Standard Guide for Preparation of Metallographic Specimens

SIGNIFICANCE AND USE
Microstructures have a strong influence on the properties and successful application of metals and alloys. Determination and control of microstructure requires the use of metallographic examination.
Many specifications contain a requirement regarding microstructure; hence, a major use for metallographic examination is inspection to ensure that the requirement is met. Other major uses for metallographic examination are in failure analysis, and in research and development.
Proper choice of specimen location and orientation will minimize the number of specimens required and simplify their interpretation. It is easy to take too few specimens for study, but it is seldom that too many are studied.
SCOPE
1.1 The primary objective of metallographic examinations is to reveal the constituents and structure of metals and their alloys by means of a light optical or scanning electron microscope. In special cases, the objective of the examination may require the development of less detail than in other cases but, under nearly all conditions, the proper selection and preparation of the specimen is of major importance. Because of the diversity in available equipment and the wide variety of problems encountered, the following text presents for the guidance of the metallographer only those practices which experience has shown are generally satisfactory; it cannot and does not describe the variations in technique required to solve individual specimen preparation problems.
Note 1 - For a more extensive description of various metallographic techniques, refer to Samuels, L. E.,  Metallographic Polishing by Mechanical Methods, American Society for Metals (ASM) Metals Park, OH, 3rd Ed., 1982; Petzow, G.,  Metallographic Etching, ASM, 1978; and VanderVoort, G.,  Metallography: Principles and Practice, McGraw Hill, NY, 2nd Ed., 1999.
This standard does not purport to address all of the safety concerns, if any, associated with its use. It is the responsibility of the user of this standard to establish appropriate safety and health practices and determine the applicability of regulatory limitations prior to use.

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Publication Date
30-Jun-2007
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NOTICE: This standard has either been superseded and replaced by a new version or withdrawn.
Contact ASTM International (www.astm.org) for the latest information
Designation:E3–01 (Reapproved 2007)
Standard Guide for
1
Preparation of Metallographic Specimens
This standard is issued under the fixed designation E 3; the number immediately following the designation indicates the year of original
adoption or, in the case of revision, the year of last revision.Anumber in parentheses indicates the year of last reapproval.Asuperscript
epsilon (e) indicates an editorial change since the last revision or reapproval.
This standard has been approved for use by agencies of the Department of Defense.
1. Scope E 1077 Test Methods for Estimating the Depth of Decar-
burization of Steel Specimens
1.1 The primary objective of metallographic examinations
E 1122 Practice for Obtaining JK Inclusion Ratings Using
is to reveal the constituents and structure of metals and their
2
Automatic Image Analysis
alloys by means of a light optical or scanning electron
E 1245 Practice for Determining the Inclusion or Second-
microscope. In special cases, the objective of the examination
Phase Constituent Content of Metals by Automatic Image
may require the development of less detail than in other cases
Analysis
but, under nearly all conditions, the proper selection and
E 1268 Practice for Assessing the Degree of Banding or
preparationofthespecimenisofmajorimportance.Becauseof
Orientation of Microstructures
the diversity in available equipment and the wide variety of
E 1558 Guide for Electrolytic Polishing of Metallographic
problems encountered, the following text presents for the
Specimens
guidance of the metallographer only those practices which
E 1920 Guide for Metallographic Preparation of Thermal
experience has shown are generally satisfactory; it cannot and
Sprayed Coatings
does not describe the variations in technique required to solve
individual specimen preparation problems.
3. Terminology
NOTE 1—For a more extensive description of various metallographic
3.1 Definitions:
techniques,refertoSamuels,L.E., Metallographic Polishing by Mechani-
3.1.1 For definitions used in this practice, refer to Termi-
cal Methods, American Society for Metals (ASM) Metals Park, OH, 3rd
nologyE7.
Ed., 1982; Petzow, G., Metallographic Etching, ASM, 1978; and Vander-
3.2 Definitions of Terms Specific to This Standard:
Voort, G., Metallography: Principles and Practice,McGrawHill,NY,2nd
3.2.1 castable mount—a metallographic mount generally
Ed., 1999.
made from a two component castable plastic. One component
1.2 This standard does not purport to address all of the
is the resin and the other hardener. Both components can he
safety concerns, if any, associated with its use. It is the
liquid or one liquid and a powder. Castable mounts generally
responsibility of the user of this standard to establish appro-
do not require heat and pressure to cure.
priate safety and health practices and determine the applica-
3.2.2 compression mount—a metallographic mount made
bility of regulatory limitations prior to use.
using plastic that requires both heat and pressure for curing.
3.2.3 planar grinding—is the first grinding step in a prepa-
2. Referenced Documents
ration procedure used to bring all specimens into the same
2.1 ASTM Standards:
plane of polish. It is unique to semi or fully automatic
A 90/A 90M Test Method for Weight [Mass] of Coating on
preparation equipment that utilize specimen holders.
Iron and Steel Articles with Zinc or Zinc-Alloy Coatings
3.2.4 rigid grinding disc—a non-fabric support surface,
E7 Terminology Relating to Metallography
such as a composite of metal/ceramic or metal/polymer
E45 Test Methods for Determining the Inclusion Content
charged with an abrasive (usually 6 to 15µm diamond par-
of Steel
ticles), and used as the fine grinding operation in a metallo-
E 340 Test Method for Macroetching Metals and Alloys
graphic preparation procedure.
E 407 Practice for Microetching Metals and Alloys
E 768 Guide for Preparing and Evaluating Specimens for
4. Significance and Use
Automatic Inclusion Assessment of Steel
4.1 Microstructures have a strong influence on the proper-
ties and successful application of metals and alloys. Determi-
nation and control of microstructure requires the use of
1
ThisguideisunderthejurisdictionofASTMCommitteeE04onMetallography
metallographic examination.
and is the direct responsibility of Subcommittee E04.01 on Specimen Preparation.
Current edition approved July 1, 2007. Published September 2007. Originally
2
approved in 1921. Last previous edition approved in 2001 asE3–01. Withdrawn.
Copyright © ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2959, United States.
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E3–01 (2007)
4.2 Many specifications contain a requirement regarding 5.3.5 Depth of corrosion,
microstructure; hence, a major use for metallographic exami- 5.3.6 Thickness of pr
...

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