Classification and designation of documents for plants, systems and equipment - Part 1: Rules and classification tables

Klassifikation und Kennzeichnung von Dokumenten für Anlagen, Systeme und Ausrüstungen – Teil 1: Regeln und Tabellen zur Klassifikation

Classification et désignation des documents pour installations industrielles, systèmes et matériels - Partie 1: Règles et tableaux de classification

Klasifikacija in označevanje dokumentov za naprave, sisteme in opremo - 1. del: Pravila in klasifikacijske preglednice

General Information

Status
Not Published
Public Enquiry End Date
30-Jan-2023
Current Stage
4020 - Public enquire (PE) (Adopted Project)
Start Date
28-Nov-2022
Due Date
17-Apr-2023
Completion Date
19-Apr-2023

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SLOVENSKI STANDARD
oSIST prEN IEC 81355-1:2023
01-januar-2023
Klasifikacija in označevanje dokumentov za naprave, sisteme in opremo - 1. del:
Pravila in klasifikacijske preglednice
Classification and designation of documents for plants, systems and equipment - Part 1:
Rules and classification tables
Classification et désignation des documents pour installations industrielles, systèmes et
matériels - Partie 1: Règles et tableaux de classification
Ta slovenski standard je istoveten z: prEN IEC 81355-1:2022
ICS:
01.080.01 Grafični simboli na splošno Graphical symbols in general
oSIST prEN IEC 81355-1:2023 en,fr,de
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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oSIST prEN IEC 81355-1:2023

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oSIST prEN IEC 81355-1:2023
3/1597/CDV

COMMITTEE DRAFT FOR VOTE (CDV)
PROJECT NUMBER:
IEC 81355-1 ED1
DATE OF CIRCULATION: CLOSING DATE FOR VOTING:
2022-11-25 2023-02-17
SUPERSEDES DOCUMENTS:
3/1535/CD, 3/1547A/CC

IEC TC 3 : DOCUMENTATION, GRAPHICAL SYMBOLS AND REPRESENTATIONS OF TECHNICAL INFORMATION
SECRETARIAT: SECRETARY:
Sweden Mr Mikael Törnkvist
OF INTEREST TO THE FOLLOWING COMMITTEES: PROPOSED HORIZONTAL STANDARD:

TC 8,TC 9,SC 17C,TC 22,SC 22F,SC 22H,TC
31,TC 44,SC 45A,TC 57,TC 64,TC 65,SC 65A,SC
Other TC/SCs are requested to indicate their interest, if
65E,TC 69,TC 82,TC 88,TC 120,SC 121A,SC
any, in this CDV to the secretary.
121B,TC 122,PC 126,PC 127,SyC SM,SyC Smart
Cities,SyC Smart Energy,ISO/IEC JTC 1/SC 25
FUNCTIONS CONCERNED:
EMC ENVIRONMENT QUALITY ASSURANCE SAFETY
SUBMITTED FOR CENELEC PARALLEL VOTING NOT SUBMITTED FOR CENELEC PARALLEL VOTING
Attention IEC-CENELEC parallel voting
The attention of IEC National Committees, members of
CENELEC, is drawn to the fact that this Committee Draft
for Vote (CDV) is submitted for parallel voting.
The CENELEC members are invited to vote through the
CENELEC online voting system.

This document is still under study and subject to change. It should not be used for reference purposes.
Recipients of this document are invited to submit, with their comments, notification of any relevant patent rights of
which they are aware and to provide supporting documentation.

TITLE:
Classification and designation of documents for plants, systems and equipment - Part 1: Rules
and classification tables

PROPOSED STABILITY DATE: 2026

NOTE FROM TC/SC OFFICERS:


Copyright © 2022 International Electrotechnical Commission, IEC. All rights reserved. It is permitted to download this
electronic file, to make a copy and to print out the content for the sole purpose of preparing National Committee positions.
You may not copy or "mirror" the file or printed version of the document, or any part of it, for any other purpose without
permission in writing from IEC.

