Management of alarm systems for the process industries (IEC 62682:2022)

IEC 62682:2022 specifies general principles and processes for the management of alarm systems based on controls system and human-machine interfaces (HMI) for facilities in the process industries. It covers all alarms to be presented to the operator through the control system, which includes alarms from basic process control systems, annunciators, packaged systems, and safety instrumented systems.
The practices in this document are applicable to continuous, batch, and discrete processes. There can be differences in implementation to meet the specific needs based on process type.
The primary function within the alarm system is to notify operators of abnormal process conditions or equipment malfunctions and support the response. The alarm systems can include both the basic process control system (BPCS) and the safety instrumented system (SIS), each of which uses measurements of process conditions and logic to generate alarms. Figure 1 illustrates the concepts of alarm and response dataflow through the alarm system. The alarm system also includes a mechanism for communicating the alarm information to the operator via an HMI, usually a computer screen or an annunciator. Additional functions of the alarm system are an alarm and event log, an alarm historian, and the generation of performance metrics for the alarm system. There are external systems that can use the data from the alarm system.

Alarmmanagement in der Prozessindustrie (IEC 62682:2022)

Gestion de systèmes d'alarme dans les industries de transformation (IEC 62682:2022)

L'IEC 62682:2022 spécifie les principes et les processus généraux pour la gestion de systèmes d’alarme basés sur des systèmes de commande et des interfaces homme-machine (IHM) pour des moyens dans les industries de transformation. Il couvre toutes les alarmes présentées à l’opérateur par le système de commande, qui incluent les systèmes de commande de processus de base, les annonceurs, les systèmes conditionnés et les systèmes instrumentés de sécurité.
Les pratiques dans le présent document sont applicables aux processus continus, aux processus par lots et aux processus discrets. Il peut y avoir des différences de mise en œuvre pour satisfaire aux besoins spécifiques en fonction du type de processus.
La fonction première du système d’alarme est de notifier aux opérateurs les conditions de processus anormales ou les dysfonctionnements du matériel et d’aider à leur résolution. Les systèmes d’alarme peuvent inclure tant le système de commande de processus de base (BPCS) que le système instrumenté de sécurité (SIS), qui utilisent chacun les mesures des conditions de processus et une logique pour produire des alarmes. La Figure 1 représente les concepts d’alarme et de flux de données de réponse dans le système d’alarme. Le système d’alarme inclut également un mécanisme pour communiquer les informations d’alarme à l’opérateur par l’intermédiaire d’une IHM, habituellement un écran de calculateur ou un annonceur. Les fonctions supplémentaires du système d’alarme consistent en un journal des alarmes et des événements, un historique des alarmes et la production d’une métrique de performances pour le système d’alarme. Il existe des systèmes externes qui peuvent utiliser les données issues du système d’alarme.

Upravljanje alarmnih sistemov za procesno industrijo (IEC 62682:2022)

Standard IEC 62682:2022 določa splošna načela in postopke za upravljanje alarmnih sistemov, ki temeljijo na nadzornem sistemu in vmesnikih človek-stroj (HMI) za objekte v predelovalni industriji. Zajema vse alarme, ki jih je treba operaterju predstaviti prek nadzornega sistema, kar vključuje alarme iz osnovnih sistemov za nadzor procesov, prikazovalnikov, sistemov pakiranja in sistemov z varnostnimi instrumenti.
Prakse iz tega dokumenta se uporabljajo za neprekinjene, serijske in diskretne procese. Izvajanje se lahko razlikuje glede na posebne potrebe, ki temeljijo na vrsti procesa.
Osnovna funkcija znotraj alarmnega sistema je obveščanje operaterjev o nenormalnih procesnih pogojih ali okvarah opreme in podpora pri odzivanju. Alarmni sistemi lahko vključujejo osnovni nadzorni sistem za proces (BPCS) in sistem z varnostnimi instrumenti (SIS), od katerih vsak uporablja meritve procesnih pogojev in logiko za ustvarjanje alarmov. Slika 1 prikazuje koncepte pretoka podatkov o alarmu in odzivu prek alarmnega sistema. Alarmni sistem vključuje tudi mehanizem za sporočanje informacij o alarmu operaterju prek vmesnika HMI, ki je običajno računalniški zaslon ali prikazovalnik. Dodatne funkcije alarmnega sistema so dnevnik alarmov in dogodkov, zgodovina alarmov in ustvarjanje kazalnikov učinkovitosti alarmnega sistema. Obstajajo zunanji sistemi, ki lahko uporabljajo podatke iz alarmnega sistema.

