Surface Acoustic Wave (SAW) and Bulk Acoustic Wave (BAW) duplexers of assessed quality - Part 2: Guidelines for the use (IEC 62604-2:2017)

This part of IEC 62604 concerns duplexers which can separate receiving signals from
transmitting signals and are key components for two-way radio communications, and which
are generally used in mobile phone systems compliant with CDMA systems such as N-CDMA
in second generation mobile telecommunication systems (2G), W-CDMA / UMTS (3G) or
LTE (4G). While in 2G systems mainly dielectric duplexers have been used, the ongoing
miniaturization in 3G and 4G mobile communication systems promoted the development and
application of acoustic wave duplexers due to their small size, light weight and good electrical
performance. While standard surface acoustic wave (SAW) duplexers have been employed for
applications with moderate requirements regarding the steepness of individual filters,
applications with narrow duplex gap (e.g. Bands 2, 3, 8, 25), i.e. the frequency gap between
receiving and transmitting bands, require the application of temperature-compensated (TC)
SAW or bulk acoustic wave (BAW) technology, because of their better temperature
characteristics and resonator Q-factors.
It is neither the aim of these guidelines to explain theory, nor to attempt to cover all the
eventualities which may arise in practical circumstances. These guidelines draw attention to
some of the more fundamental questions, which should be considered by the user before he
places an order for SAW and BAW duplexers for a new application. Such a procedure will be
the user’s insurance against unsatisfactory performance. Because SAW and BAW duplexers
have very similar performance for the usage, it is useful and convenient for users that both
duplexers are described in one standard.
Standard specifications, such as those of IEC, of which these guidelines form a part, and
national specifications or detail specifications issued by manufacturers will define the
available combinations of centre frequency, pass bandwidth and insertion attenuation for each
sort of transmitting and receiving filters and the isolation level between transmitter and
receiver ports, etc. These specifications are compiled to include a wide range of SAW and
BAW duplexers with standardized performances. It cannot be over-emphasized that the user
should, wherever possible, select his duplexers from these specifications, when available,
even if it may lead to making small modifications to his circuit to enable the use of standard
duplexers. This applies particularly to the selection of the nominal frequency band.

Oberflächenwellen-(OFW-) und Volumenwellen-(BAW-)Duplexer mit bewerteter Qualität – Teil 2: Leitfaden für die Anwendung (IEC 62604-2:2017)

Duplexeurs à ondes acoustiques de surface (OAS) et à ondes acoustiques de volume (OAV) sous assurance de la qualité - Partie 2: Lignes directrices d'utilisation (IEC 62604-2:2017)

L’IEC 62604-2:2017 concerne les duplexeurs qui peuvent séparer les signaux en réception des signaux en émission et constituent des composants essentiels pour les radiocommunications bilatérales. Ils sont généralement utilisés dans les systèmes de téléphonie mobile conformes aux systèmes CDMA comme les systèmes N-CDMA des systèmes de télécommunication mobile de seconde génération (2G), W-CDMA / UMTS (3G) ou LTE (4G).
Cette édition comprend les modifications techniques majeures suivantes par rapport à l’édition précédente:
- description des diplexeurs;
- prise en compte des duplexeurs avec un accès RX symétrique dans le paragraphe relatif à la méthode de mesure (7.3).
NOTE Dans la présente Norme, les duplexeurs à OAS et à OAV sont traités simultanément car ils sont utilisés de la même façon, en particulier dans les systèmes de téléphonie mobile, et présentent les mêmes exigences quant à leurs caractéristiques, leur méthode d’essai, etc.

Radiofrekvenčni (SAW) in visokofrekvenčni (BAW) duplekserji ocenjene kakovosti - 2. del: Smernice za uporabo (IEC 62604-2:2017)

Ta del standarda IEC 62604 zadeva dupleksorje, ki lahko ločijo sprejete signale od oddanih signalov in so ključni sestavni deli za dvosmerno radijsko komunikacijo ter se običajno uporabljajo v sistemih mobilnih telefonov, ki so skladni s sistemi CDMA, kot je N-CDMA v telekomunikacijskih mobilnih sistemih druge generacije (2G), W-CDMA / UMTS (3G) ali LTE (4G). Medtem ko se v sistemih 2G uporabljajo predvsem dielektrični dupleksorji, je tekoča miniaturizacija v mobilnih komunikacijskih sistemih 3G in 4G spodbudila razvoj in uporabo zvočnovalovnih dupleksorjev zaradi njihove majhnosti, lahkotnosti in dobre električne zmogljivosti. Standardni površinski zvočnovalovni (SAW) dupleksorji pa so se uporabljali za aplikacije z zmernimi zahtevami glede strmine posameznih filtrov, uporabe z ozko dupleksno vrzeljo (na primer, pasovi 2, 3, 8, 25), tj. frekvenčna vrzel med oddajnimi in sprejemnimi pasovi zahteva uporabo temperaturno kompenzirane tehnologije zvočnih valov (SAW) ali visokofrekvenčnih valov (BAW), zaradi boljših temperaturnih značilnosti in faktorjev Q resonatorja.
Cilj teh smernic ni pojasniti teorijo, niti poskusiti zajeti vse morebitne primere, do katerih lahko pride v praktičnih okoliščinah. Te smernice pozornost usmerjajo v nekatera bolj temeljna vprašanja, o katerih bi moral razmisliti uporabnik, preden se odloči za radiofrekvenčne ali visokofrekvenčne dupleksorje za novo aplikacijo. S tem se bo zavaroval pred nezadovoljivimi zmogljivostmi. Ker imajo radiofrekvenčni in visokofrekvenčni dupleksorji zelo podobne zmogljivosti za uporabo, je koristno in priročno za uporabnike, da sta oba dupleksorja opisana v enem standardu.
Standardne specifikacije, kot so specifikacije IEC, katerih del so tudi te smernice, in nacionalne specifikacije ali podrobne specifikacije, ki so jih izdali proizvajalci, opredeljujejo razpoložljive kombinacije srednje frekvence, pasovne širine za prepuščanje in vklopne izgube za vsak oddajni in sprejemni filter ter raven izolacije med oddajnimi in sprejemnimi vrati itd. Te specifikacije so sestavljene tako, da vključujejo širok obseg radiofrekvenčnih in visokofrekvenčnih dupleksorjev s standardiziranimi zmogljivostmi. Zelo pomembno je, da uporabnik, kadar je le mogoče, svoje dupleksorje izbere med temi specifikacijami, če so na voljo, čeprav bo zato moral nekoliko spremeniti tokokrog, da bo omogočil uporabo standardnih dupleksorjev. To velja zlasti za izbiro nazivne frekvence.