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1 FOREWORD . 4
2 INTRODUCTION . 6
3 1 Scope . 8
4 2 Normative references . 8
5 3 Terms and definitions . 8
6 4 General concepts . 10
7 4.1 General . 10
8 4.2 Classification principles . 12
9 5 Designation of information containers . 12
10 General . 12
5.1
11 5.2 Designation of an information container . 13
12 5.3 Relating information containers to an object . 13
13 5.4 Structuring and designation of multiple information containers . 14
14 5.5 Identification of documents . 16
15 5.6 Information for identification purposes . 16
16 Documentation . 16
6
17 6.1 General . 16
18 6.2 Moving from DCC to ICC . 17
19 Annex A (informative) Information model . 18
20 A.1 General . 18
21 A.2 UML model . 18
22 A.3 Entity descriptions . 19
23 A.3.1 ObjectOfInterest . 19
24 Information . 20
A.3.2
25 A.3.3 Context . 20
26 A.3.4 Data . 21
27 A.3.5 InformationContainer . 21
28 A.3.6 Document . 21
29 A.3.7 Documentation . 22
30 ICC . 22
A.3.8
31 A.3.9 ClassOfInformation . 22
32 A.3.10 ClassificationScheme . 23
33 A.4 Enumeration - IEC81355ClassificationDomain . 23
34 Enumeration - IEC81355DocumentForms . 23
A.5
35 Annex B (normative) Information class codes . 25
36 Annex C (informative) Additional information about document kinds for communication
37 purposes . 32
38 C.1 Form of presentation . 32
39 Annex D (informative) From Document Code Class (DCC) to Information Code Class
40 (ICC) . 34
41 D.1 General . 34
42 D.2 Comparison of DCC vs. ICC . 34
43 Bibliography . 44
44
45 Table B.2 – Entry class for information class codes (first letter code L1) . 25
46 Table B.2 – Subclasses for information class codes (first and second letter code) . 26

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47 Table C.1 – Letter code for basic document kinds and forms of presentation . 32
48 Table D.1 – DCC data position A2 vs. ICC entry class code L1. . 35
49 Table D.2 – DCC data position A3 vs. ICC subclass code L2. . 37
50

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51 INTERNATIONAL ELECTROTECHNICAL COMMISSION
52 ____________
53
54 INDUSTRIAL SYSTEMS,
55 INSTALLATIONS AND EQUIPMENT AND INDUSTRIAL PRODUCTS -
56 CLASSIFICATION AND DESIGNATION OF INFORMATION
57
58 Part 1: Basic rules and classification of information
59
60
61
62 FOREWORD
63 1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising
64 all national electrotechnical committees (IEC National Committees). The object of IEC is to promote international
65 co-operation on all questions concerning standardization in the electrical and electronic fields. To this end and
66 in addition to other activities, IEC publishes International Standards, Technical Specifications, Technical Reports,
67 Publicly Available Specifications (PAS) and Guides (hereafter referred to as “IEC Publication(s)”). Their
68 preparation is entrusted to technical committees; any IEC National Committee interested in the subject dealt with
69 may participate in this preparatory work. International, governmental and non-governmental organizations liaising
70 with the IEC also participate in this preparation. IEC collaborates closely with the International Organization for
71 Standardization (ISO) in accordance with conditions determined by agreement between the two organizations.
72 2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international
73 consensus of opinion on the relevant subjects since each technical committee has representation from all
74 interested IEC National Committees.
75 3) IEC Publications have the form of recommendations for international use and are accepted by IEC National
76 Committees in that sense. While all reasonable efforts are made to ensure that the technical content of IEC
77 Publications is accurate, IEC cannot be held responsible for the way in which they are used or for any
78 misinterpretation by any end user.
79 4) In order to promote international uniformity, IEC National Committees undertake to apply IEC Publications
80 transparently to the maximum extent possible in their national and regional publications. Any divergence between
81 any IEC Publication and the corresponding national or regional publication shall be clearly indicated in the latter.
82 5) IEC itself does not provide any attestation of conformity. Independent certification bodies provide conformity
83 assessment services and, in some areas, access to IEC marks of conformity. IEC is not responsible for any
84 services carried out by independent certification bodies.
85 6) All users should ensure that they have the latest edition of this publication.
86 7) No liability shall attach to IEC or its directors, employees, servants or agents including individual experts and
87 members of its technical committees and IEC National Committees for any personal injury, property damage or
88 other damage of any nature whatsoever, whether direct or indirect, or for costs (including legal fees) and
89 expenses arising out of the publication, use of, or reliance upon, this IEC Publication or any other IEC
90 Publications.
91 8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is
92 indispensable for the correct application of this publication.
93 9) Attention is drawn to the possibility that some of the elements of this IEC Publication may be the subject of patent
94 rights. IEC shall not be held responsible for identifying any or all such patent rights.
95 IEC 81355-1 has been prepared by IEC technical committee 3: Documentation, graphical
96 symbols and representations of technical information, in close cooperation with ISO technical
97 committee 10: Technical product documentation. It is an International Standard.
98 It is published as a double logo standard and has the status of a horizontal publication in
99 accordance with IEC Guide 108.
100 This edition cancels and replaces the second edition of IEC 61355-1 published in 2008. This
101 edition constitutes a technical revision.
102 This edition includes the following significant technical changes with respect to the previous
103 edition:
104 a) …to be completed
105

