CEN ISO/IEC/TS 27006-2:2022

Requirements for bodies providing audit and certification of information security management systems - Part 2: Privacy information management systems (ISO/IEC TS 27006-2:2021)

This document specifies requirements and provides guidance for bodies providing audit and certification of a privacy information management system (PIMS) according to ISO/IEC 27701 in combination with ISO/IEC 27001, in addition to the requirements contained within ISO/IEC 27006 and ISO/IEC 27701. It is primarily intended to support the accreditation of certification bodies providing PIMS certification.
The requirements contained in this document need to be demonstrated in terms of competence and reliability by anybody providing PIMS certification, and the guidance contained in this document provides additional interpretation of these requirements for any body providing PIMS certification.
NOTE     This document can be used as a criteria document for accreditation, peer assessment or other audit processes.

Anforderungen an Stellen, die Informationssicherheits-Managementsysteme auditieren und zertifizieren - Teil 2: Datenschutz-Managementsysteme (ISO/IEC TS 27006-2:2021)

Exigences pour les organismes procédant à l’audit et à la certification des systèmes de management des informations de sécurité - Partie 2: Systèmes de management des informations de sécurité (ISO/IEC TS 27006-2:2021)

This document specifies requirements and provides guidance for bodies providing audit and certification of a privacy information management system (PIMS) according to ISO/IEC 27701 in combination with ISO/IEC 27001, in addition to the requirements contained within ISO/IEC 27006 and ISO/IEC 27701. It is primarily intended to support the accreditation of certification bodies providing PIMS certification.
The requirements contained in this document need to be demonstrated in terms of competence and reliability by anybody providing PIMS certification, and the guidance contained in this document provides additional interpretation of these requirements for any body providing PIMS certification.

Zahteve za organe, ki izvajajo presojanje in certificiranje sistemov upravljanja informacijske varnosti - 2. del: Sistemi za upravljanje informacij o zasebnosti (ISO/IEC/TS 27006-2:2021)

Ta dokument določa zahteve in podaja navodila za organe, ki presojajo in certificirajo sisteme upravljanja zasebnosti informacij (PIMS) v skladu s standardom ISO/IEC 27701 v kombinaciji s standardom ISO/IEC 27001, ter se uporablja kot dodatek k zahtevam, določenim v standardih ISO/IEC 27006 in ISO/IEC 27701. Namenjen je predvsem kot podpora akreditaciji certifikacijskih organov, ki izvajajo certifikacijo PIMS.
Za izpolnjevanje zahtev, ki jih vsebuje ta dokument, mora vsak organ, ki izvaja certifikacijo PIMS, izkazati kompetentnost in zanesljivost, navodila v tem dokumentu pa podajajo dodatno interpretacijo teh zahtev za vsak organ, ki izvaja certifikacijo PIMS.
OPOMBA: Ta dokument je mogoče uporabljati kot dokument z merili za akreditacijo, medsebojno ocenjevanje ali druge procese presojanja.

General Information

• Status: Published
• Publication Date: 08-Nov-2022
• ICS: 03.120.20 - Product and company certification. Conformity assessment
• ICS: 35.030 - IT Security
• Technical Committee: CEN/CLC/TC 13 - Cybersecurity and Data Protection
• Drafting Committee: CEN/CLC/JTC 13/WG 5 - Data Protection, Privacy and Identity Management
• Current Stage: 6060 - Definitive text made available (DAV) - Publishing
• Start Date: 09-Nov-2022
• Completion Date: 09-Nov-2022
• Ref Project: SIST-TS CEN ISO/IEC/TS 27006-2:2023 - Requirements for bodies providing audit and certification of information security management systems - Part 2: Privacy information management systems (ISO/IEC/TS 27006-2:2021)

Relations

• Revised: prEN ISO/IEC 27006-2 - Requirements for bodies providing audit and certification of information security management systems - Part 2: Privacy information management systems (ISO/IEC/DIS 27006‑2:2023)
• Effective Date: 18-Jan-2023

Standards Content (Sample)