General Information

Status
Published
Public Enquiry End Date
31-Aug-2017
Publication Date
26-Mar-2018
Technical Committee
Current Stage
6060 - National Implementation/Publication (Adopted Project)
Start Date
14-Mar-2018
Due Date
19-May-2018
Completion Date
27-Mar-2018

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Standards Content (Sample)

SLOVENSKI STANDARD
SIST EN IEC 62604-2:2018
01-maj-2018
1DGRPHãþD
SIST EN 62604-2:2012
5DGLRIUHNYHQþQL 6$: LQYLVRNRIUHNYHQþQL %$: GXSOHNVHUMLRFHQMHQHNDNRYRVWL
GHO6PHUQLFH]DXSRUDER ,(&
Surface Acoustic Wave (SAW) and Bulk Acoustic Wave (BAW) duplexers of assessed
quality - Part 2: Guidelines for the use (IEC 62604-2:2017)
Oberflächenwellen-(OFW-) und Volumenwellen-(BAW-)Duplexer mit bewerteter Qualität
– Teil 2: Leitfaden für die Anwendung (IEC 62604-2:2017)
Duplexeurs à ondes acoustiques de surface (OAS) et à ondes acoustiques de volume
(OAV) sous assurance de la qualité - Partie 2: Lignes directrices d'utilisation (IEC 62604-
2:2017)
Ta slovenski standard je istoveten z: EN IEC 62604-2:2018
ICS:
31.140 3LH]RHOHNWULþQHQDSUDYH Piezoelectric devices
SIST EN IEC 62604-2:2018 en
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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SIST EN IEC 62604-2:2018

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SIST EN IEC 62604-2:2018

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SIST EN IEC 62604-2:2018


EUROPEAN STANDARD EN IEC 62604-2

NORME EUROPÉENNE

EUROPÄISCHE NORM
March 2018
ICS 31.140 Supersedes EN 62604-2:2012
English Version
Surface acoustic wave (SAW) and bulk acoustic wave (BAW)
duplexers of assessed quality - Part 2: Guidelines for the use
(IEC 62604-2:2017)
Duplexeurs à ondes acoustiques de surface (OAS) et à Oberflächenwellen-(OFW-) und Volumenwellen-(BAW-)
ondes acoustiques de volume (OAV) sous assurance de la Duplexer mit bewerteter Qualität - Teil 2: Leitfaden für die
qualité - Partie 2: Lignes directrices d'utilisation Anwendung
(IEC 62604-2:2017) (IEC 62604-2:2017)
This European Standard was approved by CENELEC on 2018-01-03. CENELEC members are bound to comply with the CEN/CENELEC
Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration.
Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC
Management Centre or to any CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by translation
under the responsibility of a CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the
same status as the official versions.
CENELEC members are the national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, the Czech Republic,
Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia,
Lithuania, Luxembourg, Malta, the Netherlands, Norway, Poland, Portugal, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden,
Switzerland, Turkey and the United Kingdom.


European Committee for Electrotechnical Standardization
Comité Européen de Normalisation Electrotechnique
Europäisches Komitee für Elektrotechnische Normung
CEN-CENELEC Management Centre: Rue de la Science 23, B-1040 Brussels
© 2018 CENELEC All rights of exploitation in any form and by any means reserved worldwide for CENELEC Members.
 Ref. No. EN IEC 62604-2:2018 E

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SIST EN IEC 62604-2:2018
EN IEC 62604-2:2018 (E)
European foreword
The text of document 49/1217/CDV, future edition 2 of IEC 62604-2, prepared by IEC/TC 49
"Piezoelectric, dielectric and electrostatic devices and associated materials for frequency control,
selection and detection" was submitted to the IEC-CENELEC parallel vote and approved by
CENELEC as EN IEC 62604-2:2018.

The following dates are fixed:
• latest date by which the document has to be (dop) 2018-10-03
implemented at national level by
publication of an identical national
standard or by endorsement
(dow) 2021-01-03
• latest date by which the national
standards conflicting with the
document have to be withdrawn

This document supersedes EN 62604-2:2012.


Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CENELEC shall not be held responsible for identifying any or all such patent rights.

Endorsement notice
The text of the International Standard IEC 62604-2:2017 was approved by CENELEC as a European
Standard without any modification.
In the official version, for Bibliography, the following notes have to be added for the standards indicated:

IEC 60862-2:2012 NOTE Harmonized as EN 60862-2:2012 (not modified).
IEC 61019-1:2004 NOTE Harmonized as EN 61019-1:2005 (not modified).
IEC 61019-2:2005 NOTE Harmonized as EN 61019-2:2005 (not modified).
IEC 62047-7:2011 NOTE Harmonized as EN 62047-7:2011 (not modified).
IEC 62575-2:2012 NOTE Harmonized as EN 62575-2:2012 (not modified).

2

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SIST EN IEC 62604-2:2018
EN IEC 62604-2:2018 (E)
Annex ZA
(normative)

Normative references to international publications
with their corresponding European publications

The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments)
applies.

NOTE 1  Where an International Publication has been modified by common modifications, indicated by (mod), the relevant
EN/HD applies.

NOTE 2  Up-to-date information on the latest versions of the European Standards listed in this annex is available here:
www.cenelec.eu.

