EN 9101:2011

Quality Management Systems - Audit Requirements for Aviation, Space, and Defence Organizations

1.1   General
This European standard defines requirements for the preparation and execution of the audit process. Additionally, it defines the content and composition for the audit reporting of conformity and process effectiveness to the 9100 series standards, the organization’s quality management system documentation, and customer/regulatory requirements.
The requirements in this standard are additions or represent changes to the requirements and guidelines in the standards for conformity assessment, auditing, and certification as published by ISO/IEC (i.e., ISO/IEC 17000, ISO 19011, ISO/IEC 17021). When there is conflict with these standards, the requirements of the 9101 standard shall take precedence.
NOTE 1   In this standard, the term “9100-series standards” comprises the following quality management system standards: 9100, 9110, and 9120; developed by the IAQG and published by various national standards bodies.
NOTE 2   In addition to this standard, IAQG publishes recommended practices that can be used by audit teams when executing the audit process.
1.2   Application
This standard shall be used for audits of 9100-series standards by CBs for certification of organizations, under the auspices of the aviation, space, and defense industry certification scheme [also known as Industry Controlled Other Party (ICOP) scheme]. The ICOP scheme requirements are defined in the 9104-series standards.
NOTE 1   Conflicts between 9104-series standards and this standard will be escalated to IAQG and resolved by an IAQG decision(s).
NOTE 2   (...)

Qualitätsmanagementsysteme - Audit-Anforderungen für Organisationen der Luftfahrt, Raumfahrt und Verteidigung

Systèmes de management de la Qualité - Exigences d’Audits pour les Organisations de l'Aéronautique, l'Espace et la Défense

La présente norme européenne définit les exigences relatives à la préparation et à l’exécution du processus
d’audit. En outre, elle définit le contenu et la composition des rapports quant à la conformité et à l’efficacité
du processus d'audit selon les normes de la série 9100, la documentation du Système de Management de la
Qualité de l'organisme et les exigences du client/réglementaires.
Les exigences de la présente norme sont des ajouts ou représentent des modifications apportées aux
exigences et aux recommandations des normes d’évaluation de la conformité, d’audit et de certification
publiées par l’ISO/CEI (c.-à-d. : ISO/CEI 17000, ISO 19011, ISO/CEI 17021). En cas de contradiction avec
ces normes, les exigences de la norme 9101 prévalent.
NOTE 1 Dans la présente norme, le terme “normes de la série 9100” comprend les normes de Systèmes de
Management de la Qualité suivantes : 9100, 9110 et 9120 ; développées par l’IAQG et publiées par
différents organismes de normalisation nationaux.
NOTE 2 En plus de la présente norme, l’IAQG publie des pratiques recommandées qui peuvent être utilisées par les
équipes d’audit lors de la réalisation du processus d’audit.

Sistemi vodenja kakovosti - Zahteve za presojo organizacij zračnega prometa, vesoljskih poletov in obrambe

1.1 Splošno
Ta evropski standard določa zahteve za pripravo in izvedbo procesa presoje. Dodatno določa vsebino in sestavo za poročanje o presoji skladnosti in učinkovitosti procesa s standardi serije 9100, dokumentacijo sistema organizacije za nadzor kakovosti in kupčeve/regulatorne zahteve.
Zahteve v tem standardu so dodatek ali spremembe zahtev in smernic v standardih za ocenitev skladnosti, presoje in certifikacijo, kot je objavljeno v ISO/IEC (tj. ISO/IEC 17000, ISO 19011, ISO/IEC 17021). Kadar so v nasprotju s temi standardi, imajo zahteve v standardu 9101 prednost.
OPOMBA 1: V tem standardu izraz »standardi serije 9100« vključuje naslednje standarde za sisteme za nadzor kakovosti: 9100, 9110 in 9120; razvil jih je IAQG in objavili razni državni organi za standardizacijo.
OPOMBA 2: Kot dodatek temu standardu IAQG objavlja priporočene prakse, ki jih lahko uporabijo ekipe za presojo, kadar izvajajo postopek presoje.
1.2 Uporaba
Ta standard uporablja za presojo standardov serije 9100, ki jo izvaja CB za certifikacijo organizacij pod okriljem letalske, vesoljske in obrambne industrijske certifikacijske sheme (znane tudi kot industrijsko nadzorovana shema drugih oseb (ICOP)). Zahteve sheme ICOP so določene v standardih serije 9104.
OPOMBA 1: Nasprotja med standardi serije 9104 in tem standardom se stopnjujejo do IAQG in se razrešijo z odločitvami IAQG.

