SIST ISO 6166:2019
(Main)Securities and related financial instruments -- International securities identification numbering system (ISIN)
Securities and related financial instruments -- International securities identification numbering system (ISIN)
This International Standard provides a uniform structure for the identification of fungible and nonfungible
securities and financial instruments (see Annex A) using a unique identification number and
associated minimum descriptive data (see Annex B).
Valeurs mobilières et autres instruments financiers concernés -- Système international de numérotation pour l'identification des valeurs mobilières (ISIN)
Vrednostni papirji in sorodni finančni instrumenti - Mednarodni sistem številčenja za identifikacijo vrednostnih papirjev
Ta mednarodni standard zagotavlja enotno strukturo za identifikacijo zamenljivih in nezamenljivih vrednostnih papirjev ter finančnih instrumentov (glej dodatek A) z uporabo enotne identifikacijske številke in povezanih minimalnih opisnih podatkov (glej dodatek B).
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INTERNATIONAL ISO
STANDARD 6166
Seventh edition
2013-07-15
Securities and related financial
instruments — International
securities identification numbering
system (ISIN)
Valeurs mobilières et autres instruments financiers concernés —
Système international de numérotation pour l’identification des
valeurs mobilières (ISIN)
Reference number
ISO 6166:2013(E)
©
ISO 2013
---------------------- Page: 1 ----------------------
ISO 6166:2013(E)
COPYRIGHT PROTECTED DOCUMENT
© ISO 2013
All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized otherwise in any form
or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, without prior
written permission. Permission can be requested from either ISO at the address below or ISO’s member body in the country of
the requester.
ISO copyright office
Case postale 56 • CH-1211 Geneva 20
Tel. + 41 22 749 01 11
Fax + 41 22 749 09 47
E-mail copyright@iso.org
Web www.iso.org
Published in Switzerland
ii © ISO 2013 – All rights reserved
---------------------- Page: 2 ----------------------
ISO 6166:2013(E)
Contents Page
Foreword .iv
Introduction .v
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Principles . 2
4.1 Constituents. 2
4.2 Financial instruments for which the ISIN is allocated . 2
5 Registration Authority (RA) . 2
5.1 Name and contact details of the RA . 2
5.2 Service provision . 2
6 ISIN allocation . 3
6.1 General . 3
6.2 Existing ISINs and existing securities without ISINs . 3
Annex A (normative) ISIN allocation . 4
Annex B (normative) Minimum descriptive elements for each category/issue type .6
Annex C (normative) Formula for computing the modulus 10 “double-add-double” check digit .7
Annex D (normative) Basic information and minimum descriptive data elements .9
Annex E (informative) Examples.10
© ISO 2013 – All rights reserved iii
---------------------- Page: 3 ----------------------
ISO 6166:2013(E)
Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards
bodies (ISO member bodies). The work of preparing International Standards is normally carried out
through ISO technical committees. Each member body interested in a subject for which a technical
committee has been established has the right to be represented on that committee. International
organizations, governmental and non-governmental, in liaison with ISO, also take part in the work.
ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of
electrotechnical standardization.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular the different approval criteria needed for the
different types of ISO documents should be noted. This document was drafted in accordance with the
editorial rules of the ISO/IEC Directives, Part 2. www.iso.org/directives
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of any
patent rights identified during the development of the document will be in the Introduction and/or on
the ISO list of patent declarations received. www.iso.org/patents
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
The committee responsible for this document is ISO/TC 68, Financial services, Subcommittee SC 4,
Securities and related financial instruments.
This seventh edition cancels and replaces the sixth edition (ISO 6166:2001), which has been extended to
cover necessary technical changes, the Registration Authority function as well as the usage of the ISIN record.
iv © ISO 2013 – All rights reserved
---------------------- Page: 4 ----------------------
ISO 6166:2013(E)
Introduction
With the rapid expansion of the international securities business, there is a need for a universally
applicable international securities identification number (ISIN).
No worldwide numbering system existed at the time of the publication of the first edition of this
International Standard. Countries with a developed securities business identified issues of securities by
means of code numbers, which are without any significance outside the country concerned. Securities of
the same issue are identified by means of different numbers in the country where they are physically held
and/or booked. As a result, the national numbers may not be applicable in cross-border transactions.