General Information

Status
Published
Public Enquiry End Date
07-Feb-2021
Publication Date
13-Mar-2023
Current Stage
6060 - National Implementation/Publication (Adopted Project)
Start Date
24-Jan-2023
Due Date
31-Mar-2023
Completion Date
14-Mar-2023

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SLOVENSKI STANDARD
SIST EN IEC 62682:2023
01-april-2023
Upravljanje alarmnih sistemov za procesno industrijo (IEC 62682:2022)
Management of alarm systems for the process industries (IEC 62682:2022)
Alarmmanagement in der Prozessindustrie (IEC 62682:2022)
Gestion de systèmes d'alarme dans les industries de transformation (IEC 62682:2022)
Ta slovenski standard je istoveten z: EN IEC 62682:2023
ICS:
13.320 Alarmni in opozorilni sistemi Alarm and warning systems
25.040.01 Sistemi za avtomatizacijo v Industrial automation
industriji na splošno systems in general
SIST EN IEC 62682:2023 en,fr,de
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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SIST EN IEC 62682:2023

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SIST EN IEC 62682:2023


EUROPEAN STANDARD EN IEC 62682

NORME EUROPÉENNE

EUROPÄISCHE NORM January 2023
ICS 13.320; 25.040.40 Supersedes EN 62682:2015
English Version
Management of alarm systems for the process industries
(IEC 62682:2022)
Gestion de systèmes d'alarme dans les industries de Alarmmanagement in der Prozessindustrie
transformation (IEC 62682:2022)
(IEC 62682:2022)
This European Standard was approved by CENELEC on 2023-01-12. CENELEC members are bound to comply with the CEN/CENELEC
Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration.
Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC
Management Centre or to any CENELEC member.
This European Standard exists in three official versions (English, French, German). A version in any other language made by translation
under the responsibility of a CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the
same status as the official versions.
CENELEC members are the national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, the Czech Republic,
Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, the
Netherlands, Norway, Poland, Portugal, Republic of North Macedonia, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland,
Türkiye and the United Kingdom.


European Committee for Electrotechnical Standardization
Comité Européen de Normalisation Electrotechnique
Europäisches Komitee für Elektrotechnische Normung
CEN-CENELEC Management Centre: Rue de la Science 23, B-1040 Brussels
© 2023 CENELEC All rights of exploitation in any form and by any means reserved worldwide for CENELEC Members.
 Ref. No. EN IEC 62682:2023 E

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SIST EN IEC 62682:2023
EN IEC 62682:2023 (E)
European foreword
The text of document 65A/1046/FDIS, future edition 2 of IEC 62682, prepared by SC 65A "System
aspects" of IEC/TC 65 "Industrial-process measurement, control and automation" was submitted to the
IEC-CENELEC parallel vote and approved by CENELEC as EN IEC 62682:2023.
The following dates are fixed:
• latest date by which the document has to be implemented at national (dop) 2023-10-12
level by publication of an identical national standard or by endorsement
• latest date by which the national standards conflicting with the (dow) 2026-01-12
document have to be withdrawn

This document supersedes EN 62682:2015 and all of its amendments and corrigenda (if any).
Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CENELEC shall not be held responsible for identifying any or all such patent rights.
Any feedback and questions on this document should be directed to the users’ national committee. A
complete listing of these bodies can be found on the CENELEC website.
Endorsement notice
The text of the International Standard IEC 62682:2022 was approved by CENELEC as a European
Standard without any modification.
In the official version, for Bibliography, the following notes have to be added for the standard indicated:
IEC 61508-4:2010 NOTE Harmonized as EN 61508-4:2010 (not modified)
IEC 61511 (series) NOTE Harmonized as EN 61511 (series)
IEC 61511-1 NOTE Harmonized as EN 61511-1
IEC 62264-2:2013 NOTE Harmonized as EN 62264-2:2013 (not modified)
IEC 62541-9:2020 NOTE Harmonized as EN IEC 62541-9:2020 (not modified)


2

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SIST EN IEC 62682:2023
IEC 62682
®