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106 The text of this standard is based on the following documents:
CD Report on voting
3/xxx/CD 3/xxx/RVD
107
108 Full information on the voting for its approval can be found in the report on voting indicated in
109 the above table. In ISO, the standard has been approved by xx members out of xx having cast
110 a vote.
111 The language used for the development of this International Standard is English.
112 A list of parts of the 81355 International Standard, published under the general title Industrial
113 systems, installations and equipment and industrial products – Classification and designation
114 of information, can be found on the IEC website.
115 This document was drafted in accordance with ISO/IEC Directives, Part 2, and developed in
116 accordance with ISO/IEC Directives, Part 1 and ISO/IEC Directives, IEC Supplement, available
117 at www.iec.ch/members_experts/refdocs. The main document types developed by IEC are
118 described in greater detail at www.iec.ch/standardsdev/publications.
119 In this document, italic type is used as follows:
120 • terms defined in Clause 3 (applies to the text in Clause 3 only)
121 • in the description of the EXPRESS model, entity names and attribute identifiers.
122 The committee has decided that the contents of this document will remain unchanged until the
123 stability date indicated on the IEC website under webstore.iec.ch in the data related to the
124 specific document. At this date, the document will be
125 • reconfirmed,
126 • withdrawn,
127 • replaced by a revised edition, or
128 • amended.
129
130

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131 INTRODUCTION
132 Information is necessary for all activities during the life cycle of a system, e.g., information
133 about industrial plants, constructions, technical installations, and equipment. Information may
134 be received from and delivered to stakeholders of the system of interest. Different stakeholders
135 may need different information or different views on the same system, depending on what is
136 most suitable for their current need.
137 This document is based on former IEC 61355:2008 and IEC 61355DB, but as a new joint ISO
138 & IEC document, it introduces a shift in mindset: from document code classes (known as “DCC”)
139 to classification of information in a broad sense, represented by information class codes (ICC).
140 These are used to unambiguously identify information conveyed among parties.
141 Because of this shift in mindset from documentation (IEC 61355) to information (this document),
142 it is acknowledged that a document can contain and present more than one type of information.
143 For humans to interpret information, the information is always presented in a certain form such
144 as e.g., a text, a drawing, or a 3D model. In this document, information about an object is always
145 conveyed in an information container which shall be identified by an unambiguous designation.
146 When the information container is under revision control, it is defined as a document.
147 One aim of this document is to establish a method for unambiguous communication and
148 understanding between parties involved in information interchange. To get a basis for a system,
149 it is necessary to disregard what information (and subsequently the documentation presenting
150 the information) is called in daily life. Instead, the basis for a common understanding shall be
151 an information kind classification, which is based only on the content of information provided.
152 Thus, the user of this document needs to disregard the view of a document as “a piece of
153 paper”, instead seeing it as an analogue or digital container which conveys information.
154 Another aim of this document is to set up rules for a specific method of correlating information
155 and objects, i.e., to indicate to which object or system a specific information belongs. For this
156 purpose, an information designation system is provided, linking the information kind designation
157 to the object designation used for the system of interest. By that, guidance is also given for
158 sorting and grouping as well as for structured information search, for example in information
159 storage systems and for identification of information containers, e.g., as file names.
160

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161 (Blank)

