Industrial, commercial and garage doors and gates and pedestrian doorsets - Protective devices for power operated doors and gates - Requirements and test methods

This European Standard deals with all significant hazards, hazardous situations and events relevant to the power operation of industrial, commercial and garage doors, and gates when they are used as intended and under conditions of misuse which are reasonably foreseeable as identified in Clause 4.
All lifetime phases of the machinery including transportation, assembly, dismantling, disabling and scrapping are considered by this standard.
This standard does not deal with sensitive protective equipment using ultrasonic, radar, capacitive,inductive, passive infra-red and vision based technologies. For these types of equipment this standard can be used as a guide.

Türen und Tore - Schutzeinrichtungen für kraftbetätigte Türen und Tore - Anforderungen und Prüfverfahren

Portes et portails industriels, commerciaux et de garage et blocs-portes pour piétons - Dispositifs de protection pour portes et portails motorisés - Exigences et méthodes d’essai

Vrata v industrijske in javne prostore, garažna vrata in vrata za pešce - Zaščitne naprave za vrata s samodejnim delovanjem - Zahteve in preskusne metode

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SLOVENSKI STANDARD
oSIST prEN 12978:2021
01-december-2021

Vrata v industrijske in javne prostore, garažna vrata in vrata za pešce - Zaščitne

naprave za vrata s samodejnim delovanjem - Zahteve in preskusne metode

Industrial, commercial and garage doors and gates and pedestrian doorsets - Protective

devices for power operated doors and gates - Requirements and test methods

Türen und Tore - Schutzeinrichtungen für kraftbetätigte Türen und Tore - Anforderungen

und Prüfverfahren

Portes et portails industriels, commerciaux et de garage et blocs-portes pour piétons -

Dispositifs de protection pour portes et portails motorisés - Exigences et méthodes

d’essai
Ta slovenski standard je istoveten z: prEN 12978
ICS:
91.060.50 Vrata in okna Doors and windows
91.090 Konstrukcije zunaj stavb External structures
oSIST prEN 12978:2021 en,fr,de

2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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oSIST prEN 12978:2021
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oSIST prEN 12978:2021
DRAFT
EUROPEAN STANDARD
prEN 12978
NORME EUROPÉENNE
EUROPÄISCHE NORM
October 2021
ICS 91.060.50 Will supersede EN 12978:2003+A1:2009
English Version
Industrial, commercial and garage doors and gates and
pedestrian doorsets - Protective devices for power
operated doors and gates - Requirements and test
methods

Portes et portails industriels, commerciaux et de Türen und Tore - Schutzeinrichtungen für

garage et blocs-portes pour piétons - Dispositifs de kraftbetätigte Türen und Tore - Anforderungen und

protection pour portes et portails motorisés - Prüfverfahren
Exigences et méthodes d'essai

This draft European Standard is submitted to CEN members for enquiry. It has been drawn up by the Technical Committee

CEN/TC 33.

If this draft becomes a European Standard, CEN members are bound to comply with the CEN/CENELEC Internal Regulations

which stipulate the conditions for giving this European Standard the status of a national standard without any alteration.

This draft European Standard was established by CEN in three official versions (English, French, German). A version in any other

language made by translation under the responsibility of a CEN member into its own language and notified to the CEN-CENELEC

Management Centre has the same status as the official versions.

CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia,

Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway,

Poland, Portugal, Republic of North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and

United Kingdom.

Recipients of this draft are invited to submit, with their comments, notification of any relevant patent rights of which they are

aware and to provide supporting documentation.