Edition 2.0 2022-12
INTERNATIONAL
STANDARD
NORME
INTERNATIONALE
Management of alarm systems for the process industries
Gestion de systèmes d’alarme dans les industries de transformation
INTERNATIONAL
ELECTROTECHNICAL
COMMISSION
COMMISSION
ELECTROTECHNIQUE
INTERNATIONALE
ICS 13.320; 25.040.40 ISBN 978-2-8322-5885-9
Warning! Make sure that you obtained this publication from an authorized distributor.
Attention! Veuillez vous assurer que vous avez obtenu cette publication via un distributeur agréé.
® Registered trademark of the International Electrotechnical Commission
Marque déposée de la Commission Electrotechnique Internationale

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SIST EN IEC 62682:2023
– 2 – IEC 62682:2022 © IEC 2022
CONTENTS
FOREWORD . 9
INTRODUCTION . 11
1 Scope . 12
1.1 General applicability . 12
1.2 Exclusions and inclusions . 13
1.2.1 Operators . 13
1.2.2 Process sensors and final control elements . 13
1.2.3 Annunciators . 13
1.2.4 Human machine interface . 13
1.2.5 Safety instrumented systems . 14
1.2.6 Fire and gas detection and protective systems . 14
1.2.7 Security systems . 14
1.2.8 Packaged systems . 14
1.2.9 Event data . 14
1.2.10 Alarm identification methods . 14
1.2.11 Management of change . 14
1.2.12 Purchase specification . 14
2 Normative references . 14
3 Terms, definitions and abbreviated terms . 15
3.1 Terms and definitions . 15
3.2 Abbreviated terms . 24
4 Conformance to this document . 25
4.1 Conformance guidance . 25
4.2 Existing systems . 25
4.3 Use of required functionalities . 25
4.4 Responsibility . 25
4.5 Local Jurisdictions . 25
5 Alarm system models . 25
5.1 Alarm systems . 25
5.2 Alarm management life cycle . 25
5.2.1 Alarm management life cycle model . 25
5.2.2 Alarm management life cycle stages . 26
5.2.3 Alarm management life cycle entry points . 29
5.2.4 Simultaneous and encompassing stages . 29
5.2.5 Alarm management life cycle loops . 29
5.2.6 Alarm management life cycle stage inputs and outputs . 30
5.3 Alarm states . 31
5.3.1 Alarm state transition diagram . 31
5.3.2 Alarm states . 32
5.3.3 Alarm state transition paths . 34
5.4 Alarm response timeline . 35
5.4.1 General . 35
5.4.2 Normal (A) . 36
5.4.3 Unacknowledged (B) . 36
5.4.4 Acknowledged (C) and response . 36
5.4.5 Return-to-normal (D). 37

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SIST EN IEC 62682:2023
IEC 62682:2022 © IEC 2022 – 3 –
5.4.6 Allowable response time . 37
5.4.7 Alarm setpoint . 37
5.4.8 Consequence threshold . 37
5.4.9 Alarm deadband . 37
5.5 Feedback model of operator-process interaction . 37
5.5.1 General . 37
5.5.2 Detect . 38
5.5.3 Diagnose . 38
5.5.4 Respond . 38
5.5.5 Performance shaping factors . 38
6 Alarm philosophy . 39
6.1 Purpose . 39
6.2 Alarm philosophy contents . 39
6.2.1 General . 39
6.2.2 Purpose of alarm system . 40
6.2.3 Definitions . 40
6.2.4 References . 40
6.2.5 Roles and responsibilities for alarm management . 40
6.2.6 Alarm design principles . 40
6.2.7 Alarm setpoint determination . 41
6.2.8 Prioritization method . 41
6.2.9 Alarm class definition. 41
6.2.10 Highly managed alarms . 41
6.2.11 Rationalization . 41
6.2.12 Alarm documentation . 42
6.2.13 Alarm design guidance . 42
6.2.14 Specific alarm design considerations . 42
6.2.15 HMI design principles . 42
6.2.16 Approved enhanced and advanced alarming techniques . 43
6.2.17 Implementation guidance . 43
6.2.18 Alarm response procedures . 43
6.2.19 Training . 43
6.2.20 Alarm shelving . 43
6.2.21 Alarm system maintenance . 43
6.2.22 Testing of alarms . 43
6.2.23 Alarm system performance monitoring . 44
6.2.24 Alarm history preservation . 44
6.2.25 Management of change . 44
6.2.26 Alarm management audit . 44
6.2.27 Related site procedures . 44
6.3 Alarm philosophy development and maintenance . 45
7 Alarm system requirements specification . 45
7.1 Purpose . 45
7.2 Recommendations . 45
7.3 Development . 46
7.4 Systems evaluation . 46
7.5 Packaged systems . 46
7.6 Customization . 46
7.7 Alarm system requirements verification . 46

