUFXLWVZLOOQRWVLJQLILFDQWO\FKDQJHWKH
SHUIRUPDQFHRIWKHPDWHULDO7KHPDWHULDOVDQGYDOLGDWLRQWHVWVVKDOOEHIXOO\GRFXPHQWHG
DQGUHIHUHQFHGLQWKHGHFODUHGSURFHGXUHV7KH\PD\FRYHU
 VROGHUDELOLW\
 SDFNDJHGLPHQVLRQV
 UREXVWQHVVRIWHUPLQDWLRQV
 IODPPDELOLW\
 GDPSKHDW
E ,QSURFHVVLQVSHFWLRQV
,QSURFHVV LQVSHFWLRQV HJ LQWHUQDO YLVXDO H[DPLQDWLRQ PD\ EH FRYHUHG E\ SURFHVV
FRQWURO7KHPDQXIDFWXUHUVKDOOGHPRQVWUDWHWKDWWKHSURFHVVFDSDELOLW\UHODWLYHWRWKH
GHVLJQGDWDDQGOD\RXWUXOHVDQGWKHVSHFLILFLQSURFHVVLQVSHFWLRQVWDQGDUGVDUHIXOO\
GRFXPHQWHGDQGUHIHUHQFHGLQWKHGHFODUHGSURFHGXUHV7KHUHTXLUHPHQWVWREHYDOLGDWHG
E\LQWHUQDOYLVXDOH[DPLQDWLRQDUHJLYHQLQ,(&
F ,QSURFHVVWHVWV
(OHFWULFDOPHFKDQLFDORUHQYLURQPHQWDOWHVWVWREHPDGHRQWKHDVVHPEOHGFLUFXLWVWR
YHULI\FLUFXLWSHUIRUPDQFHSULRUWRWKHSDFNDJLQJSURFHVVVKDOOEHVSHFLILHGLQWKHFLUFXLW
FRQWUROGRFXPHQWDWLRQ
(OHFWULFDOPHFKDQLFDORUHQYLURQPHQWDOWHVWVFRQGXFWHGRQFLUFXLWVRUWHVWYHKLFOHVZKLFK
IRUPDQLQWHJUDOSDUWRISURFHVVFRQWUROPD\EHXVHGLQSODFHRITXDOLW\FRQIRUPDQFH
LQVSHFWLRQVSURYLGHGWKHPDQXIDFWXUHUGHPRQVWUDWHVHTXLYDOHQFHDQGWKHUHTXLUHPHQWV
DUHIXOO\GRFXPHQWHGDQGUHIHUHQFHGLQWKHGHFODUHGSURFHGXUHV)RUH[DPSOH
  FRQVWDQWDFFHOHUDWLRQ H[FHSWIRUUHVLQPRXOGHGGHYLFHV 
  VHDOLQJJURVVDQGILQHOHDN H[FHSWIRUUHVLQPRXOGHGGHYLFHV 
  UHVLVWDQFHWRVROGHUKHDW
  FRPSRQHQWERQGVWUHQJWKV
©,(& ( ±±
 0DQXIDFWXULQJOLQHFHUWLILFDWLRQWHVWUHSRUW
$ WHVW UHSRUW VKDOO EH SUHSDUHG LQ DFFRUGDQFH ZLWK WKH UHTXLUHPHQWV RI WKLV FODXVH
DXWKHQWLFDWHG E\ WKH '05 DQG HQGRUVHG E\ WKH 16, DIWHU YHULI\LQJ WKDW LW PHHWV WKH
UHTXLUHPHQWVRIWKLVVSHFLILFDWLRQ
$FRS\RIWKHUHSRUWVKDOOEHVXEPLWWHGWRWKH16,$Q\RWKHUUHSURGXFWLRQDQGUHOHDVHRIWKH
UHSRUWLVWKHVROHSUHURJDWLYHRIWKHPDQXIDFWXUHU
7KHWHVWUHSRUWVKDOOEHGDWHGDQGFRQIRUPWRWKHIROORZLQJUHTXLUHPHQWV
D &ODXVH±)URQWSDJHV
7KHWHVWUHSRUWVKDOOEHSUHIDFHGZLWKWKHIROORZLQJLQIRUPDWLRQ