Warning : This document is not a European Standard. It is distributed for review and comments. It is subject to change without

notice and shall not be referred to as a European Standard.
EUROPEAN COMMITTEE FOR STANDARDIZATION
COMITÉ EUROPÉEN DE NORMALISATION
EUROPÄISCHES KOMITEE FÜR NORMUNG
CEN-CENELEC Management Centre: Rue de la Science 23, B-1040 Brussels

© 2021 CEN All rights of exploitation in any form and by any means reserved Ref. No. prEN 12978:2021 E

worldwide for CEN national Members.
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oSIST prEN 12978:2021
prEN 12978:2021 (E)
Contents

European foreword ...................................................................................................................................................... 4

Introduction .................................................................................................................................................................... 5

1 Scope .................................................................................................................................................................... 6

2 Normative references .................................................................................................................................... 6

3 Terms and definitions ................................................................................................................................... 8

4 List of hazards .................................................................................................................................................. 9

4.1 General................................................................................................................................................................ 9

4.2 Hazards caused by fixing .............................................................................................................................. 9

4.3 Hazards caused by the shape ...................................................................................................................... 9

4.4 Hazards caused by use of energy .............................................................................................................. 9

4.5 Hazards generated by optical radiation ............................................................................................... 10

4.6 Hazards caused by out of range wavelength ....................................................................................... 10

4.7 Hazard caused by the loss of the safety function ............................................................................... 10

4.8 Hazard caused by lack of detection capability ................................................................................... 10

4.9 Hazard caused by inadequate setting .................................................................................................... 10

4.10 Hazard caused by permanent deformation and/or mechanical damage of PSPE

sensing element ............................................................................................................................................. 10

4.11 Hazard caused by loss of safety integrity ............................................................................................. 10

4.12 Hazard caused by electro-magnetic disturbances ............................................................................ 10

5 Safety requirements and/or protective measures ........................................................................... 10

5.1 General.............................................................................................................................................................. 10

5.2 Fixing ................................................................................................................................................................. 11

5.3 Shape ................................................................................................................................................................. 11

5.4 Use of energy .................................................................................................................................................. 11

5.5 Optical radiation ........................................................................................................................................... 11

5.6 Wavelength ..................................................................................................................................................... 12

5.7 Safety function of the sensitive protective equipment .................................................................... 12

5.8 Detection capability ..................................................................................................................................... 13

5.9 Inadequate settings ...................................................................................................................................... 13

5.10 Deformation/damage of PSPE sensing element ................................................................................ 14

5.11 Performance level ......................................................................................................................................... 14

5.12 Electromagnetic compatibility ................................................................................................................. 14

6 Verification of the safety requirements and/or protective measures ...................................... 14

6.1 General.............................................................................................................................................................. 14

6.2 Fixing ................................................................................................................................................................. 15

6.3 Shaping ............................................................................................................................................................. 15

6.4 Use of energy .................................................................................................................................................. 15

6.5 Optical radiation ........................................................................................................................................... 15

6.6 Wavelength ..................................................................................................................................................... 15

6.7 Safety function of the protective equipment....................................................................................... 15

6.8 Detection capability ..................................................................................................................................... 16

6.9 Verification of inadequate settings ........................................................................................................ 18

6.10 Verification of recovery of deformation/damage of PSPE sensing element ........................... 18

6.11 Verification of performance level ........................................................................................................... 18

6.12 Electromagnetic compatibility ................................................................................................................. 18

6.12.2 Emission ........................................................................................................................................................... 19

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7 Information for use ...................................................................................................................................... 19

7.1 Instruction handbook ................................................................................................................................. 19

7.2 Marking ............................................................................................................................................................ 20

Annex A (normative) Test pieces ......................................................................................................................... 21

Annex B (normative) Reflection test ................................................................................................................... 22

B.1 Testing of light curtains.............................................................................................................................. 22

B.2 Reflection testing of light barriers ......................................................................................................... 23

Annex C (informative) Examples of significant hazards, hazardous situations, hazardous

events and their relation to the Essential Requirements of the Machinery Directive

2006/42/EC .................................................................................................................................................... 25

Annex ZA (informative) Relationship between this European Standard and the essential

requirements of Directive 2006/42/EC aimed to be covered ...................................................... 27

Bibliography ................................................................................................................................................................. 29

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oSIST prEN 12978:2021
prEN 12978:2021 (E)
European foreword

This document (prEN 12978:2021) has been prepared by Technical Committee CEN/TC 33 “Doors,

windows, shutters, building hardware and curtain walling”, the secretariat of which is held by AFNOR.