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SIST EN IEC 62682:2023
– 4 – IEC 62682:2022 © IEC 2022
8 Identification . 46
8.1 Purpose . 46
8.2 Alarm identification methods . 47
8.3 Identification training . 47
8.4 Identification documentation . 47
9 Rationalization . 47
9.1 Purpose . 47
9.2 Rationalization documentation . 48
9.2.1 Rationalization documentation requirements . 48
9.2.2 Rationalization documentation recommendations . 48
9.2.3 Plant states . 48
9.3 Alarm justification . 48
9.3.1 Alarm justification process . 48
9.3.2 Justification approach . 49
9.3.3 Individual alarm justification . 49
9.3.4 Impact on alarm system performance . 49
9.4 Alarm setpoint determination. 49
9.5 Prioritization . 50
9.6 Classification . 50
9.7 Review . 50
9.8 Removal of rejected alarms . 50
9.9 Documentation . 50
10 Detailed design: basic alarm design . 50
10.1 Purpose . 50
10.2 Basic alarm design capabilities . 51
10.3 Usage of alarm states . 51
10.3.1 Alarm state triggering . 51
10.3.2 Alarm states and other logic functions . 51
10.3.3 Alarm suppression and other logic functions . 51
10.4 Alarm types . 51
10.5 Alarm attributes . 52
10.5.1 General . 52
10.5.2 Alarm description . 52
10.5.3 Alarm setpoints . 52
10.5.4 Alarm priority . 52
10.5.5 Alarm deadbands . 52
10.5.6 Alarm on-delay and off-delay . 53
10.6 Programmatic changes to alarm attributes . 53
10.7 Review of basic alarm design . 53
11 Detailed design: human-machine interface design for alarm systems . 54
11.1 Purpose . 54
11.2 HMI functions . 54
11.2.1 General . 54
11.2.2 HMI information requirements . 54
11.2.3 HMI functional requirements . 54
11.2.4 HMI functional recommendations . 54
11.2.5 HMI display requirements . 54
11.2.6 Alarm records requirements . 55

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SIST EN IEC 62682:2023
IEC 62682:2022 © IEC 2022 – 5 –
11.2.7 Alarm records recommendations . 55
11.3 Alarm states indications . 55
11.3.1 General . 55
11.3.2 Required alarm state indications . 55
11.3.3 Recommended alarm state indications . 55
11.3.4 Audible alarm state indications . 57
11.4 Alarm priority indications . 57
11.4.1 General . 57
11.4.2 Alarm priority indication requirements . 57
11.4.3 Colour alarm priority indications requirements . 57
11.4.4 Recommended alarm priority indications . 57
11.5 Alarm message indications . 58
11.5.1 General . 58
11.5.2 Recommended alarm message indications . 58
11.6 Alarm displays . 58
11.6.1 General . 58
11.6.2 Alarm summary display . 59
11.6.3 Alarm summary status . 60
11.6.4 Alarm log displays . 60
11.6.5 Process displays. 61
11.6.6 Tag detail displays . 61
11.6.7 Other graphic elements . 61
11.7 Alarm shelving . 61
11.7.1 General . 61
11.7.2 Alarm shelving functional requirements. 61
11.7.3 Alarm shelving functional recommendations . 62
11.7.4 Shelved alarm displays . 62
11.8 Out-of-service alarms . 62
11.8.1 General . 62
11.8.2 Out-of-service alarm functional requirements . 63
11.8.3 Out-of-service alarm displays . 63
11.9 Alarms suppressed by design . 63
11.9.1 General . 63
11.9.2 Designed suppression functional requirements . 64
11.9.3 Designed suppression functional recommendations . 64
11.9.4 Suppressed-by-design displays . 64
11.10 Alarm annunciator integration . 65
11.10.1 General . 65
11.10.2 Alarm annunciator integration recommendations . 65
11.10.3 Alarm annunciator display integration recommendations . 65
11.11 Safety related alarm HMI . 65
11.11.1 General . 65
11.11.2 Independent safety related alarm HMI . 65
12 Detailed design: enhanced and advanced alarming . 65
12.1 Purpose . 65
12.2 Basis of enhanced and advanced alarming . 66
12.2.1 General . 66
12.2.2 Effort, manpower requirements and complexity . 66
12.3 Information linking . 66