 'HVLJQDWLRQRIUHSRUWLH0DQXIDFWXULQJOLQHFHUWLILFDWLRQWHVWUHSRUW
 1DPHDQGDGGUHVVRIWKHWHVWODERUDWRU\
 :KHQUHOHYDQWWKHSRVLWLRQRIWKHWHVWODERUDWRU\ZLWKLQDODUJHURUJDQL]DWLRQVKDOOEH
VWDWHG
 ,ILWLVDQ,(&4DSSURYHGLQGHSHQGHQWWHVWODERUDWRU\WKHVFRSHRIWKHDSSURYDOVKDOO
EHVWDWHG
 1DPHDQGDGGUHVVRIWKH16,UHVSRQVLEOHIRUWKHVXSHUYLVLRQRIWKHPDQXIDFWXULQJOLQH
FHUWLILFDWLRQWHVWV
 1DPHDQGDGGUHVVRIWKHPDQXIDFWXUHU
 'HWDLOHGGHVFULSWLRQRIWKHWHVWVZLWKUHIHUHQFHWRWKHVSHFLILFDWLRQVWREHDSSOLHG
LQFOXGLQJUHYLVLRQQXPEHUDQGGDWHRILVVXH
 ,QFDVHRIVXEFRQWUDFWLQJRIWHVWVWKHLGHQWLILFDWLRQRIWKHDVVLJQHGWHVWODERUDWRU\
 $FFXUDWHLGHQWLILFDWLRQRIWKHWHVWVDPSOHVSHFLILHGE\PDUNRIRULJLQGDWHFRGHDQG
IDEULFDWLRQIORZFKDUW ORWWUDYHOOHU 
 5HIHUHQFHQXPEHURIWKHWHVWUHSRUW
 $GHFODUDWLRQDVIROORZVVLJQHGE\WKH'05
,FHUWLI\WKDWWKHUHTXLUHPHQWVRIWKH6\VWHPKDYHEHHQPHWDQGWKDWDOOVSHFLPHQV
WHVWHGZHUH
D WDNHQIURPDQGDUHUHSUHVHQWDWLYHRIFXUUHQWSURGXFWLRQ
E PDQXIDFWXUHGXVLQJFXUUHQWLQWHQGHGSURGXFWLRQPHWKRGVDQGPDWHULDOV
 7KHVLJQDWXUHRIWKHUHSUHVHQWDWLYHRIWKH16,
 'DWHRIUHFHLSWRIWHVWLWHP V DQGSHULRGRIWHVWLQJ
E &ODXVH±$EVWUDFWRIWKHWHVWSODQ
7KHDEVWUDFWVKDOOVKRZWKHWHVWJURXSVDQGVXEJURXSVRIWKHZKROHWHVWSURJUDPDQGLQ
DGGLWLRQWKHQXPEHURIVDPSOHVWKDWDUHQHHGHGIRUHDFKWHVWJURXSVXEJURXSWRJHWKHU
ZLWKWKHSRVVLEOHQXPEHURIGHIHFWVLQHDFKJURXS
7KHXVHRIDIORZFKDUWLVUHFRPPHQGHG
$WLPHWDEOHVKDOOGLVSOD\WKHWHVWSURJUDPVHTXHQFHDQGDVXPPDU\RIDFWXDOUHVXOWV
DFKLHYHGVKDOOEHJLYHQ
F &ODXVH±'HWDLOVRIWKHVSHFLPHQ
,QIRUPDWLRQVKDOOEHJLYHQRQWKHRULJLQRIWKHUDQGRPVDPSOHZLWKUHVSHFWWRKRZPDQ\
XQLWVKDYHEHHQVHOHFWHGIURPHDFKLQVSHFWLRQSURGXFWLRQORWDQGKRZWKHVHXQLWVKDYH
EHHQDVVLJQHGWRWKHWHVWJURXSVVXEJURXSV7KHQXPEHUDVVLJQHGWRHDFKRIWKHVHXQLWV
VKDOOEHJLYHQLIWKHWHVWSODQUHTXLUHVWKHFDOFXODWLRQRIGHOWDOLPLWV
7KHUHSRUWVKDOOGHWDLOWKHUXOHVDSSOLHGLQFDVHVZKHUHWKHUHSRUWFRQFHUQVVWUXFWXUDO