General Information

• Status: Withdrawn
• Publication Date: 19-Jul-2011
• Withdrawal Date: 01-Sep-2015
• ICS: 03.100.70 - Management systems
• ICS: 03.120.10 - Quality management and quality assurance
• ICS: 03.120.20 - Product and company certification. Conformity assessment
• ICS: 49.020 - Aircraft and space vehicles in general
• Technical Committee: ASD-STAN - Aerospace
• Drafting Committee: ASD-STAN/D 6 - Quality
• Current Stage: 9960 - Withdrawal effective - Withdrawal
• Completion Date: 02-Sep-2015
• Ref Project: SIST EN 9101:2011 - Quality Management Systems - Audit Requirements for Aviation, Space, and Defence Organizations

Relations

• Replaces: EN 9121:2009 - Aerospace series - Quality management systems - Assessment applicable to stockist distributors (based on ISO 9001:2000)
• Effective Date: 11-Feb-2015
• Replaces: EN 9111:2005 - Aerospace series - Quality management systems - Assessment applicable to maintenance organizations (based on ISO 9001:2000)
• Effective Date: 11-Feb-2015
• Replaces: EN 9101:2008 - Aerospace series - Quality management systems - Assessment (based on ISO 9001:2000)
• Effective Date: 23-Jul-2011
• Replaced By: EN 9101:2015 - Quality Management Systems - Audit Requirements for Aviation, Space, and Defence Organisations
• Effective Date: 09-Sep-2015

Standards Content (Sample)

SLOVENSKI STANDARD
SIST EN 9101:2011
01-september-2011
1DGRPHãþD
SIST EN 9101:2008
6LVWHPLYRGHQMDNDNRYRVWL=DKWHYH]DSUHVRMRRUJDQL]DFLM]UDþQHJDSURPHWD
YHVROMVNLKSROHWRYLQREUDPEH
Quality Management Systems - Audit Requirements for Aviation, Space, and Defence
Organizations
Qualitätsmanagementsysteme - Audit-Anforderungen für Organisationen der Luftfahrt,
Raumfahrt und Verteidigung
Systèmes de management de la Qualité - Exigences d’audit pour les Organismes de
l’Aéronautique, l'Espace et la Défense
Ta slovenski standard je istoveten z: EN 9101:2011
ICS:
03.120.10 Vodenje in zagotavljanje Quality management and
kakovosti quality assurance
49.020 Letala in vesoljska vozila na Aircraft and space vehicles in
splošno general
SIST EN 9101:2011 en,de
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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SIST EN 9101:2011

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SIST EN 9101:2011


EUROPEAN STANDARD
EN 9101

NORME EUROPÉENNE

EUROPÄISCHE NORM
July 2011
ICS 03.120.20; 49.020 Supersedes EN 9101:2008
English Version
Quality Management Systems - Audit Requirements for Aviation,
Space, and Defence Organizations
Systèmes de management de la Qualité - Exigences Qualitätsmanagementsysteme - Audit-Anforderungen für
d'audit pour les Organismes de l'Aéronautique, l'Espace et Organisationen der Luftfahrt, Raumfahrt und Verteidigung
la Défense
This European Standard was approved by CEN on 28 March 2011.

CEN members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European
Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical references concerning such national
standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN member.

This European Standard exists in three official versions (English, French, German). A version in any other language made by translation
under the responsibility of a CEN member into its own language and notified to the CEN-CENELEC Management Centre has the same
status as the official versions.

CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia,
Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland,
Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland and United Kingdom.





EUROPEAN COMMITTEE FOR STANDARDIZATION
COMITÉ EUROPÉEN DE NORMALISATION

EUROPÄISCHES KOMITEE FÜR NORMUNG

Management Centre: Avenue Marnix 17, B-1000 Brussels
© 2011 CEN All rights of exploitation in any form and by any means reserved Ref. No. EN 9101:2011: E
worldwide for CEN national Members.

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SIST EN 9101:2011
EN 9101:2011 (E)
Contents Page
Foreword . 3
0 Introduction . 5
0.1 General . 5
0.2 Auditing Approach . 5
0.3 Audit Records and Reports . 5
1 Scope . 6
1.1 General . 6
1.2 Application . 6
2 Normative references . 6
3 Terms and definitions . 7
4 Auditing and reporting . 8
4.1 General . 8
4.1.1 Audit Process .
...