Aerospace series - Certificate of conformity requirements

This document provides a harmonized process and documentation requirements for the establishment of CoCs used to attest the conformity of aviation, space, and defence products (e.g. assemblies, sub-assemblies, equipment and systems, parts, material, software) or services. It includes a CoC template and supporting instructions on how to complete it.
When quoted by the customer in a contractual requirement, application of this document is mandatory. In other cases, its use is recommended, but if there is a conflict between the requirements of this document and customer or applicable statutory/regulatory requirements, the latter take precedence.
This document can be used by other industries that require the use/application of a CoC.
Requirements for the establishment of Authorized Release Certificates (ARCs) [e.g. European Union Aviation Safety Agency (EASA) Form 1, Federal Aviation Administration (FAA) 8130-3 tag, Civil Aviation Administration of China (CAAC) Form 038] by an external provider holding a production approval (for new aviation products, production, or spares) or maintenance approval (i.e. for in service repairs, modifications, after sales maintenance, overhaul activities, inspections) are not covered by this document, as applicable rules are defined by the aviation authorities having granted these approvals.

Luft- und Raumfahrt - Anforderungen an die Konformitätsbescheinigung

Série aérospatiale - Exigences relatives au certificat de conformité

Le présent document fournit un processus harmonisé et des exigences de documentation pour l’établissement de CC utilisés pour attester de la conformité des produits (par exemple : ensembles, sous-ensembles, équipements et systèmes, pièces, matériaux, logiciels) ou services de l’industrie aéronautique, spatiale et de défense. Il inclut un modèle de CC et des instructions d’aide à son remplissage.
Lorsque ce document est mentionné par le client dans une exigence contractuelle, son application est obligatoire. Dans les autres cas, son utilisation est recommandée, mais s’il existe un conflit entre les exigences du présent document et les exigences du client ou légales/réglementaires, ce sont ces dernières qui prévalent.
Le présent document peut être utilisé par d’autres industries qui exigent l’utilisation/l’application d’un CC.
Les exigences pour l’établissement de certificats d'autorisation de mise en service (ARC) [par exemple : formulaire 1 de l’Agence Européenne de la Sécurité Aérienne (EASA), formulaire 8130-3 de la Federal Aviation Administration (FAA), formulaire 038 de la Civil Aviation Administration of China (CAAC)] par un prestataire externe détenteur d’un agrément de production (pour les produits aéronautiques neufs ou de rechange) ou d’un agrément de maintenance (à savoir pour : réparations en service, modifications, maintenance après-vente, activités de révision, contrôles) ne sont pas couvertes par le présent document, étant donné que les règles applicables sont définies par les autorités aéronautiques qui ont accordé ces agréments.

Aeronavtika - Zahteve v zvezi s potrdilom o skladnosti

Ta dokument podaja usklajen proces in zahteve glede dokumentacije za vzpostavitev potrdil o skladnosti (CoC), ki se uporabljajo za potrjevanje skladnosti letalskih, vesoljskih in obrambnih izdelkov (npr. sklopov, podsklopov, opreme in sistemov, delov, materiala ali storitev). Vključuje predlogo potrdila o skladnosti in spremna navodila za izpolnjevanje.
Pri pogodbeni ponudbi stranke je ta dokument obvezen. V drugih primerih je njegova uporaba priporočena, v primeru neskladnosti med zahtevami iz tega dokumenta in zahtevami odjemalcev ali ustreznimi zakonskimi ali regulativnimi pa prevladajo ustrezne zakonske ali regulativne zahteve.
Zahteve za vzpostavitev potrdil o sprostitvi v obratovanje (ARC) [npr. obrazec 1 Agencije Evropske unije za varnost v letalstvu, oznaka 8130-3 Zvezne uprave za letalstvo (FAA)] s strani zunanjega ponudnika, ki je imetnik proizvodnega dovoljenja (za nove letalske izdelke; proizvodnja in nadomestni deli) ali potrdila za vzdrževanje (tj. za servisna popravila, spremembe, poprodajno vzdrževanje, dejavnosti remonta, pregledi) niso zajete v tem dokumentu, saj so organi za letalstvo, ki so dodelili te potrditve, določili veljavna pravila.

General Information

Status
Published
Publication Date
12-Dec-2023
Current Stage
6060 - Definitive text made available (DAV) - Publishing
Start Date
13-Dec-2023
Completion Date
13-Dec-2023

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Standards Content (Sample)


SLOVENSKI STANDARD
01-februar-2024
Aeronavtika - Zahteve v zvezi s potrdilom o skladnosti
Aerospace series - Certificate of conformity requirements
Luft- und Raumfahrt - Anforderungen an die Konformitätsbescheinigung
Série aérospatiale - Exigences relatives au certificat de conformité
Ta slovenski standard je istoveten z: EN 9163:2023
ICS:
03.120.20 Certificiranje proizvodov in Product and company
podjetij. Ugotavljanje certification. Conformity
skladnosti assessment
49.020 Letala in vesoljska vozila na Aircraft and space vehicles in
splošno general
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

EN 9163
EUROPEAN STANDARD
NORME EUROPÉENNE
December 2023
EUROPÄISCHE NORM
ICS 03.120.20; 49.020
English Version
Aerospace series - Certificate of conformity requirements
Série aérospatiale - Exigences relatives au certificat de Luft- und Raumfahrt - Anforderungen an die
conformité Konformitätsbescheinigung
This European Standard was approved by CEN on 23 July 2023.