Because of its strong rationalization effect, an internationally applicable numbering system substantially
facilitates and supports international securities business. Such a system is provided by this International
Standard. Since the publication of the first edition of this International Standard, the Registration
Authority (RA) relies on the work of national numbering agencies (NNAs) which play an integral role in
this rationalization effort and in the implementation of this International Standard.
In preparing this International Standard, care has been taken to conserve the national systems to the
maximum possible extent, not only because of the good routine and valuable experience collected in
this field but also to facilitate the adoption of the worldwide system. Moreover, it is aimed at creating a
system which is easy to apply internationally and at establishing an information network which ensures
that the required information can be obtained worldwide immediately.
© ISO 2013 – All rights reserved v
---------------------- Page: 5 ----------------------
INTERNATIONAL STANDARD ISO 6166:2013(E)
Securities and related financial instruments — International
securities identification numbering system (ISIN)
1 Scope
This International Standard provides a uniform structure for the identification of fungible and non-
fungible securities and financial instruments (see Annex A) using a unique identification number and
associated minimum descriptive data (see Annex B).
2 Normative references
The following documents, in whole or in part, are normatively referenced in this document and are
indispensable for its application. For dated references, only the edition cited applies. For undated
references, the latest edition of the referenced document (including any amendments) applies.
ISO 3166 (all parts), Codes for the representation of names of countries and their subdivisions
ISO 4217, Codes for the representation of currencies and funds
ISO 10962, Securities and related financial instruments — Classification of financial instruments (CFI code)
3 Terms and definitions
For the purposes of this document, the following terms and definitions apply.
3.1
fungible
equivalent, substitutable, interchangeable, and not individualized
Note 1 to entry: A fungible financial instrument ranks pari passu in all respects with a different version of the
same financial instrument and can be exchanged into the other version and vice versa at any time.
3.2
ISIN
international securities identification number
alphanumeric code which uniquely identifies a specific security or other financial instrument
3.3
ISIN record
record which uniquely identifies a specific security or other financial instrument and consists of the
ISIN and the minimum descriptive data elements
Note 1 to entry: For the minimum descriptive data elements, see Annex B.
3.4
ISIN guidelines
internal document developed and maintained by the Registration Authority to promote a uniform
process for allocation, registration, and dissemination of the ISIN to the financial markets
3.5
negotiable
〈legal ownership of financial instrument〉 readily transferable from one counterparty to another by
delivery or endorsement
© ISO 2013 – All rights reserved 1
---------------------- Page: 6 ----------------------
ISO 6166:2013(E)
4 Principles
4.1 Constituents
The ISIN shall consist of the following:
a) a prefix using the alpha-2 country code specified in ISO 3166, a prefix “XS” as specified in Annex A,
or other prefixes (refer to the Registration Authority website for a complete list of ISIN prefixes);
b) the basic number, which is nine characters (alphanumeric) in length. Where the existing national
number consists of nine characters, this number may be used; where the existing national number
consists of fewer than nine characters, this also may be used, but zeros shall be inserted in front of
the national number. Where a national check digit exists, it shall be regarded as part of the basic
number within the nine characters;
c) a check digit, computed using the modulus 10 “double-add-double” formula as specified in Annex C.
4.2 Financial instruments for which the ISIN is allocated
At a minimum, the ISIN is allocated to financial instruments (see Annex A) identified in ISO 10962 with
the following principles.
a) Equities, debt instruments, entitlements, and structured products
The ISIN is allocated when the financial instrument is negotiable.
b) Derivatives
The ISIN is allocated to those instruments that are traded in their own right, regardless of whether
or not the underlying instrument may have been assigned an ISIN.
c) Referential instruments
The ISIN is allocated to these entities, which are not financial instruments, when they are underlying
or reference assets to financial instruments.
d) Others (combined instruments, other assets)
For the group “combined instruments”, the ISIN is allocated when they are traded. The group “other
assets (insurance policies, real estate deeds, etc.)” may be identified by an ISIN.
5 Registration Authority (RA)
5.1 Name and contact details of the RA
The name and contact details of the organization acting as RA for this International Standard can be
found at http://www.iso.org/iso/maintenance_agencies.htm#6166.