VLPLODULW\FODLPV
±± ©,(& (
G &ODXVH±&RQWHQWV
7KHIROORZLQJGHWDLOVVKDOOEHJLYHQRQHDFKSDJHRIWKHWHVWUHSRUW
 7KHWHVWUHSRUWUHIHUHQFHQXPEHU
 7KHSDJHQXPEHU
127( 7KHIURQWSDJHRIWKHUHSRUWVKRXOGLQGLFDWHWKHSDJHQXPEHUDQGWKHWRWDOQXPEHURISDJHVRIWKH
UHSRUW
 7KHWHVWVSHFLILFDWLRQ
 7HVWPHDVXUHPHQWHTXLSPHQW
7KHWHVWDQGPHDVXUHPHQWHTXLSPHQWXVHGIRUWKHSHUIRUPDQFHWKHWHVWVVKDOOEH
XQLTXHO\LGHQWLILHGZLWKLWVFDOLEUDWLRQVWDWXVVKRZQ
 7HVWPHWKRGV
)RUHYHU\WHVWWKHWHVWPHWKRGVKDOOEHQDPHGZLWKUHIHUHQFHWRWKHFRUUHVSRQGLQJ
VWDQGDUG,IDQRQVWDQGDUGWHVWPHWKRGLVXVHGWKLVPHWKRGVKDOOEHGHVFULEHGLQDOO
GHWDLOV
 $GHVFULSWLRQRIDOOWHVWFRQGLWLRQV
6WDQGDUGFRQGLWLRQVIRUWHVWLQJ DPELHQWWHPSHUDWXUHUHODWLYHKXPLGLW\HWF 
7\SHDQGOHYHORIWKHVWUHVV
'XUDWLRQRIWKHVWUHVV
:KHUHUHOHYDQWDGHVFULSWLRQRIDQ\VSHFLDOSUHFRQGLWLRQLQJRUUHFRYHU\RIWKHWHVW
VDPSOHV
 7KHWHVWUHVXOWVVKDOOEHVSHFLILHGDFFXUDWHO\FOHDUO\DQGFRPSOHWHO\7KHUHVXOW V RI
HDFKWHVWVHTXHQFHVXEJURXSVKDOOEHWUDFHDEOHWRWKHLQGLYLGXDOZKRSHUIRUPHGWKH
WHVWRUPHDVXUHPHQWDQGVKDOOEHGDWHG
,IWKHUHLVDODUJHDPRXQWRIWHVWGDWDLWLVUHFRPPHQGHGWKDWVWDWLVWLFDOPHWKRGVDUH
XVHGVRWKDWDFOHDUHYDOXDWLRQFDQEHPDGH
 7KH LQGLYLGXDO WHVW UHTXLUHPHQW VSHFLILFDWLRQ OLPLW  VKDOO EH VWDWHG DQG WKH
PHDVXUHPHQWXQFHUWDLQW\DVVRFLDWHGZLWKWKHWHVW
H &ODXVH±)DLOXUHLGHQWLILFDWLRQDQGDQDO\VLV
$OOIDLOXUHVZKLFKRFFXUGXULQJWKHWHVWLQJVKDOOEHLGHQWLILHGZLWKWKHUHVXOWVRIWKHIDLOXUH
DQDO\VLVFDUULHGRXW
 3URFHGXUHVWREHIROORZHGLQWKHHYHQWRIFDSDELOLW\TXDOLI\LQJFRPSRQHQW
&4& IDLOXUHV
7KHUHTXLUHPHQWVRIDQGRI,(&4&DSSO\LQWKHFDVHRIDOOIDLOXUHV
ZKHUHDSSOLFDEOH
 $EVWUDFWRIGHVFULSWLRQRIFDSDELOLW\
7KHPDQXIDFWXUHU
VGHVFULSWLRQRIKLVFDSDELOLW\VKDOOEHSURYLGHGWRWKH16,IRULQFOXVLRQLQ
WKHFHUWLILHGPDQXIDFWXULQJOLQHOLVWLQJ
7KHGHVFULSWLRQVKDOOEHEDVHGRQWKHIROORZLQJDEVWUDFWRIFDSDELOLW\
D FRPSDQ\QDPH
E W\SHRIWHFKQRORJ\
F DSSURYHGSURFHVVHV
G VXEFRQWUDFWHGSURFHVVHV