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162 INDUSTRIAL SYSTEMS, INSTALLATIONS AND EQUIPMENT AND
163 INDUSTRIAL PRODUCTS -
164 CLASSIFICATION AND DESIGNATION OF INFORMATION CONTAINERS
165
166 Part 1: Basic rules
167
168
169 1 Scope
170 This part of the 81355 International Standard, published jointly by IEC and ISO, provides rules
171 and guidelines for the classification and designation of information based on its inherent
172 content. This document is applicable for information used in the life cycle of a system, e.g.,
173 industrial plants, construction entities and equipment.
174 This document defines classes of information and their codes (Information Class Code – ICC).
175 The defined classes and codes provided are intended to be used as values associated with
176 metadata, e.g., in information management systems (see IEC 82045-1 and IEC 82045-2).
177 The rules, guidelines and classes are general and are applicable to all technical areas, for
178 example mechanical engineering, electrical engineering, construction engineering and process
179 engineering. They can be used for systems based on different technologies or for systems
180 combining several technologies.
181 This document is also a horizontal publication intended for use by technical committees in
182 preparation of publications related to classification and designation of information in accordance
183 with the principles laid down in IEC Guide 108.
184 2 Normative references
185 The following documents are referred to in the text in such a way that some or all of their content
186 constitutes requirements of this document. For dated references, only the edition cited applies.
187 For undated references, the latest edition of the referenced document (including any
188 amendments) applies.
189 None.
190 3 Terms and definitions
191 For the purposes of this document, the following terms and definitions apply.
192 ISO and IEC maintain terminological databases for use in standardization at the following
193 addresses:
194 • ISO Online browsing platform: available at https://www.iso.org/obp
195 • IEC Electropedia: available at http://www.electropedia.org/
196
197

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198 3.1
199 information
200 intelligence or knowledge capable of being represented in forms suitable for communication,
201 storage or processing
202 Note 1 to entry: Information may be represented for example by signs, symbols, pictures or sounds.
203
204 [SOURCE: IEC 60050-171:2019, 701-01-01]
205 3.2
206 object
207 entity treated in a process of development, implementation, usage, and disposal
208 Note 1 to entry: The object may refer to a physical or non-physical ”thing”
209 Note 2 to entry: The object has information (3.1) associated to it.
210 [SOURCE: IEC 81346-1:2022, definition 3.1]
211 3.3
212 system
213 set of interrelated objects (3.2) considered in a defined context as a whole and separated from
214 their environment
215 Note 1 to entry: A system is generally defined with the view of achieving a given objective, e.g. by performing a
216 definite function.
217 Note 2 to entry: Elements of a system can be natural or man-made material objects, as well as modes of thinking
218 and the results thereof (e.g., forms of organisation, mathematical methods, programming languages).
219 Note 3 to entry: The system is considered to be separated from the environment and the other external systems
220 by an imaginary surface, which cuts the links between them and the system.
221 Note 4 to entry: The term "system" should be qualified when it is not clear from the context to what it refers, e.g.
222 control system, colorimetric system, system of units, transmission system.
223 [SOURCE: IEC 60050-151:2001, 151-11-27, modified – “elements” has been replaced by
224 “objects”.]
225 3.4
226 data
227 representation of information (3.1) in a formalized manner suitable for human or automatic
228 processing
229 Note 1 to entry: Processing includes communication and interpretation.
230 Note 2 to entry: In English, the word "data" is generally used in plural form. For use in singular form, it can be called
231 "data item".
232 [SOURCE: IEC 60050-171:2019, 171-01-02]
233 3.5
234 data element
235 data item (3.4) that is considered to be indivisible in a certain context
236 [SOURCE: IEC 60050-171:2019, 171-02-01]
237 3.6
238 record
239 set of data elements (3.5), treated as a whole
240 [SOURCE: IEC 60050-171:2019, 171-02-28, modified - ‘context’ removed]

