Standard Practice for Development and Implementation of Instrument Performance Tests for Use on Multivariate Online, At-Line and Laboratory Spectroscopic Based Analyzer Systems

SIGNIFICANCE AND USE
4.1 If ASTM Committee E13 has not specified an appropriate test procedure for a specific type of instrument, or if the sample specified by a Committee E13 procedure is incompatible with the intended instrument operation, then this practice can be used to develop practical performance tests.  
4.1.1 For instruments which are equipped with permanent or semi-permanent sampling accessories, the test sample specified in a Committee E13 practice may not be compatible with the instrument configuration. For example, for FT-MIR instruments equipped with transmittance or IRS flow cells, tests based on putting polystyrene films into the sample position are impractical. In such cases, this practice suggests means by which the recommended test procedures can be modified by changing the test material or the location of the recommended test material.  
4.1.2 For instruments used in process measurements, the choice of test materials may be limited due to process contamination and safety considerations. The practice suggests means of developing performance tests based on materials which are compatible with the intended use of the analyzer.  
4.2 Tests developed using the practice are intended to allow the user to compare the performance of an instrument on any given day with prior performance, and specifically to compare performance during calibration of the analyzer to performance during validation of the analyzer and during routine use of the analyzer. The tests are intended to uncover malfunctions or other changes in instrument operation, but they are not designed to diagnose or quantitatively assess the malfunction or change. The tests are not intended for the comparison of analyzers of different manufacture.  
4.3 Tests developed using this practice are also intended to allow the user to compare the performance of a primary analyzer used in development of a multivariate model to the performance of secondary analyzers used to apply that model for the analysis of process or p...
SCOPE
1.1 This practice covers basic procedures that can be used to develop instrument performance tests for spectroscopic based online, at-line, laboratory and field analyzers. The practice is intended to be applicable to Raman spectrometers and to infrared spectrophotometers operating in the near-infrared and mid-infrared regions.  
1.2 This practice is not intended as a replacement for specific practices, such as Practices E275, E925, E932, E958, E1421, or E1683 that exist for measuring performance of specific types of laboratory spectroscopic instruments. Instead, this practice is intended to provide guidelines as to how similar practices should be developed when specific practices do not exist for a particular instrument type, or when specific practices are not applicable due to sampling or safety concerns. This practice can be used to develop instrument performance tests for on-line process spectroscopic-based analyzers.  
1.2.1 The performance tests described in this practice typically only evaluate the performance of the infrared spectrophotometer or Raman spectrometer part of the analyzer system, referred to herein as the instrument.  
1.2.2 Instrument performance tests do not typically evaluate performance of analyzer sampling systems.  
1.3 This practice describes univariate level zero and level one tests, and multivariate level A and level B tests which can be implemented to measure instrument performance. These tests are designed to be used as rapid, routine checks of instrument performance. They are designed to uncover malfunctions or other changes in instrument operation, but do not specifically diagnose or quantitatively assess the malfunction or change. The tests are not intended for the comparison of instruments or analyzers of different manufacture.  
1.4 The instrument performance tests described in this practice are used during the development of multivariate calibrations via Practice D8321 to establ...

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ASTM D8470-22 - Standard Practice for Development and Implementation of Instrument Performance Tests for Use on Multivariate Online, At-Line and Laboratory Spectroscopic Based Analyzer Systems
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This international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for the
Development of International Standards, Guides and Recommendations issued by the World Trade Organization Technical Barriers to Trade (TBT) Committee.
Designation: D8470 − 22
Standard Practice for
Development and Implementation of Instrument
Performance Tests for Use on Multivariate Online, At-Line
1
and Laboratory Spectroscopic Based Analyzer Systems
This standard is issued under the fixed designation D8470; the number immediately following the designation indicates the year of
original adoption or, in the case of revision, the year of last revision. A number in parentheses indicates the year of last reapproval. A
superscript epsilon (´) indicates an editorial change since the last revision or reapproval.
1. Scope calibrations via Practice D8321 to establish the performance
levelatthetimethecalibrationisdeveloped.Thesametestsare
1.1 Thispracticecoversbasicproceduresthatcanbeusedto
used during validation of analyzers via Practice D6122 to
develop instrument performance tests for spectroscopic based
qualify the working analyzer by demonstrating comparable
online, at-line, laboratory and field analyzers. The practice is
performance.
intended to be applicable to Raman spectrometers and to
1.4.1 Instrument performance tests are used to requalify
infrared spectrophotometers operating in the near-infrared and
instruments after analyzer maintenance.
mid-infrared regions.
1.4.2 Instrument performance tests are used to qualify
1.2 This practice is not intended as a replacement for
instruments in secondary analyzers to which calibrations are
specific practices, such as Practices E275, E925, E932, E958,
being transferred after development on a primary analyzer.
E1421,or E1683 that exist for measuring performance of
1.5 This standard does not purport to address all of the
specific types of laboratory spectroscopic instruments. Instead,
safety concerns, if any, associated with its use. It is the
this practice is intended to provide guidelines as to how similar
responsibility of the user of this standard to establish appro-
practices should be developed when specific practices do not
priate safety, health, and environmental practices and deter-
existforaparticularinstrumenttype,orwhenspecificpractices
mine the applicability of regulatory limitations prior to use.
are not applicable due to sampling or safety concerns. This
1.6 This international standard was developed in accor-
practice can be used to develop instrument performance tests
dance with internationally recognized principles on standard-
for on-line process spectroscopic-based analyzers.
ization established in the Decision on Principles for the
1.2.1 The performance tests described in this practice typi-
Development of International Standards, Guides and Recom-
cally only evaluate the performance of the infrared spectropho-
mendations issued by the World Trade Organization Technical
tometer or Raman spectrometer part of the analyzer system,
Barriers to Trade (TBT) Committee.
referred to herein as the instrument.
1.2.2 Instrument performance tests do not typically evaluate
2. Referenced Documents
performance of analyzer sampling systems.
2
2.1 ASTM Standards:
1.3 This practice describes univariate level zero and level
D4175 Terminology Relating to Petroleum Products, Liquid
one tests, and multivariate levelAand level B tests which can
Fuels, and Lubricants
be implemented to measure instrument performance. These
D6122 Practice for Validation of the Performance of Multi-
tests are designed to be used as rapid, routine checks of
variate Online, At-Line, Field and Laboratory Infrared
instrument performance. They are designed to uncover mal-
Spectrophotometer, and Raman Spectrometer Based Ana-
functions or other changes in instrument operation, but do not
lyzer Systems
specifically diagnose or quantitatively assess the malfunction
D7940 Practice for Analysis of Liquefied Natural Gas
or change. The tests are not intended for the comparison of
(LNG) by Fiber-Coupled Raman Spectroscopy
instruments or analyzers of different manufacture.
D8321 Practice for Development and Validation of Multi-
1.4 The instrument performance tests described in this
variate Analyses for Use in Predicting Properties of
practice are used during the development of multivariate Petroleum Products, Liquid Fuels, and Lubricants based
on Spectroscopic Measurements
1
This practice is under the jurisdiction ofASTM Committee D02 on Petroleum
Products, Liquid Fuels, and Lubricants and is the direct responsibility of Subcom-
2
mittee D02.25 on Performance Assessment and Validation of Process Stream For referenced ASTM standards, visit the ASTM website, www.astm.org, or
Analyzer Systems. contact ASTM Customer Service at service@astm.org. For Annual Book of ASTM
Current edition approved July 1, 2022. Published August 2022. DOI: 10.1520/ Standards
...

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