This document is currently submitted to the CEN Enquiry.
This document will supersede EN 12978:2003+A1:2009.
Compared with EN 12978:2003+A1:2009, the following changes have been made:

a) revision according to the requirements of EN ISO 12100:2010 (safety of machines);

b) deletion of requirements which are covered by EN 12453 for the safe function of the combination of

protective device and industrial, commercial and garage doors, so that only basic requirements of

protective devices are covered by this document;
c) modification of the definition of test pieces and test procedures.

This document has been prepared under a Standardization Request given to CEN by the European

Commission and the European Free Trade Association, and supports essential requirements of EU

Directive(s) / Regulation(s).

For relationship with EU Directive(s) / Regulation(s), see informative Annex ZA, which is an integral

part of this document.
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oSIST prEN 12978:2021
prEN 12978:2021 (E)
Introduction
This document is a type C document as stated in EN ISO 12100:2010.

The machinery concerned and the extent to which hazards, hazardous situations and events are

covered are indicated in the scope of this document.

When provisions of this type C document are different from those which are stated in type A or B

documents, the provisions of this type C document take precedence over the provisions of the other

documents, for protective devices that have been designed and built according to the provisions of this

type C document.
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oSIST prEN 12978:2021
prEN 12978:2021 (E)
1 Scope

This document specifies requirements and test methods for sensitive protective equipment put

separately on the market as safety components to be used with entrance equipment such as power

operated industrial, commercial and garage doors, gates and barriers, power operated pedestrian doors

and power operated pedestrian entrance control equipment, when any safety standard covering such

entrance equipment references this standard.

This document deals with all significant hazards, hazardous situations and events relevant to the power

operation of doors, and gates when they are used as intended and under conditions of misuse which are

reasonably foreseeable as identified in Clause 4.

All lifetime phases of the machinery including transportation, assembly, dismantling, disabling and

scrapping are considered by this document.

Whenever the term „door” is used in this document, it is deemed to cover the full scope of types and

variances of doors, gates and barriers defined and entrance control equipment by the scope of

EN 12453:2017+A1:2021, EN 16005:2012 and FprEN 17352:2021.

This document does not deal with sensitive protective equipment using ultrasonic, radar, capacitive,

inductive, passive infrared and vision based technologies. For these types of equipment this document

can be used as a guide.
2 Normative references

The following documents are referred to in the text in such a way that some or all of their content

constitutes requirements of this document. For dated references, only the edition cited applies. For

undated references, the latest edition of the referenced document (including any amendments) applies.

EN 12433-1:1999, Industrial, commercial and garage doors and gates - Terminology - Part 1: Types of

doors

EN 12433-2:1999, Industrial, commercial and garage doors and gates - Terminology - Part 2: Parts of

doors

EN 12453:2017+A1:2021, Industrial, commercial and garage doors and gates — Safety in use of power

operated doors — Requirements

EN 16005:2012, Power operated pedestrian doorsets - Safety in use - Requirements and test methods

FprEN 17352:2021, Power operated pedestrian entrance control equipment — Safety in use —

Requirements and test methods

EN 60068-2-6:2008, Environmental testing - Part 2-6: Tests - Test Fc: Vibration (sinusoidal)

EN 60068-2-14:2009, Environmental testing - Part 2-14: Tests - Test N: Change of temperature

EN 60068-2-27:2009, Environmental testing - Part 2-27: Tests - Test Ea and guidance: Shock

EN 60068-2-78:2013, Environmental testing - Part 2-78: Tests - Test Cab: Damp heat, steady state