Publication Year Title EN/HD Year
IEC 60862-1 2015 Surface acoustic wave (SAW) filters of EN 60862-1 2015
assessed quality - Part 1: Generic
specification
IEC 62575-1 2015 Radio frequncy (RF) bulk acoustic wave EN 62575-1 2016
(BAW) filters of assessed quality - Part 1:
Generic specification


3

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SIST EN IEC 62604-2:2018





IEC 62604-2

®


Edition 2.0 2017-11




INTERNATIONAL



STANDARD








colour

inside










Surface acoustic wave (SAW) and bulk acoustic wave (BAW) duplexers of

assessed quality –

Part 2: Guidelines for the use

























INTERNATIONAL

ELECTROTECHNICAL


COMMISSION





ICS 31.140 ISBN 978-2-8322-5081-5



  Warning! Make sure that you obtained this publication from an authorized distributor.


® Registered trademark of the International Electrotechnical Commission

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SIST EN IEC 62604-2:2018
– 2 – IEC 62604-2:2017 © IEC 2017
CONTENTS
FOREWORD . 4
1 Scope . 6
2 Normative references . 6
3 Terms and definitions . 7
4 Technical considerations . 7
5 Fundamentals of SAW and BAW duplexers. 7
5.1 Basic function . 7
5.1.1 General . 7
5.1.2 TX filter response (filter response from TX port to antenna port) . 8
5.1.3 RX filter response (filter response from antenna port to RX port) . 9
5.1.4 Isolation (isolation from TX port to RX port) . 9
5.2 Basic structure . 10
5.3 Principle of operation . 10
5.4 Diplexer . 14
6 SAW and BAW duplexer characteristics . 14
6.1 General conditions for SAW and BAW duplexers . 14
6.2 Typical characteristics of SAW and BAW duplexers . 16
6.2.1 UMTS duplexer . 16
6.2.2 US CDMA duplexer . 17
6.2.3 PCS CDMA duplexer . 17
7 Application guidelines . 21
7.1 Power durability . 21
7.2 Harmonics and inter-modulation distortion . 21
7.3 Measurement method for the duplexer . 21
7.4 Electrostatic voltage protection . 23
Bibliography . 24

Figure 1 – Basic duplexer configuration . 8
Figure 2 – Basic TX filter response example of SAW and BAW duplexers . 9
Figure 3 – Basic RX filter response example of SAW and BAW duplexers . 9
Figure 4 – Basic isolation characteristics example of SAW and BAW duplexers . 10
Figure 5 – The block diagram of a duplexer . 11
Figure 6 – Demanded condition of TX part for duplexers . 12
Figure 7 – Phase rotation in TX part . 13
Figure 8 – Demanded condition of RX part for duplexers . 13
Figure 9 – Basic diplexer configuration . 14
Figure 10 – Typical wide range frequency response of TX filter . 15
Figure 11 – Typical wide range frequency response of RX filter for upper local system . 15
Figure 12 – Phase shifter by microstrip line on the surface of a ceramic package . 16
Figure 13 – Lumped element phase shifter . 16
Figure 14 – Duplexer configuration . 16
Figure 15 – Frequency characteristics of SAW duplexer for UMTS Band 1 system . 18
Figure 16 – Frequency characteristics of a SAW duplexer for US CDMA system . 19
)
Figure 17 – Frequency characteristics of BAW duplexer for PCS CDMA system . 20

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SIST EN IEC 62604-2:2018
IEC 62604-2:2017 © IEC 2017 – 3 –
Figure 18 – Four-port-type network analyzer for duplexer measurement . 22
Figure 19 – Four-port-type network analyzer for measurement of a balanced RX port
duplexer. 23

Table 1 – Frequency allocation for typical LTE frequency division duplex (FDD) bands . 8

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SIST EN IEC 62604-2:2018
– 4 – IEC 62604-2:2017 © IEC 2017
INTERNATIONAL ELECTROTECHNICAL COMMISSION
____________

SURFACE ACOUSTIC WAVE (SAW) AND BULK
ACOUSTIC WAVE (BAW) DUPLEXERS
OF ASSESSED QUALITY –

Part 2: Guidelines for the use

FOREWORD
1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising
all national electrotechnical committees (IEC National Committees). The object of IEC is to promote
international co-operation on all questions concerning standardization in the electrical and electronic fields. To
this end and in addition to other activities, IEC publishes International Standards, Technical Specifications,
Technical Reports, Publicly Available Specifications (PAS) and Guides (hereafter referred to as “IEC
Publication(s)”). Their preparation is entrusted to technical committees; any IEC National Committee interested
in the subject dealt with may participate in this preparatory work. International, governmental and non-
governmental organizations liaising with the IEC also participate in this preparation. IEC collaborates closely
with the International Organization for Standardization (ISO) in accordance with conditions determined by
agreement between the two organizations.
2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international
consensus of opinion on the relevant subjects since each technical committee has representation from all
interested IEC National Committees.
3) IEC Publications have the form of recommendations for international use and are accepted by IEC National
Committees in that sense. While all reasonable efforts are made to ensure that the technical content of IEC
Publications is accurate, IEC cannot be held responsible for the way in which they are used or for any
misinterpretation by any end user.
4) In order to promote international uniformity, IEC National Committees undertake to apply IEC Publications
transparently to the maximum extent possible in their national and regional publications. Any divergence
between any IEC Publication and the corresponding national or regional publication shall be clearly indicated in
the latter.
5) IEC itself does not provide any attestation of conformity. Independent certification bodies provide conformity
assessment services and, in some areas, access to IEC marks of conformity. IEC is not responsible for any
services carried out by independent certification bodies.
6) All users should ensure that they have the latest edition of this publication.
7) No liability shall attach to IEC or its directors, employees, servants or agents including individual experts and
members of its technical committees and IEC National Committees for any personal injury, property damage or
other damage of any nature whatsoever, whether direct or indirect, or for costs (including legal fees) and
expenses arising out of the publication, use of, or reliance upon, this IEC Publication or any other IEC
Publications.
8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is
indispensable for the correct application of this publication.
9) Attention is drawn to the possibility that some of the elements of this IEC Publication may be the subject of
patent rights. IEC shall not be held responsible for identifying any or all such patent rights.
International Standard IEC 62604-2 has been prepared by IEC technical committee 49:
Piezoelectric, dielectric and electrostatic devices and associated materials for frequency
control, selection and detection.
This second edition cancels and replaces the first edition published in 2011. This edition
constitutes a technical revision.
This edition includes the following significant technical changes with respect to the previous
edition:
• diplexers are described;
• duplexers with a balanced RX port are considered in the measurement method subclause
(7.3).