CEN members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this
European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical references
concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN
member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by
translation under the responsibility of a CEN member into its own language and notified to the CEN-CENELEC Management
Centre has the same status as the official versions.

CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia,
Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway,
Poland, Portugal, Republic of North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Türkiye and
United Kingdom.
EUROPEAN COMMITTEE FOR STANDARDIZATION
COMITÉ EUROPÉEN DE NORMALISATION

EUROPÄISCHES KOMITEE FÜR NORMUNG

CEN-CENELEC Management Centre: Rue de la Science 23, B-1040 Brussels
© 2023 CEN All rights of exploitation in any form and by any means reserved Ref. No. EN 9163:2023 E
worldwide for CEN national Members.

Contents Page
European foreword . 3
Introduction . 4
1 Scope . 5
2 Normative references . 5
3 Terms and definitions . 5
4 Minimum information required in a certificate of conformity . 6
5 Additional requirements for the completion of the certificate of conformity . 7
Annex A (informative) Acronym log . 9
Annex B (informative) Certificate of conformity template . 10
Annex C (informative) Instructions for the completion of the certificate of conformity . 11
Bibliography . 12

European foreword
This document (EN 9163:2023) has been prepared by the Aerospace and Defence Industries
Association of Europe — Standardization (ASD-STAN).
After enquiries and votes carried out in accordance with the rules of this Association, this
document has received the approval of the National Associations and the Official Services of the
member countries of ASD-STAN, prior to its presentation to CEN.
This document shall be given the status of a national standard, either by publication of an identical
text or by endorsement, at the latest by June 2024, and conflicting national standards shall be
withdrawn at the latest by June 2024.
Attention is drawn to the possibility that some of the elements of this document may be the subject
of patent rights. CEN shall not be held responsible for identifying any or all such patent rights.
According to the CEN-CENELEC Internal Regulations, the national standards organizations of the
following countries are bound to implement this document: Austria, Belgium, Bulgaria, Croatia,
Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland,
Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal,
Republic of North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland,
Türkiye and the United Kingdom.

Introduction
Industry established the International Aerospace Quality Group (IAQG), with representatives from
aviation, space, and defence companies in the Americas, Asia/Pacific, and Europe, to implement
initiatives that make significant improvements in quality and reductions in cost throughout the value
stream. The IAQG benchmarked industry best practices and supporting guidance to develop this
standard to satisfy associated requirements of Aerospace Quality Management System (AQMS)
standards (i.e., EN 9100, EN 9110, EN 9120).
Aviation, space, and defence organizations (customers) throughout the world receive products (e.g.,
assemblies, sub-assemblies, equipment and systems, parts, material, software) or services that are
produced by other external providers (suppliers).
Before using these products or services to either manufacture their own products or integrating them
into their own products, these organizations need confirmation from their external providers that these
products comply with the relevant design data and Purchase Order (PO) requirements. This is
commonly done via an attestation [i.e., Certificate of Conformity (CoC)] from the external provider.
Due to the high number of organizations and external providers, this may result in multiple CoC
templates and associated requirements. The objective of this document is to provide requirements for
issuing a CoC; harmonizing its content to satisfy a broad range of organizations and external providers
and providing consistent process and documentation requirements for verification of aviation, space,
and defence products.
1 Scope
This document provides a harmonized process and documentation requirements for the establishment
of CoCs used to attest the conformity of aviation, space, and defence products (e.g., assemblies, sub-
assemblies, equipment and systems, parts, material, software) or services. It includes a CoC template
and supporting instructions on how to complete it.
When quoted by the customer in a contractual requirement, application of this document is mandatory.
In other cases, its use is recommended, but if there is a conflict between the requirements of this
document and customer or applicable statutory/regulatory requirements, the latter shall take
precedence.
This document can be used by other industries that require the use/application of a CoC.
Requirements for the establishment of Authorized Release Certificates (ARCs) [e.g., European Union
Aviation Safety Agency (EASA) Form 1, Federal Aviation Administration (FAA) 8130-3 tag, Civil
Aviation Administration of China (CAAC) Form 038] by an external provider holding a production
approval (for new aviation products, production, or spares) or maintenance approval (i.e., for in service
repairs, modifications, after sales maintenance, overhaul activities, inspections) are not covered by this
document, as applicable rules are defined by the aviation authorities having granted these approvals.
2 Normative references
The following documents are referred to in the text in such a way that some or all of their content
constitutes requirements of this document. For dated references, only the edition cited applies. For
undated references, the latest edition of the referenced document (including any amendments) applies.
EN 9100, Quality management syste
...

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