2),

EN 60529:1991, Degrees of protection provided by enclosures (IP Code) (IEC 60529:1989)

This standard is blocked and pending to be published.
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EN 60664-1:2007, Insulation coordination for equipment within low-voltage systems - Part 1: Principles,

requirements and tests

EN 60825-1:2014, Safety of laser products - Part 1: Equipment classification and requirements

EN IEC 61000-6-1:2019, Electromagnetic compatibility (EMC) - Part 6-1: Generic standards - Immunity

standard for residential, commercial and light-industrial environments

EN IEC 61000-6-2:2019, Electromagnetic compatibility (EMC) - Part 6-2: Generic standards - Immunity

standard for industrial environments

EN 61000-6-3:2007, Electromagnetic compatibility (EMC) - Part 6-3: Generic standards - Emission

standard for residential, commercial and light-industrial environments (IEC 61000-6-3:2006)

EN IEC 61000-6-4:2019, Electromagnetic compatibility (EMC) - Part 6-4: Generic standards - Emission

standard for industrial environments

EN 61496-2:2013, Safety of machinery - Electro-sensitive protective equipment - Part 2: Particular

requirements for equipment using active opto-electronic protective devices (AOPDs)

EN 62368-1:2014, Audio/video, information and communication technology equipment - Part 1: Safety

4),
requirements (IEC 62368-1:2014, modified)
EN 62471:2008, Photobiological safety of lamps and lamp systems

EN ISO 4413:2010, Hydraulic fluid power - General rules and safety requirements for systems and their

components (ISO 4413:2010)

EN ISO 4414:2010, Pneumatic fluid power - General rules and safety requirements for systems and their

components (ISO 4414:2010)

EN ISO 12100:2010, Safety of machinery - General principles for design - Risk assessment and risk

reduction (ISO 12100:2010)

EN ISO 13849-1:2015, Safety of machinery - Safety-related parts of control systems - Part 1: General

principles for design (ISO 13849-1:2015)

EN ISO 13849-2:2012, Safety of machinery - Safety-related parts of control systems - Part 2: Validation

(ISO 13849-2:2012)

EN ISO 13856-1:2013, Safety of machinery - Pressure-sensitive protective devices - Part 1: General

principles for design and testing of pressure-sensitive mats and pressure-sensitive floors (ISO 13856-

1:2013)

EN ISO 13856-2:2013, Safety of machinery - Pressure-sensitive protective devices - Part 2: General

principles for design and testing of pressure-sensitive edges and pressure-sensitive bars (ISO 13856-

2:2013)

As impacted by EN 60529:1991/AC:1993-05, EN 60529:1991/A1:2000, EN 60529:1991/A2:2013,

EN 60529:1991/A2:2013/AC:2019-02 and EN 60529:1991/AC:2016-12.
3) 2)

As impacted by EN 61000-6-3:2007/A1:2011 and EN 61000-6-3:2007/A1:2011/AC:2012.

As impacted by EN 62368-1:2014/AC:2015-02, EN 62368-1:2014/AC:2015-05, EN 62368-1:2014/AC:2015-11,

EN 62368-1:2014/AC:2017-03 and EN 62368-1:2014/A11:2017
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prEN 12978:2021 (E)

EN ISO 13856-3:2013, Safety of machinery - Pressure-sensitive protective devices - Part 3: General

principles for design and testing of pressure-sensitive bumpers, plates, wires and similar devices (ISO

13856-3:2013)

EN IEC 61496-3:2019, Safety of machinery - Electro-sensitive protective equipment - Part 3: Particular

requirements for active opto-electronic protective devices responsive to diffuse Reflection (AOPDDR) (IEC

61496-3:2018)
3 Terms and definitions

For the purposes of this document, the terms and definitions given in EN 12433-1:1999,

EN 12433-2:1999, EN 12453:2017+A1:2021, EN ISO 12100:2010 and the following apply.