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241 3.7
242 file
243 set of related records (3.6) treated as a whole
244 [SOURCE: IEC 60050-171:2019, 171-02-30]
245 3.8
246 inherent content
247 content of information (3.1), independent of any application
248 Note 1 to entry: Inherent is regarded as existing in something as a permanent, essential, or characteristic attribute
249 Note 2 to entry: In this document, classification of information is based on its inherent content.
250 3.9
251 information class
252 kind of information (3.1) characterized by its inherent content (3.8)
253 3.10
254 information container
255 named persistent set of information (3.1) retrievable from within a file (3.7), system (3.3), or
256 application storage hierarchy
257 EXAMPLE: Including sub-directory, information file (including model, document, table, schedule), or distinct sub-set
258 of an information file such as a chapter or section, layer, or symbol.
259 Note 1 to entry: Structured information containers include geometrical models, schedules, and databases.
260 Unstructured information containers include documentation, video clips and sound recordings.
261 Note 2 to entry: Persistent information exists over a timescale long enough for it to have to be managed, i.e., this
262 excludes transient information such as internet search results.
263 [SOURCE: ISO 19650:2018, 3.3.12]
264 3.11
265 object designation
266 unambiguous identifier of an object (3.2) in a given context
267 Note 1 to entry: Examples of such designations are: reference designation, type number, serial number, name.
268 3.12
269 document
270 designated information container (3.10) which is under revision control
271 3.13
272 documentation
273 collection of documents (3.12) related to a given object
274 3.14
275 4 General concepts
276 4.1 General
277 Information is necessary for different activities and purposes during the life cycle of a system.
278 Sender and receiver of any information related to a system of interest are the stakeholders of
279 the system.
280 Information is often transmitted using specific terms, serving different purposes. These terms
281 are often defined and understood only in a certain context, which can lead to misunderstandings
282 for the recipient of the information.

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283 To handle large amounts of information, this document provides a classification scheme to
284 structure and subsequently sort the type of information in groups, each characterised by an
285 unambiguous definition in a clear type-of hierarchy. The user of this document can link self-
286 developed, unknown, and non-included information terms by relating the new term to the class
287 defining the kind of information and thereby expand the use and application of this document.
288 Annex A shows the information model of the concept of this document.
289 Figure 1 shows how information is related to an object of interest and how this information is
290 stored in an information container.
Information
Object Information
container
Described by Stored in
===> ===>



291 Figure 1 – Basic concept of information
292 In the context of this document, it is necessary to distinguish between the following concepts
293 and their interrelationship.
294 • object;
295 • information;
296 • information class;
297 • information container;
298 • information container designation;
299 • document.
300 Figure 2 shows the relationship among the terms.
301

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302
Information
Object Information  Document
container
Described Stored Presented
by in in
===> ===> ===>




Information With a certain
 Class container format and under
designation revision control
303 Figure 2 – Interrelation of information-related terms
304 4.2 Classification principles
305 This document defines hierarchical classes of information based on what the information is
306 about in itself, as distinct from what a user wishes to convey with the information.
307 Each group within the hierarchy has a letter code which designate the class and its subclass.
308 This letter code is called an Information Class Code, which in this document is abbreviated
309 “ICC”. As the ICC is recognized by non-verbatim letter codes (A, B, C etc.), the ICC itself
310 becomes a natural designation for recognition of information across national borders,
311 languages, and technical disciplines, thus creating a common language for exchange of
312 information.
313 NOTE 1 The former Document kind Classification Code (“DCC”) from IEC 61355 is in this document replaced by
314 “ICC”, as the aim of this standard is to classify information in a broad sense, as distinct from documentation
315 presenting the information in a certain form only. However, the meaning behind former DCC codes is to the extent
316 possible transferred to ICC codes in this document. See also Annex D.
317 The classification scheme defined in Annex B has a hierarchical structure that constitutes two
318 levels L1 and L2, where:
319 • entry classes (L1) are purely defined based on the inherent content of information; and
320 • subclasses (L2) of the entry classes are based on different facets, depending on the entry
321 class.
322 Annex B specifies ICC entry classes (table B.1) and sub-classes (table B.2).
323 NOTE 2 Classes of information presented in this document are considered to be complete and fully representative
324 for information related to technical systems, and therefore no “miscellaneous” or “other” open classes, “free for the
325 user” etc., is provided. See also Annex D.2.
326 Information shall be associated with a main class and a related subclass when its inherent
327 content matches the definitions of a main-class and a subclass. See Annex B, Table B.1 for
328 main class and Table B.2 for subclass definitions.
329 5 Designation of information containers
330 5.1 General
331 An information shall be associated with a class of information (ICC) to which it belongs, as
332 defined in table B.1 and B.2 (see annex B). To classify information correctly, the information to
333 be classified shall comply with the definition of the ICC selected.
334 The information container designation shall designate the information container unambiguously
335 within a defined context. The information container designation shall;

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336 • provide the p
...

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