Requests for information and enquiries about this International Standard and its implementation may
be directed to the RA.
5.2 Service provision
The RA is responsible for the provis
...
SLOVENSKI STANDARD
SIST ISO 6166:2019
01-februar-2019
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SIST ISO 6166:1995
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]DLGHQWLILNDFLMRYUHGQRVWQLKSDSLUMHY
Securities and related financial instruments -- International securities identification
numbering system (ISIN)
Valeurs mobilières et autres instruments financiers concernés -- Système international
de numérotation pour l'identification des valeurs mobilières (ISIN)
Ta slovenski standard je istoveten z: ISO 6166:2013
ICS:
03.060 )LQDQFH%DQþQLãWYR Finances. Banking. Monetary
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SIST ISO 6166:2019 en
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.
---------------------- Page: 1 ----------------------
SIST ISO 6166:2019
---------------------- Page: 2 ----------------------
SIST ISO 6166:2019
INTERNATIONAL ISO
STANDARD 6166
Seventh edition
2013-07-15
Securities and related financial
instruments — International
securities identification numbering
system (ISIN)
Valeurs mobilières et autres instruments financiers concernés —
Système international de numérotation pour l’identification des
valeurs mobilières (ISIN)
Reference number
ISO 6166:2013(E)
©
ISO 2013
---------------------- Page: 3 ----------------------
SIST ISO 6166:2019
ISO 6166:2013(E)
COPYRIGHT PROTECTED DOCUMENT
© ISO 2013
All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized otherwise in any form
or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, without prior
written permission. Permission can be requested from either ISO at the address below or ISO’s member body in the country of
the requester.
ISO copyright office
Case postale 56 • CH-1211 Geneva 20
Tel. + 41 22 749 01 11
Fax + 41 22 749 09 47
E-mail copyright@iso.org
Web www.iso.org
Published in Switzerland
ii © ISO 2013 – All rights reserved
---------------------- Page: 4 ----------------------
SIST ISO 6166:2019
ISO 6166:2013(E)
Contents Page
Foreword .iv
Introduction .v
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Principles . 2
4.1 Constituents. 2
4.2 Financial instruments for which the ISIN is allocated . 2
5 Registration Authority (RA) . 2
5.1 Name and contact details of the RA . 2
5.2 Service provision . 2
6 ISIN allocation . 3
6.1 General . 3
6.2 Existing ISINs and existing securities without ISINs . 3
Annex A (normative) ISIN allocation . 4
Annex B (normative) Minimum descriptive elements for each category/issue type .6
Annex C (normative) Formula for computing the modulus 10 “double-add-double” check digit .7
Annex D (normative) Basic information and minimum descriptive data elements .9
Annex E (informative) Examples.10
© ISO 2013 – All rights reserved iii
---------------------- Page: 5 ----------------------
SIST ISO 6166:2019
ISO 6166:2013(E)
Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards
bodies (ISO member bodies). The work of preparing International Standards is normally carried out
through ISO technical committees. Each member body interested in a subject for which a technical
committee has been established has the right to be represented on that committee. International
organizations, governmental and non-governmental, in liaison with ISO, also take part in the work.
ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of
electrotechnical standardization.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular the different approval criteria needed for the
different types of ISO documents should be noted. This document was drafted in accordance with the
editorial rules of the ISO/IEC Directives, Part 2. www.iso.org/directives
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of any
patent rights identified during the development of the document will be in the Introduction and/or on
the ISO list of patent declarations received. www.iso.org/patents
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
The committee responsible for this document is ISO/TC 68, Financial services, Subcommittee SC 4,
Securities and related financial instruments.
This seventh edition cancels and replaces the sixth edition (ISO 6166:2001), which has been extended to
cover necessary technical changes, the Registration Authority function as well as the usage of the ISIN record.
iv © ISO 2013 – All rights reserved
---------------------- Page: 6 ----------------------
SIST ISO 6166:2019
ISO 6166:2013(E)
Introduction
With the rapid expansion of the international securities business, there is a need for a universally
applicable international securities identification number (ISIN).