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– 6 – IEC 62682:2022 © IEC 2022
12.4 Logic-based alarming . 66
12.4.1 General . 66
12.4.2 Alarm attribute modification . 66
12.4.3 Externally enabled systems . 66
12.4.4 Logical alarm suppression and attribute modification . 66
12.4.5 State-based alarming . 66
12.5 Model-based alarming . 67
12.6 Additional alarming considerations . 67
12.6.1 General . 67
12.6.2 Remote alarm systems . 67
12.6.3 Supplementary alarm systems . 67
12.6.4 Batch process considerations . 67
12.7 Training, testing, and auditing systems .
...

SLOVENSKI STANDARD
oSIST prEN IEC 62682:2021
01-februar-2021
Upravljanje alarmnih sistemov za procesno industrijo
Management of alarms systems for the process industries
Alarmmanagement in der Prozessindustrie
Gestion de systèmes d'alarme dans les industries de transformation
Ta slovenski standard je istoveten z: prEN IEC 62682:2020
ICS:
13.320 Alarmni in opozorilni sistemi Alarm and warning systems
25.040.01 Sistemi za avtomatizacijo v Industrial automation
industriji na splošno systems in general
oSIST prEN IEC 62682:2021 en,fr,de
2003-01.Slovenski inštitut za standardizacijo. Razmnoževanje celote ali delov tega standarda ni dovoljeno.

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oSIST prEN IEC 62682:2021

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oSIST prEN IEC 62682:2021
65A/986/CDV

COMMITTEE DRAFT FOR VOTE (CDV)
PROJECT NUMBER:
IEC 62682 ED2
DATE OF CIRCULATION: CLOSING DATE FOR VOTING:
2020-11-20 2021-02-12
SUPERSEDES DOCUMENTS:
65A/952/CD, 65A/984/CC

IEC SC 65A : SYSTEM ASPECTS
SECRETARIAT: SECRETARY:
United Kingdom Mr Petar Luzajic
OF INTEREST TO THE FOLLOWING COMMITTEES: PROPOSED HORIZONTAL STANDARD:

TC 57
Other TC/SCs are requested to indicate their interest, if
any, in this CDV to the secretary.
FUNCTIONS CONCERNED:
EMC ENVIRONMENT QUALITY ASSURANCE SAFETY
SUBMITTED FOR CENELEC PARALLEL VOTING NOT SUBMITTED FOR CENELEC PARALLEL VOTING
Attention IEC-CENELEC parallel voting
The attention of IEC National Committees, members of
CENELEC, is drawn to the fact that this Committee Draft
for Vote (CDV) is submitted for parallel voting.
The CENELEC members are invited to vote through the
CENELEC online voting system.

This document is still under study and subject to change. It should not be used for reference purposes.
Recipients of this document are invited to submit, with their comments, notification of any relevant patent rights of
which they are aware and to provide supporting documentation.

TITLE:
Management of alarms systems for the process industries

PROPOSED STABILITY DATE: 2024

NOTE FROM TC/SC OFFICERS:


Copyright © 2020 International Electrotechnical Commission, IEC. All rights reserved. It is permitted to download this
electronic file, to make a copy and to print out the content for the sole purpose of preparing National Committee positions.
You may not copy or "mirror" the file or printed version of the document, or any part of it, for any other purpose without
permission in writing from IEC.