SLOVENSKI STANDARD
SIST-TS CEN ISO/IEC/TS 27006-2:2023
01-januar-2023
Zahteve za organe, ki izvajajo presojanje in certificiranje sistemov upravljanja
informacijske varnosti - 2. del: Sistemi za upravljanje informacij o zasebnosti
(ISO/IEC/TS 27006-2:2021)
Requirements for bodies providing audit and certification of information security
management systems - Part 2: Privacy information management systems (ISO/IEC/TS
27006-2:2021)
Exigences pour les organismes procédant à l’audit et à la certification des systèmes de
management des informations de sécurité - Partie 2: Systèmes de management des
informations de sécurité (ISO/IEC/TS 27006-2:2021)
Ta slovenski standard je istoveten z: CEN ISO/IEC/TS 27006-2:2022
ICS:
03.120.20 Certificiranje proizvodov in Product and company
podjetij. Ugotavljanje certification. Conformity
skladnosti assessment
35.030 Informacijska varnost IT Security
SIST-TS CEN ISO/IEC/TS 27006-2:2023 en,fr,de
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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TECHNICAL SPECIFICATION CEN ISO/IEC/TS 27006-2

SPÉCIFICATION TECHNIQUE

TECHNISCHE SPEZIFIKATION
November 2022
ICS 35.030; 03.120.20

English version

Requirements for bodies providing audit and certification
of information security management systems - Part 2:
Privacy information management systems (ISO/IEC TS
27006-2:2021)
Exigences pour les organismes procédant à l'audit et à Anforderungen an Stellen, die Informationssicherheits-
la certification des systèmes de management des Managementsysteme auditieren und zertifizieren - Teil
informations de sécurité - Partie 2: Systèmes de 2: Datenschutz-Managementsysteme (ISO/IEC TS
management des informations de sécurité (ISO/IEC TS 27006-2:2021)
27006-2:2021)
This Technical Specification (CEN/TS) was approved by CEN on 30 October 2022 for provisional application.

The period of validity of this CEN/TS is limited initially to three years. After two years the members of CEN and CENELEC will be
requested to submit their comments, particularly on the question whether the CEN/TS can be converted into a European
Standard.

CEN and CENELEC members are required to announce the existence of this CEN/TS in the same way as for an EN and to make the
CEN/TS available promptly at national level in an appropriate form. It is permissible to keep conflicting national standards in
force (in parallel to the CEN/TS) until the final decision about the possible conversion of the CEN/TS into an EN is reached.

CEN and CENELEC members are the national standards bodies and national electrotechnical committees of Austria, Belgium,
Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy,
Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Republic of North Macedonia, Romania, Serbia,
Slovakia, Slovenia, Spain, Sweden, Switzerland, Türkiye and United Kingdom.


















CEN-CENELEC Management Centre:
Rue de la Science 23, B-1040 Brussels
© 2022 CEN/CENELEC All rights of exploitation in any form and by any means
Ref. No. CEN ISO/IEC/TS 27006-2:2022 E
reserved worldwide for CEN national Members and for
CENELEC Members.

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Contents Page
European foreword . 3

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European foreword
The text of ISO/IEC TS 27006-2:2021 has been prepared by Technical Committee ISO/IEC JTC 1
"Information technology” of the International Organization for Standardization (ISO) and has been
taken over as CEN ISO/IEC/TS 27006-2:2022 by Technical Committee CEN-CENELEC/ JTC 13
“Cybersecurity and Data Protection” the secretariat of which is held by DIN.
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CEN-CENELEC shall not be held responsible for identifying any or all such patent rights.
Any feedback and questions on this document should be directed to the users’ national standards body.
A complete listing of these bodies can be found on the CEN and CENELEC websites.
According to the CEN-CENELEC Internal Regulations, the national standards organizations of the
following countries are bound to announce this Technical Specification: Austria, Belgium, Bulgaria,
Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland,
Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Republic of
North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Türkiye and the
United Kingdom.
Endorsement notice
The text of ISO/IEC TS 27006-2:2021 has been approved by CEN-CENELEC as CEN ISO/IEC/TS 27006-
2:2022 without any modification.