H SDFNDJLQJPHWKRGV
©,(& ( ±±
I SURGXFWDVVHVVPHQWOHYHOVFKHGXOHV
J DSSURYHGVLWHDGGUHVV LQFOXGLQJWHOHFRPVQXPEHUV 
K FRPPHUFLDOFRQWDFW WHOHSKRQHQXPEHU 
127( $QH[DPSOHDEVWUDFWLVJLYHQLQRI,(&
 3URFHGXUHVIROORZLQJWKHJUDQWLQJRIPDQXIDFWXULQJOLQHFHUWLILFDWLRQ
 0DLQWHQDQFHRIPDQXIDFWXULQJOLQHFHUWLILFDWLRQ
0DQXIDFWXULQJOLQHFHUWLILFDWLRQLVPDLQWDLQHGE\WKHTXDOLW\FRQIRUPDQFHLQVSHFWLRQRIGHWDLO
VSHFLILFDWLRQVDQGWKHPDQXIDFWXUHU
VTXDOLW\PDQDJHPHQWSURJUDPPHLQFOXGLQJWKHDQQXDO
VXEPLVVLRQWRWKH16,RIKLVVHOIDXGLWFKHFNOLVWLQDFFRUGDQFHZLWK,(&
0DQXIDFWXULQJSURFHVVHVZKLFKKDYHQRWEHHQH[HUFLVHGZLWKLQDWZR\HDUSHULRGVKDOOEH
DXWRPDWLFDOO\H[FOXGHGIURPWKHPDQXIDFWXULQJOLQHFHUWLILFDWLRQDQGWKHPDQXID
...

Questions, Comments and Discussion

Ask us and Technical Secretary will try to provide an answer. You can facilitate discussion about the standard in here.

Loading comments...

記事のタイトル:IEC 60748-23-1:2002-半導体デバイス-集積回路-パート23-1:ハイブリッド集積回路とフィルム構造-製造ライン認証-一般仕様 記事の内容:特定の顧客の品質と信頼性要件を満たす高品質のハイブリッド集積回路(フィルムを含む)に適用されます。ハイブリッド集積回路は完全に完成している場合と部分的に完成している場合があります。部分的に完成したデバイスは、顧客に追加の処理のために供給される場合があります。

The article discusses the manufacturing line certification for hybrid integrated circuits and film structures, according to the IEC 60748-23-1:2002 standard. This standard applies to high-quality hybrid integrated circuits that include films and meet specific customer quality and reliability requirements. These hybrid circuits can be either fully completed or partially completed, with the latter being supplied to customers for further processing.

기사 제목: IEC 60748-23-1:2002 - 반도체 소자 - 집적 회로 - 파트 23-1: 하이브리드 통합 회로 및 필름 구조 - 제조 라인 인증 - 일반 사양 기사 내용: 특별한 고객 품질 및 신뢰성 요구사항을 충족하는 고품질 하이브리드 통합 회로(필름 포함)에 적용됩니다. 하이브리드 통합 회로는 완전히 완성되었거나 일부가 완성된 상태일 수 있습니다. 일부 완성된 기기는 고객에게 추가 처리를 위해 공급될 수 있습니다.