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oSIST prEN IEC 62682:2021

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oSIST prEN IEC 62682:2021
65A/986/CDV – 2 – IEC 62682 ED2 © IEC 2020

1
2 CONTENTS
3 CONTENTS . 2
4 FOREWORD . 9
5 INTRODUCTION . 11
6 1 Scope . 12
7 1.1 General applicability . 12
8 1.2 Exclusions and inclusions . 13
9 Operators . 13
10 Process sensors and final control elements . 13
11 Annunciators . 13
12 Human machine interface . 13
13 Safety instrumented systems . 14
14 Fire and gas detection and protective systems and security systems . 14
15 Event data . 14
16 Alarm identification methods . 14
17 Management of change . 14
18 Purchase specification . 14
19 2 Normative references . 14
20 3 Terms, definitions, and acronyms . 14
21 3.1 Terms and definitions . 15
22 3.2 Acronyms . 24
23 4 Conformance to this standard . 24
24 4.1 Conformance guidance . 24
25 4.2 Existing systems . 24
26 4.3 Use of required functionalities . 24
27 4.4 Responsibility . 24
28 5 Alarm system models . 25
29 5.1 Alarm systems . 25
30 5.2 Alarm management lifecycle . 25
31 Alarm management lifecycle model . 25
32 Alarm management lifecycle stages . 26
33 Alarm management lifecycle entry points . 28
34 Simultaneous and encompassing stages . 29
35 Alarm management lifecycle loops . 29
36 Alarm management lifecycle stage inputs and outputs . 29
37 5.3 Alarm states . 30
38 Alarm state transition diagram . 30
39 Alarm states . 31
40 Alarm state transition paths . 33
41 5.4 Alarm response timeline . 34
42 General . 34
43 Normal (A) . 35
44 Unacknowledged (B) . 35
45 Acknowledged (C) and response . 35
46 Return-to-normal (D). 36

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oSIST prEN IEC 62682:2021
IEC 62682 ED2 © IEC 2020 – 3 – 65A/986/CDV
47 Allowable response time . 36
48 Alarm setpoint . 36
49 Consequence threshold . 36
50 Alarm deadband . 36
51 5.5 Feedback model of operator-process interaction . 36
52 General . 36
53 Detect . 37
54 Diagnose . 37
55 Respond . 37
56 Performance shaping factors . 37
57 6 Alarm philosophy . 37
58 6.1 Purpose . 37
59 6.2 Alarm philosophy contents . 38
60 General . 38
61 Purpose of alarm system . 39
62 Definitions . 39
63 References . 39
64 Roles and responsibilities for alarm management . 39
65 Alarm design principles . 39
66 Alarm setpoint determination . 40
67 Prioritization method . 40
68 Alarm class definition. 40
69 Highly managed alarms . 40
70 Rationalization . 40
71 Alarm documentation . 41
72 Alarm design guidance . 41
73 Specific alarm design considerations . 41
74 HMI design principles . 41
75 Approved enhanced and advanced alarming techniques . 41
76 Implementation guidance . 42
77 Alarm response procedures . 42
78 Training . 42
79 Alarm shelving . 42
80 Alarm system maintenance . 42
81 Testing of the alarm system . 42
82 Alarm system performance monitoring . 42
83 Alarm history preservation . 43
84 Management of change . 43
85 Alarm system audit . 43
86 Related site procedures . 43
87 6.3 Alarm philosophy development and maintenance . 43
88 7 Alarm system requirements specification . 44
89 7.1 Purpose . 44
90 7.2 Recommendations . 44
91 7.3 Development . 44
92 7.4 Packaged systems . 45
93 7.5 Customization . 45
94 7.6 Alarm system requirements validation . 45
95 8 Identification . 45

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65A/986/CDV – 4 – IEC 62682 ED2 © IEC 2020