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SIST EN IEC 62604-2:2018
IEC 62604-2:2017 © IEC 2017 – 5 –
NOTE In this standard, SAW and BAW duplexers are treated simultaneously because both duplexers are used in
the same manner especially in mobile phone systems and have same requirements of characteristics, test method
and so on.
The text of this International Standard is based on the following documents:
CDV Report on voting
49/1217/CDV 49/1251/RVC

Full information on the voting for the approval of this International Standard can be found in
the report on voting indicated in the above table.
This document has been drafted in accordance with the ISO/IEC Directives, Part 2.
A list of all parts in the IEC 62604 series, published under the general title Surface acoustic
wave (SAW) and bulk acoustic wave (BAW) duplexers of assessed quality, can be found on
the IEC website.
A bilingual version of this publication may be issued at a later date.
IMPORTANT – The 'colour inside' logo on the cover page of this publication indicates
that it contains colours which are considered to be useful for the correct
understanding of its contents. Users should therefore print this document using a
colour printer.

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SIST EN IEC 62604-2:2018
– 6 – IEC 62604-2:2017 © IEC 2017
SURFACE ACOUSTIC WAVE (SAW) AND BULK
ACOUSTIC WAVE (BAW) DUPLEXERS
OF ASSESSED QUALITY –

Part 2: Guidelines for the use



1 Scope
This part of IEC 62604 concerns duplexers which can separate receiving signals from
transmitting signals and are key components for two-way radio communications, and which
are generally used in mobile phone systems compliant with CDMA systems such as N-CDMA
in second generation mobile telecommunication systems (2G), W-CDMA / UMTS (3G) or
LTE (4G). While in 2G systems mainly dielectric duplexers have been used, the ongoing
miniaturization in 3G and 4G mobile communication systems promoted the development and
application of acoustic wave duplexers due to their small size, light weight and good electrical
performance. While standard surface acoustic wave (SAW) duplexers have been employed for
applications with moderate requirements regarding the steepness of individual filters,
applications with narrow duplex gap (e.g. Bands 2, 3, 8, 25), i.e. the frequency gap between
receiving and transmitting bands, require the application of temperature-compensated (TC)
SAW or bulk acoustic wave (BAW) technology, because of their better temperature
characteristics and resonator Q-factors.
It is neither the aim of these guidelines to explain theory, nor to attempt to cover all the
eventualities which may arise in practical circumstances. These guidelines draw attention to
some of the more fundamental questions, which should be considered by the user before he
places an order for SAW and BAW duplexers for a new application. Such a procedure will be
the user’s insurance against unsatisfactory performance. Because SAW and BAW duplexers
have very similar performance for the usage, it is useful and convenient for users that both
duplexers are described in one standard.
Standard specifications, such as those of IEC, of which these guidelines form a part, and
national specifications or detail specifications issued by manufacturers will define the
available combinations of centre frequency, pass bandwidth and insertion attenuation for each
sort of transmitting and receiving filters and the isolation level between transmitter and
receiver ports, etc. These specifications are compiled to include a wide range of SAW and
BAW duplexers with standardized performances. It cannot be over-emphasized that the user
should, wherever possible, select his duplexers from these specifications, when available,
even if it may lead to making small modifications to his circuit to enable the use of standard
duplexers. This applies particularly to the selection of the nominal frequency band.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their
content constitutes requirements of this document. For dated references, only the edition
cited applies. For undated references, the latest edition of the referenced document (including
any amendments) applies.
IEC 60862-1:2015, Surface acoustic wave (SAW) filters of assessed quality – Part 1: Generic
specification
IEC 62575-1:2015, Radio frequency (RF) bulk acoustic wave (BAW) filters of assessed quality
– Part 1: Generic specification

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SIST EN IEC 62604-2:2018
IEC 62604-2:2017 © IEC 2017 – 7 –
3 Terms and definitions
No terms and definitions are listed in this document.
ISO and IEC maintain terminological databases for use in standardization at the following
addresses:
• IEC Electropedia: available at http://www.electropedia.org/
• ISO Online browsing platform: available at http://www.iso.org/obp
4 Technical considerations
It is of prime interest to a user that the duplexer characteristics should satisfy particular
specifications. The selection of the front-end circuits in user equipments and SAW and BAW
duplexers to meet such specifications should be a matter of agreement between the user and
the manufacturer.
Duplexer characteristics are usually expressed in terms of centre frequency, pass bandwidth
and insertion attenuation for each of transmitting and receiving filter parts in the duplexer and
isolation level between the transmitter and receiver ports. Since the SAW and BAW duplexer
is used in RF front-end of the user equipments, lower insertion attenuation, higher
isolation/rejection level, stronger power durability and smaller/thinner package dimensions are
strictly required.
5 Fundamentals of SAW and BAW duplexers
5.1 Basic function
5.1.1 General
Duplexers are necessary for frequency division duplex (FDD) equipments to receive and
transmit signals simultaneously. Duplexers are 3-port devices which consist of an antenna
port, a transmitter port (TX port) and a receiver port (RX port), as shown in Figure 1. The
duplexer has three basic functions;
– to transfer the transmitting signal from the TX port to the antenna port;
– to transfer the receiving signal from the antenna port to the RX port;
– to prevent transfer of the transmitting signal and noise from the TX port to the RX port.
The transmitting and the receiving frequencies are determined corresponding to each mobile
communication system. For example, Table 1 shows typical allocated frequency bands for
UMTS.