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SIST-TS CEN ISO/IEC/TS 27006-2:2023
TECHNICAL ISO/IEC TS
SPECIFICATION 27006-2
First edition
2021-02
Requirements for bodies providing
audit and certification of information
security management systems —
Part 2:
Privacy information management
systems
Exigences pour les organismes procédant à l’audit et à la certification
des systèmes de management des informations de sécurité —
Partie 2: Systèmes de management des informations de sécurité
Reference number
ISO/IEC TS 27006-2:2021(E)
©
ISO/IEC 2021

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COPYRIGHT PROTECTED DOCUMENT
© ISO/IEC 2021
All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may
be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting
on the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address
below or ISO’s member body in the country of the requester.
ISO copyright office
CP 401 • Ch. de Blandonnet 8
CH-1214 Vernier, Geneva
Phone: [phone]
Email: [e-mail]
Website: www.iso.org
Published in Switzerland
ii © ISO/IEC 2021 – All rights reserved

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Contents Page
Foreword .v
Introduction .vi
1 Scope . 1
2 Normative references . 1
3 Terms and definitions . 1
4 Principles . 2
5 General requirements . 2
5.1 Legal and contractual matters . 2
5.2 Management of impartiality . 2
5.3 Liability and financing . 2
6 Structural requirements . 2
7 Resource requirements . 2
7.1 Competence of personnel . 2
7.1.1 PS 7.1.1 General considerations . 2
7.1.2 PS 7.1.2 Determination of competence criteria . 2
7.2 Personnel involved in the certification activities . 3
7.2.1 PS 7.2 Demonstration of auditor knowledge and experience . 4
7.2.2 PS 7.2.1.1 Selecting auditors . 4
7.3 Use of individual external auditors and external technical experts . 4
7.4 Personnel records. 4
7.5 Outsourcing. 4
8 Information requirements . 4
8.1 Public information . 4
8.2 Certification documents . 4
8.2.1 PS 8.2 PIMS Certification documents . 4
8.3 Reference to certification and use of marks . 5
8.4 Confidentiality . 5
8.5 Information exchange between a certification body and its clients . 5
9 Process requirements . 5
9.1 Pre-certification activities . 5
9.1.1 Application . 5
9.1.2 Application review . 5
9.1.3 Audit programme . 5
9.1.4 Determining audit time . 6
9.1.5 Multi-site sampling . 7
9.1.6 Multiple management systems . 7
9.2 Planning audits . 7
9.2.1 Determining audit objectives, scope and criteria . 7
9.2.2 Audit team selection and assignments . 7
9.2.3 Audit plan . 7
9.3 Initial certification . 7
9.4 Conducting audits . 7
9.4.1 IS 9.4 General . 7
9.4.2 IS 9.4 Specific elements of the ISMS audit . 7
9.4.3 IS 9.4 Audit report . 7
9.5 Certification decision . 7
9.6 Maintaining certification . 8
9.6.1 General. 8
9.6.2 Surveillance activities . 8
9.6.3 Re-certification . 8
9.6.4 Special audits . 8
© ISO/IEC 2021 – All rights reserved iii

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9.6.5 Suspending, withdrawing or reducing the scope of certification . 8
9.7 Appeals . 8
9.8 Complaints . 8
9.9 Client records . 8
10 Management system requirements for certification bodies . 8
10.1 Options . 8
10.2 Option A: General management system requirements . 8
10.3 Option B: Management system requirements in accordance with ISO 9001. 9
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Foreword
ISO (the International Organization for Standardization) and IEC (the International Electrotechnical
Commission) form the specialized system for worldwide standardization. National bodies that
are members of ISO or IEC participate in the development of International Standards through
technical committees established by the respective organization to deal with particular fields of
technical activity. ISO and IEC technical committees collaborate in fields of mutual interest. Other
international organizations, governmental and non-governmental, in liaison with ISO and IEC, also
take part in the work.
The procedures used to develop this document and those intended for its further maintenance are
described in the ISO/IEC Directives, Part 1. In particular, the different approval criteria needed for
the different types of document should be noted. This document was drafted in accordance with the
editorial rules of the ISO/IEC Directives, Part 2 (see www .iso .org/ directives).
Attention is drawn to the possibility that some of the elements of this document may be the subject
of patent rights. ISO and IEC shall not be held responsible for identifying any or all such patent
rights. Details of any patent rights identified during the development of the document will be in the
Introduction and/or on the ISO list of patent declarations received (see www .iso .org/ patents) or the IEC
list of patent declarations received (see patents.iec.ch).
Any trade name used in this document is information given for the convenience of users and does not
consti
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