3.1
electro-sensitive protective equipment
ESPE

SPE consisting of a non-mechanically actuated assembly of devices and/or components working

together for presence sensing purposes and comprising as a minimum
— a non-mechanical sensing device and
— controlling/monitoring devices and
— output signal switching devices and/or a safety-related data interface
[SOURCE: EN 61496-1:2013, modified]
3.2
active opto-electronic protective device
AOPD

device whose sensing function is performed by opto-electronic emitting and receiving elements

detecting the interruption of optical radiations generated within the device, by an opaque object

present in the specified detection zone
[SOURCE: EN ISO 12100:2010]
3.3
active opto-electronic protective device responsive to diffuse reflection
AOPDDR

device, whose sensing function is performed by opto-electronic emitting and receiving elements, that

detects the diffuse reflection of optical radiations generated within the device by an object present in a

detection zone specified in two or three dimensions
[SOURCE: EN IEC 61496-3:2019]
3.4
light barrier

AOPD comprising an integrated assembly of one or two emitting element(s) and one or two receiving

element(s) forming a detection zone with a specified detection capability
3.5
light curtain

AOPD comprising an integrated assembly of three or more emitting element(s) and three or more

receiving element(s) forming a detection zone with a specified detection capability

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oSIST prEN 12978:2021
prEN 12978:2021 (E)
[SOURCE: EN 61496-2:2013, modified]
3.6
output signal switching device
OSSD

component of the SPE connected to the machine control system which, when the sensing device is

actuated during normal operation, responds by going to the OFF-state
[SOURCE: EN 61496-1:2013, modified]
3.7
pressure-sensitive protective equipment
PSPE

sensitive protective equipment of the „mechanically activated trip” type intended to detect the touch of

a person or body part of a person and comprising as a minimum
— a sensing device and
— controlling/monitoring devices and
— output signal switching devices and/or a safety-related data interface

Note 1 to entry: PSPE can be mats and floors (see EN ISO 13856-1:2013) or pressure sensitive edges or pressure

sensitive bars (see EN ISO 13856-2:2013) or pressure-sensitive bumpers, plates, wires and similar devices (see

EN ISO 13856-2:2013)
[SOURCE: EN ISO 13856-3:2013, modified]
3.8
OFF-state

state of the output(s) of the SPE in which the machine under control is caused to switch into a safe-state

[SOURCE: EN 61496-1:2013, modified]
4 List of hazards
4.1 General
Relevant hazards are listed in 4.2 to 4.12 and in Annex C.
4.2 Hazards caused by fixing

Inadequate fixing of the protective equipment or parts of it can impair the protective function or cause

hazards because of falling objects.
4.3 Hazards caused by the shape
Shape of the protective equipment or parts of it can cause cutting hazards.
4.4 Hazards caused by use of energy

Use of energy for the powered operation of the protective equipment can lead to hazards. This includes

electrical, hydraulic and pneumatic energy.
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prEN 12978:2021 (E)
4.5 Hazards generated by optical radiation

Photobiological hazards can arise from the radiation intensity of light waves (e.g. laser beams, LED).

4.6 Hazards caused by out of range wavelength

Hazardous operation can arise from use of a wavelength outside the specified range

4.7 Hazard caused by the loss of the safety function
4.7.1 Loss of the sensing function because of temperature and humidity

Temperature and humidity can impair the proper functioning of the protective equipment.

4.7.2 Loss of the sensing function because of vibration and bump

Vibration and bump can impair the proper functioning of the protective equipment.

4.7.3 Loss of the sensing function because of light interference
External light can impair the proper function of the protective equipment.
4.7.4 Loss of the sensing function because of environmental pollution

Environmental pollution (e.g. dust) can impair the proper function of the protective equipment.