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– 8 – IEC 62604-2:2017 © IEC 2017
RX signal
Antenna
RX port
Duplexer
TX signal
Leakage
TX port

IEC
Figure 1 – Basic duplexer configuration
Table 1 – Frequency allocation for typical LTE frequency division duplex (FDD) bands
Downlink Downlink
Uplink frequency Band Uplink frequency
frequency frequency
Band
(MHz) (MHz) (MHz) (MHz)
1 1 920 – 1 980 2 110 – 2 170 16 2 010 – 2 025 2 585 – 2 600
2 1 850 – 1 910 1 930 – 1 990 17 704 – 716 734 – 746
3 1 710 – 1 785 1 805 – 1 880 18 815 – 830 860 – 875
4 1 710 – 1 755 2 110 – 2 155 19 830 – 845 875 – 890
5 824 – 849 869 – 894 20 832 – 862 791 – 821
6 830 – 840 875 – 885 21 1 447,9 – 1 462,9 1 495,5 – 1 510,9
7 2 500 – 2 570 2 620 – 2 690 22 3 410 – 3 490 3 510 – 3 590
8 880 – 915 925 – 960 23 2 000 – 2 020 2 180 – 2 200
9 1 749,9 – 1 784,9 1 844,9 – 1 879,9 24 1 626,5 – 1 660,5 1 525 – 1 559
10 1 710 – 1 770 2 110 – 2 170 25 1 850 – 1 915 1 930 – 1 995
11 1 427,9 – 1 447,9 1 475,9 – 1 495,9 26 814 – 849 859 – 894
12 699 – 716 729 – 746 27 807 – 824 852 – 869
13 777 – 787 746 – 756 28 703 – 748 758 – 803
14 788 – 798 758 – 768 30 2 305 – 2 315 2 350 – 2 360
15 1 900 – 1 920 2 600 – 2 620 31 452,5 – 457,5 462,5 – 467,5

NOTE For a user equipment, uplink frequency means transmitting frequency and downlink frequency means
receiving frequency respectively.
5.1.2 TX filter response (filter response from TX port to antenna port)
Figure 2 shows an example of frequency characteristics of the TX filter. The required
frequency characteristics are low insertion attenuation in the transmitting frequency band (f ),
T
high insertion attenuation in the receiving frequency band (f ) and good impedance matching.
R

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SIST EN IEC 62604-2:2018
IEC 62604-2:2017 © IEC 2017 – 9 –
5.1.3 RX filter response (filter response from antenna port to RX port)
Figure 3 shows an example of frequency characteristics of the RX filter. The required
frequency characteristics are low insertion attenuation in the receiving band (f ) and high
R
insertion attenuation in the transmitting frequency band (f ).
T
5.1.4 Isolation (isolation from TX port to RX port)
Figure 4 shows an example of isolation characteristics. One of the important functions for the
duplexers is isolation characteristics, which show the frequency dependence of the leakage
power from the TX port to the RX port.
f
T
f
R
Frequency
IEC

Figure 2 – Basic TX filter response example of SAW and BAW duplexers
f
R
f
T
Frequency
IEC

Figure 3 – Basic RX filter response example of SAW and BAW duplexers
Attenuation (dB) Attenuation (dB)

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SIST EN IEC 62604-2:2018
– 10 – IEC 62604-2:2017 © IEC 2017
f
R
f
T
Frequency

IEC
Figure 4 – Basic isolation characteristics example of SAW and BAW duplexers
5.2 Basic structure
Duplexers are 3-port devices/modules, which enable to transmit and receive signals
simultaneously through a common antenna. A basic structure of duplexers is shown in
Figure 5. SAW and BAW duplexers consist of a transmitter (TX) part and a receiver (RX) part.
These two parts, which may add a phase shifter, are connected to an antenna port. The
phase shifter is utilized to prevent the interaction between the filters. In Figure 5, Z and Z
t r
correspond to the impedance of the TX and RX part at the antenna port side, whereas Z is
o
the impedance of the antenna port. The following conditions shall be fulfilled to achieve the
duplexer functions.
Z ≅ Z and |Z | << |Z | in the TX pass band
o t o r
Z ≅ Z and |Z | << |Z | in the RX pass band
o r o t
DMS (double mode SAW) type filters which are also known as LCRF (longitudinally coupled
) )
1 2
resonator filters) , ladder type SAW and BAW filters and other type of SAW filters such as
3)
can be adopted as TX and RX
interdigitated interdigital transducer (lIDT) resonator filters
filters. High power durability is required in the TX filters.
5.3 Principle of operation
In the TX pass band, the impedance of the TX part in the antenna port side (Z ) is almost the
t
same as that of antenna(Z ), while that of the RX part (Z ) is much higher, which means that
o r
at the antenna port, the RX part has large reflection coefficient in this band.
Z ≅ Z and |Z | << |Z | in the TX pass band
o t o r
On the other hand, in the RX pass band, the impedance of the RX part at the antenna port
side (Z ) is almost the same as that of antenna (Z ), while that of the TX part (Z ) is much
r o t
higher. This also means the TX part has large reflection coefficient in this band.
Z ≅ Z and |Z | << |Z | in the RX pass band
o r o t
___________
1)
 See IEC 60862-2:2012, 5.3.
2)
 See IEC 60862-2:2012, 5.2.
3)
See IEC 60862-2:2012, 5.4.
Attenuation (dB)

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SIST EN IEC 62604-2:2018
IEC 62604-2:2017 © IEC 2017 – 11 –
TX part
Z
o
Z
t
TX filter
Phase shifter
TX port
Antenna port
RX port
RX filter
Phase shifter
Z
r

RX part
IEC
Figure 5 – The block diagram of a duplexer
The transmitting signal applied to the TX port passes through the TX filter and then flows to
the antenna port, not the RX filter. The received signal from the antenna port does not flow to
the TX filter, but to the RX filter. As a result, the TX part and the RX part can share the
common antenna port. In the following explanation, the impedance of the antenna (Z ) is
o
assumed to be 50 Ω. The S curve of the TX part at the antenna port side shall satisfy the
11
demanded condition indicated in Figure 6. The impedance of its pass band shall be around
50 Ω. In the rejection band, the impedance shall be sufficiently larger than 50 Ω. In the actual
duplexer, the S trace in the Smith chart of the TX filter is rotated to its optimum state by a
11
phase shifter, as shown in Figure 7. On the other hand, the frequency characteristics of the
amplitude of S remains the same as that without phase shifter. Figure 8 shows the S
21 21
frequency characteristics and S demanded condition of the RX part.
11

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SIST EN IEC 62604-2:2018
– 12 – IEC 62604-2:2017 © IEC 2017

–10
Mk1: 824 MHz
   1,83 dB
0
Mk2: 849 MHz
1 2
   1,85 dB
10
Mk3: 869 MHz
  57,96 dB
20
Mk4: 894 MHz
  46,91 dB
30
40
50
4
60
3
70
Pass band Rejection band
80
90
760 780 800 820 840 860 880 900 920 940 960
Frequency (MHz)
Pass ban
...