No worldwide numbering system existed at the time of the publication of the first edition of this
International Standard. Countries with a developed securities business identified issues of securities by
means of code numbers, which are without any significance outside the country concerned. Securities of
the same issue are identified by means of different numbers in the country where they are physically held
and/or booked. As a result, the national numbers may not be applicable in cross-border transactions.
Because of its strong rationalization effect, an internationally applicable numbering system substantially
facilitates and supports international securities business. Such a system is provided by this International
Standard. Since the publication of the first edition of this International Standard, the Registration
Authority (RA) relies on the work of national numbering agencies (NNAs) which play an integral role in
this rationalization effort and in the implementation of this International Standard.
In preparing this International Standard, care has been taken to conserve the national systems to the
maximum possible extent, not only because of the good routine and valuable experience collected in
this field but also to facilitate the adoption of the worldwide system. Moreover, it is aimed at creating a
system which is easy to apply internationally and at establishing an information network which ensures
that the required information can be obtained worldwide immediately.
© ISO 2013 – All rights reserved v
---------------------- Page: 7 ----------------------
SIST ISO 6166:2019
---------------------- Page: 8 ----------------------
SIST ISO 6166:2019
INTERNATIONAL STANDARD ISO 6166:2013(E)
Securities and related financial instruments — International
securities identification numbering system (ISIN)
1 Scope
This International Standard provides a uniform structure for the identification of fungible and non-
fungible securities and financial instruments (see Annex A) using a unique identification number and
associated minimum descriptive data (see Annex B).
2 Normative references
The following documents, in whole or in part, are normatively referenced in this document and are
indispensable for its application. For dated references, only the edition cited applies. For undated
references, the latest edition of the referenced document (including any amendments) applies.
ISO 3166 (all parts), Codes for the representation of names of countries and their subdivisions
ISO 4217, Codes for the representation of currencies and funds
ISO 10962, Securities and related financial instruments — Classification of financial instruments (CFI code)
3 Terms and definitions
For the purposes of this document, the following terms and definitions apply.
3.1
fungible
equivalent, substitutable, interchangeable, and not individualized
Note 1 to entry: A fungible financial instrument ranks pari passu in all respects with a different version of the
same financial instrument and can be exchanged into the other version and vice versa at any time.
3.2
ISIN
international securities identification number
alphanumeric code which uniquely identifies a specific security or other financial instrument
3.3
ISIN record
record which uniquely identifies a specific security or other financial instrument and consists of the
ISIN and the minimum descriptive data elements
Note 1 to entry: For the minimum descriptive data elements, see Annex B.
3.4
ISIN guidelines
internal document developed and maintained by the Registration Authority to promote a uniform
process for allocation, registration, and dissemination of the ISIN to the financial markets
3.5
negotiable
〈legal ownership of financial instrument〉 readily transferable from one counterparty to another by
delivery or endorsement
© ISO 2013 – All rights reserved 1
---------------------- Page: 9 ----------------------
SIST ISO 6166:2019
ISO 6166:2013(E)
4 Principles
4.1 Constituents
The ISIN shall consist of the following:
a) a prefix using the alpha-2 country code specified in ISO 3166, a prefix “XS” as specified in Annex A,
or other prefixes (refer to the Registration Authority website for a complete list of ISIN prefixes);
b) the basic number, which is nine characters (alphanumeric) in length. Where the existing national
number consists of nine characters, this number may be used; where the existing national number
consists of fewer than nine characters, this also may be used, but zeros shall be inserted in front of
the national number. Where a national check digit exists, it shall be regarded as part of the basic
number within the nine characters;
c) a check digit, computed using the modulus 10 “double-add-double” formula as specified in Annex C.
4.2 Financial instruments for which the ISIN is allocated
At a minimum, the ISIN is allocated to financial instruments (see Annex A) identified in ISO 10962 with
the following principles.
a) Equities, debt instruments, entitlements, and structured products
The ISIN is allocated when the financial instrument is negotiable.
b) Derivatives
The ISIN is allocated to those instruments that are traded in their own right, regardless of whether
or not the underlying instrument may have been assigned an ISIN.
c) Referential instruments
The ISIN is allocated to these entities, which are not financial instruments, when they are underlying
or reference assets to financial instruments.
d) Others (combined instruments, other assets)
For the group “combined instruments”, the ISIN is allocate
...
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