96 8.1 Purpose . 45
97 8.2 Alarm identification methods . 45
98 8.3 Identification training . 46
99 8.4 Identification documentation . 46
100 9 Rationalization . 46
101 9.1 Purpose . 46
102 9.2 Rationalization documentation . 46
103 Rationalization documentation requirements . 46
104 Rationalization documentation recommendations . 47
105 Plant states . 47
106 9.3 Alarm justification . 47
107 Alarm justification process . 47
108 Justification approach . 47
109 Individual alarm justification . 47
110 Impact on alarm system performance . 48
111 9.4 Alarm setpoint determination. 48
112 9.5 Prioritization . 48
113 9.6 Classification . 48
114 9.7 Review . 48
115 9.8 Removal of rejected alarms . 49
116 9.9 Documentation . 49
117 10 Detailed design: basic alarm design . 49
118 10.1 Purpose . 49
119 10.2 Basic alarm design capabilities . 49
120 10.3 Usage of alarm states . 49
121 Alarm state triggering . 49
122 Alarm states and other logic functions . 49
123 Alarm suppression and other logic functions . 50
124 10.4 Alarm types . 50
125 10.5 Alarm attributes . 50
126 General . 50
127 Alarm description . 51
128 Alarm setpoints . 51
129 Alarm priority . 51
130 Alarm deadbands . 51
131 Alarm on-delay and off-delay . 51
132 10.6 Programmatic changes to alarm attributes . 52
133 10.7 Review basic alarm design . 52
134 11 Detailed design: human-machine interface design for alarm systems . 52
135 11.1 Purpose . 52
136 11.2 HMI functions . 52
137 General . 52
138 HMI information requirements . 52
139 HMI functional requirements . 52
140 HMI functional recommendations . 53
141 HMI display requirements . 53
142 Alarm records requirements . 53
143 Alarm records recommendations . 53
144 11.3 Alarm states indications . 53

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145 General . 53
146 Required alarm state indications . 54
147 Recommended alarm state indications . 54
148 Audible alarm state indications . 55
149 11.4 Alarm priority indications . 55
150 General . 55
151 Alarm priority indication requirements . 55
152 Colour alarm priority indications requirements . 55
153 Recommended alarm priority indications . 56
154 11.5 Alarm message indications . 56
155 General . 56
156 Recommended alarm message indications . 56
157 11.6 Alarm displays . 56
158 General . 56
159 Alarm summary display . 57
160 Alarm summary status . 58
161 Alarm log displays . 58
162 Process displays. 59
163 Tag detail displays . 59
164 Other graphic elements . 59
165 11.7 Alarm shelving . 59
166 General . 59
167 Alarm shelving functional requirements. 59
168 Alarm shelving functional recommendations . 60
169 Shelved alarm displays . 60
170 11.8 Out-of-service alarms . 61
171 General . 61
172 Out-of-service alarm functional requirements . 61
173 Out-of-service alarm displays . 61
174 11.9 Alarms suppressed by design . 62
175 General . 62
176 Designed suppression functional requirements . 62
177 Designed suppression functional recommendations . 62
178 Suppressed-by-design displays . 62
179 11.10 Alarm annunciator integration . 63
180 General . 63
181 Alarm annunciator integration recommendations . 63
182 Alarm annunciator display integration recommendations . 63
183 11.11 Safety alarm HMI . 63
184 General . 63
185 Independent safety alarm HMI . 63
186 12 Detailed design: enhanced and advanced alarming . 63
187 12.1 Purpose . 63
188 12.2 Basis of enhanced and advanced alarming . 64
189 General . 64
190 Effort, manpower requirements and complexity . 64
191 12.3 Information linking . 64
192 12.4 Logic-based alarming . 64
193 General . 64

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194 Alarm attribute modification . 64
195 Externally enabled systems . 64
196 Logical alarm suppression and attribute modification . 64
197 State-based alarming . 65
198 12.5 Model-based alarming . 65
199 12.6 Additional alarming considerations . 65
200 General . 65
201 Remote alarm systems . 65
202 Supplementary alarm systems . 65
203 Batch process considerations . 66
204 12.7 Training, testing, and auditing systems . 66
205 12.8 Alarm attribute enforcement . 66
206 13 Implementation . 66
207 13.1 Purpose . 66
208 13.2 Implementation planning . 66
209 13.3 Implementation training . 67
210 General . 67
211 Implementation training requirements for new or modified alarms . 67
212 Training documentation requirements for highly managed alarms for
213 new or modified alarms . 67
214 Training documentation recommendations for new or modified alarms . 67
215 Implementation training requirements for new or modified alarm
216 systems . 67
217 Implementation training recommendations for new or modified alarm
218 systems . 67
219 13.4 Implementation testing and validation . 68
220 General . 68
221 Implementation testing requirements for highly managed alarms . 68
222 Implementation testing recommendations for new or modified alarms . 68
223 Implementation testing requirements for new or modified alarm systems . 68
224 13.5 Implementation documentation . 68
225 General . 68
226 Documentation requirements . 69
227 Implementation documentation recommendations . 69
228 14 Operation . 69
229 14.1 Purpose . 69
230 14.2 Alarm response procedures . 69
231 Alarm respon
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