SLOVENSKI STANDARD
oSIST prEN 62604-2:2017
01-september-2017
5DGLRIUHNYHQþQL 6$: LQYLVRNRIUHNYHQþQL %$: GXSOHNVHUMLRFHQMHQHNDNRYRVWL
GHO1DYRGLOD]DXSRUDER
Surface Acoustic Wave (SAW) and Bulk Acoustic Wave (BAW) duplexers of assessed
quality - Part 2: Guidelines for the use
Oberflächenwellen-(OFW-) und Volumenwellen-(BAW-)Duplexer mit bewerteter Qualität
– Teil 2: Leitfaden für die Anwendung
Duplexeurs à ondes acoustiques de surface (OAS) et à ondes acoustiques de volume
(OAV) sous assurance de la qualité - Partie 2: Lignes directrices d'utilisation
Ta slovenski standard je istoveten z: prEN 62604-2:2017
ICS:
31.140 3LH]RHOHNWULþQHQDSUDYH Piezoelectric devices
oSIST prEN 62604-2:2017 en
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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oSIST prEN 62604-2:2017

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oSIST prEN 62604-2:2017

49/1217/CDV

COMMITTEE DRAFT FOR VOTE (CDV)
PROJECT NUMBER:
IEC 62604-2 ED2
DATE OF CIRCULATION: CLOSING DATE FOR VOTING:
2017-06-02 2017-08-25
SUPERSEDES DOCUMENTS:
49/1199/CD,49/1206/CC

IEC TC 49 : PIEZOELECTRIC, DIELECTRIC AND ELECTROSTATIC DEVICES AND ASSOCIATED MATERIALS FOR FREQUENCY CONTROL,
SELECTION AND DETECTION
SECRETARIAT: SECRETARY:
Japan Mr Masanobu Okazaki
OF INTEREST TO THE FOLLOWING COMMITTEES: PROPOSED HORIZONTAL STANDARD:


Other TC/SCs are requested to indicate their interest, if any,
in this CDV to the secretary.
FUNCTIONS CONCERNED:
EMC ENVIRONMENT QUALITY ASSURANCE SAFETY

SUBMITTED FOR CENELEC PARALLEL VOTING NOT SUBMITTED FOR CENELEC PARALLEL VOTING
Attention IEC-CENELEC parallel voting
The attention of IEC National Committees, members of
CENELEC, is drawn to the fact that this Committee Draft for
Vote (CDV) is submitted for parallel voting.
The CENELEC members are invited to vote through the
CENELEC online voting system.

This document is still under study and subject to change. It should not be used for reference purposes.
Recipients of this document are invited to submit, with their comments, notification of any relevant patent rights of which they
are aware and to provide supporting documentation.

TITLE:
Surface acoustic wave (SAW) and bulk acoustic wave (BAW) duplexers of assessed quality - Part 2:
Guidelines for the use

NOTE FROM TC/SC OFFICERS:


Copyright © 2017 International Electrotechnical Commission, IEC. All rights reserved. It is permitted to download this
electronic file, to make a copy and to print out the content for the sole purpose of preparing National Committee positions.
You may not copy or "mirror" the file or printed version of the document, or any part of it, for any other purpose without
permission in writing from IEC.

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oSIST prEN 62604-2:2017
62604-2/Ed2/CDV  IEC (E)       – 2 –        49/1217/CDV
1 CONTENTS
2 1 Scope . 5
3 2 Normative references . 5
4 3 Technical considerations . 6
5 4 Fundamentals of SAW and BAW duplexers . 6
6 4.1 Basic function . 6
7 4.1.1 TX filter response (Filter response from TX port to antenna port) . 7
8 4.1.2 RX filter response (Filter response from antenna port to RX port) . 7
9 4.1.3 Isolation (Isolation from TX port to RX port) . 7
10 4.2 Basic structure . 9
11 4.3 Principle of operation . 9
12 4.4 Diplexer . 12
13 5 SAW and BAW duplexer characteristics. 12
14 5.1 General conditions for SAW and BAW duplexers . 12
15 5.2 Typical characteristics of SAW and BAW duplexer . 14
16 5.2.1 UMTS Duplexer . 14
17 5.2.2 US CDMA Duplexer . 15
18 5.2.3 PCS CDMA Duplexer . 15
19 6 Application guidelines . 19
20 6.1 Power durability . 19
21 6.2 Harmonics and Inter-modulation . 19
22 6.3 Measurement method for the duplexer. 19
23 6.4 Electrostatic voltage protection . 21
24 Bibliography . 22
25 Figure 1 – Basic duplexer configuration . 6
26 Figure 2 – Basic TX filter response example of SAW and BAW duplexers . 8
27 Figure 3 – Basic RX filter response example of SAW and BAW duplexers . 8
28 Figure 4 – Basic isolation characteristics example of SAW and BAW duplexers . 8
29 Figure 5 – The block diagram of duplexer . 10
30 Figure 6 – Demanded condition of TX part for duplexers . 11
31 Figure 7 – Phase rotation in TX part . 11
32 Figure 8 – Demanded condition of RX part for duplexers . 12
33 Figure 9 – Basic diplexer configuration . 12
34 Figure 10 – Typical wide range frequency response of TX filter . 13
35 Figure 11 – Typical wide range frequency response of RX filter for upper local system . 14
36 Figure 12 – Phase shifter by microstrip line on the surface of a ceramic package . 14
37 Figure 13 – Lumped element phase shifter . 14
38 Figure 14 – Duplexer configuration . 14
39 Figure 15 – Frequency characteristics of SAW Duplexer for UMTS system . 16
40 Figure 16 – Frequency characteristics of SAW Duplexer for US CDMA system . 17
)
41 Figure 17 – Frequency characteristics of BAW Duplexer for PCS CDMA system . 18
42 Figure 18 – 4-port type network analyzer for duplexer measurement . 20
43 Figure 19 – 4-port type network analyzer for measurement of balanced RX port
44 duplexer . 21
45 Table 1 – Frequency allocation for typical LTE frequency division duplex (FDD) bands . 7

