Sustainable critical mineral supply chains

This document surveys the range of existing sustainability frameworks available for critical mineral supply chains to aid understanding and assist in improving an organization’s sustainability outcomes. It includes an analysis of: — the requirements contained in existing sustainability guides or frameworks and where these tools are similar and where they diverge; — sustainability topic areas within existing guides and frameworks that have been accepted in different regions and jurisdictions. This document did not assess the effectiveness of existing standards or frameworks in improving the sustainability performance of their users or how performance was assessed. The results show that the existing sustainability frameworks are extensive and varied in the upstream supply chain. The analysis undertaken as part of this document will help inform the development of potential future ISO work programs and standards development, without duplicating or conflicting with existing frameworks. This document can also be used by organizations outside of ISO with respect to understanding available sustainability standards or frameworks.

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General Information

Status
Published
Publication Date
29-Aug-2024
Current Stage
6060 - International Standard published
Start Date
30-Aug-2024
Due Date
03-Apr-2025
Completion Date
30-Aug-2024
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IWA 45:2024 - Sustainable critical mineral supply chains Released:30. 08. 2024
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International
Workshop
Agreement
IWA 45
First edition
Sustainable critical mineral
2024-08
supply chains
Reference number
© ISO 2024
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on
the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address below
or ISO’s member body in the country of the requester.
ISO copyright office
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Phone: +41 22 749 01 11
Email: copyright@iso.org
Website: www.iso.org
Published in Switzerland
ii
Contents Page
Foreword .iv
Introduction .v
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Sustainability topic areas to consider in critical mineral supply chain standards . 5
4.1 General .5
4.2 Mineral exploration/extraction/mining/mineral recovery on-site processing/off-site
processing and refining .5
4.2.1 Environment .5
4.2.2 Social .6
4.2.3 Economic/Governance .6
4.3 Circularity and end of life .7
4.3.1 Environment .7
4.3.2 Social .7
4.3.3 Governance .7
4.3.4 Technical .7
5 ISO Standards relevant to sustainable critical mineral supply chains . 7
5.1 ISO standards under development .7
5.1.1 ISO/TC 298, Rare earth and ISO/TC 333, Lithium: joint working group 6 on
sustainability (under development) .7
5.1.2 ISO/TC 82, SC 7, Sustainable mining and mine closure . .8
5.2 Existing ISO standards .9
6 Assessment of existing sustainability frameworks relevant to critical mineral supply
chains . 9
6.1 Background .9
6.2 Commonalities and differences across frameworks.10
6.2.1 General .10
6.2.2 Governance structure and stakeholder engagement . 12
6.2.3 Continual Improvement . 12
6.2.4 Conformity assessment . 13
6.2.5 Environmental protection and health and safety . .14
6.2.6 Labour protections .16
6.2.7 Community and social responsibility .17
6.2.8 Ethical Business Practices and Transparency .17
7 Conclusion .18
7.1 General .18
7.2 Coherence, coordination and cooperation .18
7.3 Stakeholder Engagement and Governance .19
7.4 Topic areas for Sustainability Standards . 20
7.4.1 General . 20
7.4.2 Recommendations. 20
7.5 Priority areas for future international standardization . 22
7.5.1 General . 22
7.5.2 Recommendations. 22
Annex A (Informative) STANDARDS/FRAMEWORKS COMPARISON MATRIX .24
Annex B (Informative) Workshop contributors .28
Bibliography .32

iii
Foreword
ISO (the International Organization for Standardization) is a worldwide federation of national standards
bodies (ISO member bodies). The work of preparing International Standards is normally carried out through
ISO technical committees. Each member body interested in a subject for which a technical committee
has been established has the right to be represented on that committee. International organizations,
governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely
with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization.
The procedures used to develop this document and those intended for its further maintenance are described
in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for the different types
of ISO documents should be noted. This document was drafted in accordance with the editorial rules of the
ISO/IEC Directives, Part 2 (see www.iso.org/directives).
ISO draws attention to the possibility that the implementation of this document may involve the use of (a)
patent(s). ISO takes no position concerning the evidence, validity or applicability of any claimed patent
rights in respect thereof. As of the date of publication of this document, ISO had not received notice of (a)
patent(s) which may be required to implement this document. However, implementers are cautioned that
this may not represent the latest information, which may be obtained from the patent database available at
www.iso.org/patents. ISO shall not be held responsible for identifying any or all such patent rights.
Any trade name used in this document is information given for the convenience of users and does not
constitute an endorsement.
For an explanation of the voluntary nature of standards, the meaning of ISO specific terms and expressions
related to conformity assessment, as well as information about ISO's adherence to the World Trade
Organization (WTO) principles in the Technical Barriers to Trade (TBT), see www.iso.org/iso/foreword.html.
International Workshop Agreement IWA 45 was approved at workshops hosted in Tokyo (Japan), New York
(USA) and a virtual workshop held in February 2024, April 2024 and May 2024 respectively.
Any feedback or questions on this document should be directed to the user’s national standards body. A
complete listing of these bodies can be found at www.iso.org/members.html.

iv
Introduction
Critical minerals are vital to the production of materials and equipment needed to deliver clean energy
technologies. This means that we are increasingly relying on critical mineral supply chains, from mine to
product, for the transition to net-zero emissions.
Simultaneously, we must ensure that hard-won environmental gains in critical mineral supply chains are
not lost in the rush to deliver low, and zero, emission technologies, nor are the rights of communities and
Indigenous people overlooked due to the new imperatives.
That presents the world with a challenge – to ensure a reliable supply of the materials needed to tackle
climate change, while offering environmental and social protections which preserve human rights.
Sustainability frameworks, guidelines and standards are central to achieving these goals. They provide
best-practice for the mining industry and corporations throughout the critical mineral supply chain as well
as guidance for policy-makers seeking to ensure a responsible and reliable approach.
The ISO’s International Workshop Agreement on Sustainable Critical Minerals Supply Chains (IWA 45) has
been developed by a group of stakeholders from the mineral supply chain and designed for stakeholders
in the critical mineral supply chains, who need such a framework to assess their operations and measure
sustainability.
NOTE A list of IWA 45 participants is provided in Annex B.
This document is designed to assist those stakeholders in understanding the existing landscape of
frameworks, guidelines and standards currently available and to determine which best suit their needs.
A survey was undertaken of a range of stakeholders across geographic regions to identify relevant
frameworks, guidelines and standards that organizations are already using to assess and improve the
sustainability of critical mineral supply chains.
This document examines governance structures, sustainability topic areas and requirements within
existing frameworks. It details 30 frameworks, guidance and standards relevant to the sector. While there
was no attempt to determine the effectiveness of any of these instruments in improving sustainability,
this document provides an objective overview of the scope of governance, assurance pro
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