4.8 Hazard caused by lack of detection capability
Lack of detection capability can lead to hazards.
4.9 Hazard caused by inadequate setting
Inadequate setting can lead to hazards.
4.10 Hazard caused by permanent deformation and/or mechanical damage of PSPE
sensing element

Permanent deformation and/or mechanical damage of the sensing element of PSPE can lead to hazards.

4.11 Hazard caused by loss of safety integrity
Inappropriate performance level can lead to hazards.
4.12 Hazard caused by electro-magnetic disturbances
4.12.1 Immunity

Electro-magnetic disturbances can impair the sensing function of the protective equipment.

4.12.2 Emission

Electro-magnetic disturbances from protective equipment can impair the function of neighbouring

equipment.
5 Safety requirements and/or protective measures
5.1 General
Safety requirements and/or protective measures are defined in 5.2 to 5.12.
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5.2 Fixing

Protective equipment and/or its parts shall be designed in such a way that they can be mounted

securely and in the intended orientation.
5.3 Shape

Edges shall be designed or protected to avoid cutting hazards in normal use. The requirement is

considered to be met if these edges are burr-free and rounded with a radius of minimum 0,5 mm.

5.4 Use of energy
5.4.1 Electrical equipment

Parts of sensitive protective equipment using electrical energy shall fulfil the requirements concerning

electrical safety according to EN 62368-1:2014 , Clause 5 and Clause 6 as far as applicable.

5.4.2 Hydraulic equipment

Parts of sensitive protective equipment using hydraulic energy shall fulfil the relevant requirements of

EN ISO 4413:2010 with the exclusion of EN ISO 4413:2010, 5.2.3, 5.2.4 and 5.3.1 which are not

applicable.

As far as operating ambient temperature and humidity are concerned requirements of 5.7.1 of this

document apply.
5.4.3 Pneumatic equipment

Parts of sensitive protective equipment using pneumatic energy shall fulfil the relevant requirements of

EN ISO 4414:2010 with the exclusion of EN ISO 4414:2010, 5.2.3, 5.2.4, 5.2.10, 5.2.11, 5.4.1, 5.4.2, 5.4.4,

5.4.5, 5.4.8 and 5.4.10 which are not applicable.

As far as ambient temperature and humidity are concerned requirements of 5.7.1 of this document

apply.
5.5 Optical radiation

The radiation intensity generated and emitted by LED emitting devices shall meet the requirements of

exempt group in accordance with EN 62471:2008.

LEDs used only for indication purposes and not for detection purposes are not considered as LED

emitting devices.

The radiation intensity generated and emitted by laser emitting devices shall at no time exceed the

accessible emission limits (AEL) for a class 1M device in accordance to EN 60825-1:2014.

Class 3R devices can be used for alignment or adjustment.
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5.6 Wavelength

Wavelength shall be within the range defined by the scope of the document relevant to the optical

transmission technology used.
In detail:
— AOPD — EN IEC 61496-2:2020
— AOPDDR — EN IEC 61496-3:2019
5.7 Safety function of the sensitive protective equipment
5.7.1 Temperature and humidity

The sensitive protective equipment shall continue to operate as normal under the following climatic

conditions:
— in the operating temperature range declared in the instructions;

— after storage at a relative humidity of 93 % and at a temperature of +40 °C for four days.

5.7.2 Vibration and bump
5.7.2.1 Vibration
The sensitive protective equipment shall:
— either continue to operate as normal
— or the output signal switching device (OSSD) change to an OFF-state
under the following vibration conditions:
— frequency range: 10 Hz to 55 Hz;
— displacement: 0,15 mm;
— cycles per axis: 10;
— sweep rate: 1 octave/min.
5.7.2.2 Bump
This requirement is only applicable to bars.
The sensitive protective equipment shall:
— either continue to operate as normal
— or the output signal switching device (OSSD) change to an OFF-state.
The following requirements apply in the intended directions of use.
— peak acceleration: −2
100 m ⋅ s ;
— duration of the pulse: 16 ms;
— form of the pulse:
...

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