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46 INTERNATIONAL ELECTROTECHNICAL COMMISSION
47 ____________
48
49 SURFACE ACOUSTIC WAVE (SAW) AND
50 BULK ACOUSTIC WAVE (BAW) DUPLEXERS
51 OF ASSESSED QUALITY –
52
53 Part 2: Guidelines for the use
54
55
56 FOREWORD
57 1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising
58 all national electrotechnical committees (IEC National Committees). The object of IEC is to promote
59 international co-operation on all questions concerning standardization in the electrical and electronic fields. To
60 this end and in addition to other activities, IEC publishes International Standards, Technical Specifications,
61 Technical Reports, Publicly Available Specifications (PAS) and Guides (hereafter referred to as “IEC
62 Publication(s)”). Their preparation is entrusted to technical committees; any IEC National Committee interested
63 in the subject dealt with may participate in this preparatory work. International, governmental and non-
64 governmental organizations liaising with the IEC also participate in this preparation. IEC collaborates closely
65 with the International Organization for Standardization (ISO) in accordance with conditions determined by
66 agreement between the two organizations.
67 2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international
68 consensus of opinion on the relevant subjects since each technical committee has representation from all
69 interested IEC National Committees.
70 3) IEC Publications have the form of recommendations for international use and are accepted by IEC National
71 Committees in that sense. While all reasonable efforts are made to ensure that the technical content of IEC
72 Publications is accurate, IEC cannot be held responsible for the way in which they are used or for any
73 misinterpretation by any end user.
74 4) In order to promote international uniformity, IEC National Committees undertake to apply IEC Publications
75 transparently to the maximum extent possible in their national and regional publications. Any divergence
76 between any IEC Publication and the corresponding national or regional publication shall be clearly indicated in
77 the latter.
78 5) IEC itself does not provide any attestation of conformity. Independent certification bodies provide conformity
79 assessment services and, in some areas, access to IEC marks of conformity. IEC is not responsible for any
80 services carried out by independent certification bodies.
81 6) All users should ensure that they have the latest edition of this publication.
82 7) No liability shall attach to IEC or its directors, employees, servants or agents including individual experts and
83 members of its technical committees and IEC National Committees for any personal injury, property damage or
84 other damage of any nature whatsoever, whether direct or indirect, or for costs (including legal fees) and
85 expenses arising out of the publication, use of, or reliance upon, this IEC Publication or any other IEC
86 Publications.
87 8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is
88 indispensable for the correct application of this publication.
89 9) Attention is drawn to the possibility that some of the elements of this IEC Publication may be the subject of
90 patent rights. IEC shall not be held responsible for identifying any or all such patent rights.
91 International Standard IEC 62604-2 has been prepared by IEC technical committee 49:
92 Piezoelectric, dielectric and electrostatic devices and associated materials for frequency
93 control, selection and detection.
94 NOTE:In this standard, SAW and BAW duplexers are treated simultaneously because both duplexers are used in
95 the same manner especially in mobile phone systems and have same requirements of characteristics, test method
96 and so on.
97 This second edition cancels and replaces the first edition published in 2011. This edition
98 constitutes a technical revision.
99 This edition includes the following significant technical changes with respect to the previous
100 edition:
101 • Diplexer is described;
102 • Duplexer with balanced RX port is considered at the measurement method subclause.

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oSIST prEN 62604-2:2017
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103 The text of this standard is based on the following documents:
FDIS Report on voting
49/xxx/FDIS 49/xxx/RVD
104
105 Full information on the voting for the approval of this standard can be found in the report on
106 voting indicated in the above table.
107 This publication has been drafted in accordance with the ISO/IEC Directives, Part 2.
108 A list of all parts of IEC 62604 series under the general title: Surface acoustic wave (SAW)
109 and bulk acoustic wave (BAW) duplexers , can be found on the IEC website.
110 The committee has decided that the contents of this publication will remain unchanged until
111 the stability date indicated on the IEC web site under "http://webstore.iec.ch" in the data
112 related to the specific publication. At this date, this publication will be
113 • reconfirmed,
114 • withdrawn,
115 • replaced by a revised edition, or
116 • amended.
117
The National Committees are requested to note that for this publication the stability date is
2020.

THIS TEXT IS INCLUDED FOR THE INFORMATION OF THE NATIONAL COMMITTEES AND WILL BE
DELETED AT THE PUBLICATION STAGE.
IMPORTANT – The 'colour inside' logo on the cover page of this publication indicates that it
contains colours which are considered to be useful for the correct understanding of its
contents. Users should therefore print this document using a colour printer.

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118 SURFACE ACOUSTIC WAVE (SAW) AND
119 BULK ACOUSTIC WAVE (BAW) DUPLEXERS
120 OF ASSESSED QUALITY –
121
122 Part 2: Guidelines for the use
123
124
125
126 1 Scope
127 This part of IEC 62604 concerns the duplexers, which can separate receiving signal from
128 transmitting signal and are key components for two-way radio communications, are generally
129 used in mobile phone sysytems compliant with CDMA systems such as N-CDMA in 2nd
130 generation mobile telecommunication systems (2G), W-CDMA / UMTS (3G) or LTE (4G).
131 While in 2G systems mainly dielectric duplexers have been used, the ongoing miniaturization
132 in 3G and 4G mobile communication systems promoted the development and application of
133 acoustic wave duplexers due to their small size, light weight and good electrical performance.
134 While for applications with moderate requirements regarding the individual filters’ steepness,
135 standard surface acoustic wave (SAW) duplexers have been employed, applications with
136 narrow duplex gap (e.g. Bands 2, 3, 8, 25), i.e. the frequency gap between receiving and
137 transmitting bands, require the application of temperature-compensated (TC) SAW or bulk
138 acoustic wave (BAW) technology because of their better temperature characteristics and
139 resonator Q-factors.
140 It is neither the aim of these guidelines to explain theory, nor to attempt to cover all the
141 eventualities which may arise in practical circumstances. These guidelines draw attention to
142 some of the more fundamental questions, which should be considered by the user before he
143 places an order for SAW and BAW duplexers for a new application. Such a procedure will be
144 the user’s insurance against unsatisfactory performance. Because SAW and BAW duplexers
145 have very similar performance for the usage, it is useful and convenient for users that both
146 duplexers are described in one standard.
147 Standard specifications, such as those of IEC of which these guidelines form a part, and
148 national specifications or detail specifications issued by manufacturers, will define the
149 available combinations of centre frequency, pass bandwidth and insertion attenuation for each
150 of transmitting and receiving filters and isolation level between transmitter and receiver ports,
151 etc. These specifications are compiled to include a wide range of SAW and BAW duplexers
152 with standardized performances. It cannot be over-emphasized that the user should, wherever
153 possible, select his duplexers from these specifications, when available, even if it may lead to
154 making small modifications to his circuit to enable the use of standard duplexers. This applies
155 particularly to the selection of the nominal frequency band.
156 2 Normative references
157 The following referenced documents are indispensable for the application of this document.
158 For dated references, only the edition cited applies. For undated references, the latest edition
159 of the referenced document (including any amendments) applies.
160 IEC 60862-1:2015, Surface acoustic wave (SAW) filters of assessed quality – Part 1: Generic
161 specification
162 IEC 60862-2:2012, Surface acoustic wave (SAW) filters of assessed quality – Part 2:
163 Guidelines for the use
164 IEC 61019-2:2005, Surface acoustic wave (SAW) resonators – Part 2: Guide to the use

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165 3 Technical considerations
166 It is of prime interest to a user that the duplexer characteristics should satisfy particular
167 specifications. The selection of the front-end circuits in user equipments and SAW and BAW
168 duplexers to meet such specifications should be a matter of agreement between the user and
169 the manufacturer.
170 Duplexer characteristics are usually expressed in terms of centre frequency, pass bandwidth
171 and insertion attenuation for each of transmitting and receiving filter parts in the duplexer and
172 isolation level between transmitter and receiver ports. Since the SAW and BAW duplexer is
173 used in RF front-end of the user equipments, lower insertion attenuation, higher
174 isolation/rejection level, stronger power durability and smaller/thinner package dimensions are
175 strictly required.
176 4 Fundamentals of SAW and BAW duplexers
177 4.1 Basic function
178 Duplexers are necessary for user equipments to receive and transmit signals simultaneously.
179 Duplexers are 3-port devices which consist of Antenna port, Transmitter port (TX port) and
180 Receiver port (RX port) shown in Figure 1. It has three basic functions. First one is to transfer
181 transmitting signal from the TX port to the Antenna port. Second one is to transfer receiving
182 signal from the Antenna port to the RX port. Last one is to prevent the transmitting signal and
183 noise from the TX port to the RX port. The transmitting and the receiving frequencies are
184 determined corresponding to each mobile communication system. For example, Table 1
185 shows typical allocated frequency bands for UMTS.
186
RRXX s siignagnall
AAntnteennnnaa
RRXX por portt
DDuplupleexxeerr
TXTX s siignagnall
leakage
TXTX por portt
187
188
189 Figure 1 – Basic duplexer configuration
190

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191 Table 1 – Frequency allocation for typical LTE frequency division duplex (FDD) bands
Downlink Downlink
Uplink frequency Band Uplink frequency
frequency frequency
Band
(MHz) (MHz) (MHz) (MHz)
1 1 920 – 1 980 2 110 – 2 170 16 2 010 – 2 025 2 585 – 2 600
2 1 850 – 1 910 1 930 – 1 990 17 704 - 716 734 - 746
3 1 710 – 1 785 1 805 -1 880 18 815 - 830 860 - 875
4 1 710 – 1 755 2 110 – 2 155 19 830 - 845 875 - 890
5 824 - 849 869 - 894 20 832 - 862 791 - 821
6 830 - 840 875 - 885 21 1 447,9 – 1 462,9 1 495,5 – 1 510,9
7 2 500 – 2 570 2 620 – 2 690 22 3 410 – 3 490 3 510 – 3 590
8 880 - 915 925 - 960 23 2 000 – 2 020 2 180 – 2 200
9 1 749,9 – 1 784,9 1 844,9 – 1 879,9 24 1 626,5 – 1 660,5 1 525 – 1 559
10 1 710 – 1 770 2 110 – 2 170 25 1 850 – 1 915 1 930 – 1 995
11 1 427,9 – 1 447,9 1 475,9 – 1 495,9 26 814 - 849 859 - 894
12 699 - 716 729 - 746 27 807 - 824 852 - 869
13 777 - 787 746 - 756 28 703 - 748 758 - 803
14 788 - 798 758 - 768 30 2 305 – 2 315 2 350 – 2 360
15 1 900 – 1 920 2 600 – 2 620 31 452,5 – 457,5 462,5 – 467,5
192
193 NOTE: For a user equipment, uplink frequency means transmitting frequency and downlink frequency means
194 receiving frequency respectively.
195
196 4.1.1 TX filter response (Filter response from TX port to antenna port)
197 Figure 2 shows frequency characteristics example of the TX filter. The required frequency
198 characteristics are low insertion attenuation in
...

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